b Overview /b p In this role you will strengthen the Finance risk and control framework, leading risk management, controls testing, governance reporting, and remediation efforts. You will partner with Finance, Risk, Compliance, Technology, and Internal Audit to drive risk identification, control improvements, and cross-functional governance culture. You will oversee risk assessments, issue tracking, and continuous transformation initiatives, shaping stronger controls across the finance function. This is an opportunity to influence critical governance processes within a global market infrastructure leader that values data and risk discipline. /p b Responsibilities /b ul li Lead the Enterprise Risk Management Framework (ERMF) activities and testing strategies for Finance processes /li li Design and execute risk and control testing, including assessments of design and operational effectiveness /li li Deliver high-quality governance reports and risk communications to stakeholders /li li Oversee risk event enrichment, causal analysis, and remediation tracking /li li Monitor Finance risk profile against appetite and risk metrics, including escalations /li li Participate in global/regional risk assessments and transformation initiatives /li li Coordinate internal and external audit remediations and governance documentation /li li Maintain up-to-date knowledge of finance processes, controls, and transformation impact /li li Drive policy reviews, finance technology platform understanding, and risk training/workshops /li li Support change initiatives to assess process complexity and enable effective transformation /li li Identify and implement automation/AI opportunities in governance workflows /li li Collaborate with Finance, Technology, Compliance, and Risk teams /li li Provide team leadership and performance oversight /li li Complete mandatory training and perform other duties as required /li /ul b Key requirements /b ul li Full and current professional qualification in accounting (ACCA, ACA, ICAS, CIMA, etc.) or finance/audit/risk management with demonstrable experience /li li Deep knowledge of financial risks, controls testing, and change management /li li Experience with COSO, COBIT, SOX or equivalent internal control frameworks /li li Ability to influence senior stakeholders and operate independently in a complex environment /li li Experience managing teams and working across Finance Risk, Controls, Governance, Internal Audit, or related functions /li li Strong analytical, problem-solving, and process improvement skills /li li Project management skills related to risk frameworks and governance /li li Ability to translate complex risk and governance requirements into practical solutions /li li Strong communication and collaboration skills to drive improvement /li /ul ul li Influencing and stakeholder management /li li Clear communication of complex topics /li li Collaborative mindset /li li COSO /li li COBIT /li li SOX /li /ul
Finance Controls & Governance Senior Manager employer: Liquidnet
At TP ICAP, we pride ourselves on being a leading employer in the financial services sector, offering a dynamic work environment that fosters innovation and collaboration. Our commitment to employee growth is evident through comprehensive training programmes and opportunities for career advancement, all while promoting a culture of inclusivity and diversity. Located in London, our global presence allows employees to engage with a wide range of markets and clients, making every day at TP ICAP both meaningful and rewarding.
