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For Companies At a Glance
- Tasks: Guide clients through FCA authorisation processes and maintain compliance standards.
- Company: Fast-growing business with a modern approach to FCA compliance.
- Benefits: Salary up to £40,000, hybrid working, and a supportive team environment.
- Other info: Dynamic role with opportunities for professional growth and development.
- Why this job: Make compliance approachable while building strong client relationships.
- Qualifications: Experience in FCA compliance and excellent communication skills required.
The predicted salary is between 35000 - 40000 £ per year.
I am supporting a client looking for a new Compliance Officer located in Wolverhampton.
Salary - up to £40,000 DOE
Hybrid working - 3 days in the office per week after passing probation.
Following a surge in FCA authorisation projects, the team is expanding and seeking a skilled Compliance Officer to join them. They are a fast-growing business offering a fresh, modern approach to FCA compliance. Client relationships are built on open, positive communication and a down-to-earth style that makes compliance approachable, collaborative, and long-lasting.
We're seeking a candidate with practical experience in FCA compliance, ideally within a consultancy or regulated environment.
The Role
- This is a hands-on, client-focused position, specialising in delivering FCA authorisations and compliance support to a portfolio of clients.
- You'll guide SMEs through the authorisation process and act as a trusted point of contact throughout.
- Prepare and manage FCA authorisation applications (including SMCR, VOPs, ARs, etc.).
- Maintain up-to-date knowledge of FCA rules, guidance, and expectations.
- Monitor and assess regulatory developments and communicate implications to the business.
- Develop and maintain compliance policies, procedures, and controls.
- Liaise with the FCA and other regulatory bodies as required.
- Review and write policies and procedures.
About you
- Proven experience in a compliance role within a regulated firm.
- Strong knowledge of FCA requirements.
- Hands-on experience with FCA applications and regulatory filings.
- Excellent written and verbal communication skills.
- Attention to detail and ability to manage multiple deadlines.
- Proven experience managing FCA authorisations (essential).
- Familiarity with sectors such as consumer credit, motor trade, mortgages, or related areas.
- Strong business writing skills, including policies, business plans, and regulatory documentation.
- Ability to juggle multiple clients and competing priorities effectively.
Compliance Officer in Cardiff employer: LJ Recruitment
Contact Detail:
LJ Recruitment Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer in Cardiff
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance field, especially those who have experience with FCA regulations. A friendly chat can lead to insider info about job openings that aren't even advertised yet.
✨Tip Number 2
Prepare for interviews by brushing up on your FCA knowledge. Make sure you can discuss recent regulatory changes and how they impact businesses. This shows you're not just a candidate, but a knowledgeable partner ready to tackle compliance challenges.
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, drop a quick thank-you email to express your appreciation. It keeps you fresh in their minds and shows your enthusiasm for the role.
✨Tip Number 4
Apply through our website! We’ve got a streamlined process that makes it easy for you to showcase your skills. Plus, it gives us a chance to see your application in the best light possible.
We think you need these skills to ace Compliance Officer in Cardiff
Some tips for your application 🫡
Tailor Your Application: Make sure to customise your CV and cover letter for the Compliance Officer role. Highlight your experience with FCA compliance and any relevant projects you've worked on. We want to see how your skills match what we're looking for!
Show Off Your Communication Skills: Since this role involves a lot of client interaction, it's crucial to demonstrate your excellent written communication skills. Use clear, concise language in your application to show us you can communicate effectively, just like you would with clients.
Highlight Your Attention to Detail: Compliance is all about the details! Make sure to showcase your ability to manage multiple deadlines and maintain accuracy in your work. We love candidates who can spot the little things that matter.
Apply Through Our Website: We encourage you to submit your application through our website. It’s the best way for us to receive your details and ensures you’re considered for the role. Plus, it’s super easy to do!
How to prepare for a job interview at LJ Recruitment
✨Know Your FCA Stuff
Make sure you brush up on your knowledge of FCA rules and regulations. Familiarise yourself with recent changes and how they impact compliance. This will show that you're not just a candidate, but someone who is genuinely engaged and informed about the industry.
✨Showcase Your Experience
Prepare specific examples from your past roles where you've successfully managed FCA authorisations or compliance projects. Use the STAR method (Situation, Task, Action, Result) to structure your answers, making it easy for the interviewer to see your hands-on experience in action.
✨Communicate Clearly
Since this role involves liaising with clients and regulatory bodies, practice articulating complex compliance concepts in simple terms. During the interview, focus on your ability to communicate effectively, as this is key to building those positive client relationships they value.
✨Be Ready to Juggle
Expect questions about how you manage multiple clients and competing priorities. Prepare to discuss your time management strategies and any tools you use to stay organised. This will demonstrate your ability to thrive in a fast-paced environment, which is crucial for this role.