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- Tasks: Oversee compliance and ensure ethical practices in a dynamic legal environment.
- Company: Boutique law firm in London, specialising in high-stakes legal matters.
- Benefits: Flexible consultancy role, competitive pay, and the chance to shape compliance culture.
- Why this job: Make a real impact on legal compliance while working with top professionals.
- Qualifications: 5+ years in compliance within a legal setting and strong knowledge of SRA regulations.
- Other info: Opportunity for career growth and to work on complex, international cases.
The predicted salary is between 48000 - 72000 £ per year.
Compliance Officer for Legal Practice (COLP)
Employment Type: Consultancy - 1-2 days/week
About Linkilaw Solicitors
Linkilaw Solicitors is a London-based boutique law firm advising high-net-worth individuals, family offices, and international businesses in complex, high-stakes matters. Our work is frequently cross-border and often sits at the intersection of law, reputation, and strategic decision-making.
Position Overview:
We are seeking an experienced and independent compliance professional to act as our Compliance Officer for Legal Practice (COLP). This role is responsible for overseeing the firm’s compliance with the SRA Principles and the SRA Code of Conduct, embedding a strong culture of ethical practice, and ensuring that regulatory risks are identified, managed, and appropriately reported. The COLP will operate with sufficient authority and independence to challenge senior management where necessary and will have full access to relevant information to discharge the role effectively.
Key Responsibilities:
- Overseeing the firm’s compliance with the SRA Principles, SRA Code of Conduct, and other applicable regulatory obligations.
- Establishing, maintaining, and reviewing systems and controls to ensure ongoing regulatory compliance.
- Maintaining a breach register, assessing materiality, and reporting material breaches to the SRA in accordance with regulatory requirements.
- Monitoring regulatory developments and advising the firm on changes affecting legal practice and professional conduct.
- Supporting the development, implementation, and review of compliance policies, procedures, and risk management frameworks.
- Conducting periodic compliance reviews, audits, and risk assessments, and making recommendations to mitigate identified risks.
- Providing guidance and training to partners, managers, and staff on ethical and regulatory obligations.
- Providing oversight and assurance in relation to client onboarding, complaints handling, conflicts, supervision, and other compliance-critical processes.
- Reporting regularly to senior management on compliance matters, trends, and emerging risks.
Qualifications:
- A minimum of 5 years proven experience in a compliance-related role within a legal environment.
- Strong working knowledge of the SRA regulatory framework, including the Principles and Code of Conduct.
- Exceptional research, drafting, and analytical skills.
- Excellent interpersonal and communication skills.
- Ability to manage multiple tasks and work collaboratively in a fast-paced environment.
- A specialism in dispute resolution, public international law, and/or human rights is highly appreciated as in line with the firm’s core practice areas.
We look forward to receiving your application!
Consultant Solicitor COLP Role (English-qualified solicitors only!) in London employer: Linkilaw Solicitors
Contact Detail:
Linkilaw Solicitors Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Consultant Solicitor COLP Role (English-qualified solicitors only!) in London
✨Network Like a Pro
Get out there and connect with people in the legal field! Attend industry events, join relevant online forums, and don’t be shy about reaching out to professionals on LinkedIn. You never know who might have the inside scoop on job openings or can refer you directly.
✨Show Off Your Expertise
When you get the chance to chat with potential employers, make sure to highlight your experience and knowledge of the SRA regulatory framework. Share specific examples of how you've tackled compliance challenges in the past – this will show them you're the real deal!
✨Prepare for Interviews
Do your homework before any interview! Research the firm’s recent cases and compliance issues they may have faced. This will help you ask insightful questions and demonstrate your genuine interest in their work and culture.
✨Apply Through Our Website
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, it shows you’re serious about joining our team at Linkilaw Solicitors.
We think you need these skills to ace Consultant Solicitor COLP Role (English-qualified solicitors only!) in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Consultant Solicitor COLP role. Highlight your compliance experience and any relevant qualifications that align with the SRA Principles and Code of Conduct. We want to see how your background fits perfectly with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for our firm and this specific role. Share your passion for compliance and how you can contribute to our culture of ethical practice. Remember, we love a personal touch!
Showcase Your Skills: In your application, don't just list your skills—show us how you've used them in real situations. Whether it's conducting compliance reviews or managing regulatory risks, give us examples that demonstrate your expertise. We appreciate concrete evidence of your capabilities!
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of applications and ensures you get all the updates directly from us. Plus, it shows you're keen on joining our team at Linkilaw Solicitors!
How to prepare for a job interview at Linkilaw Solicitors
✨Know Your Compliance Stuff
Make sure you brush up on the SRA Principles and Code of Conduct before your interview. Being able to discuss these in detail will show that you’re not just familiar with them, but that you can apply them in real-world scenarios.
✨Showcase Your Experience
Prepare specific examples from your past roles where you successfully managed compliance issues or implemented new systems. This will help demonstrate your hands-on experience and how you can bring value to the firm.
✨Be Ready to Challenge
Since the role requires you to challenge senior management when necessary, think about how you would approach this. Prepare a few scenarios where you might need to assert your authority and how you would communicate your concerns effectively.
✨Ask Insightful Questions
Prepare thoughtful questions about the firm's current compliance challenges or their approach to regulatory changes. This shows your genuine interest in the role and helps you gauge if the firm’s culture aligns with your values.
