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- Tasks: Oversee compliance and ensure ethical practices in a dynamic legal environment.
- Company: Boutique law firm in London, specialising in high-stakes matters for elite clients.
- Benefits: Flexible consultancy role, competitive pay, and the chance to shape compliance culture.
- Why this job: Make a real impact on legal compliance while working with top professionals.
- Qualifications: 5+ years in compliance within a legal setting and strong knowledge of SRA regulations.
- Other info: Opportunity for career growth and to work on complex, international cases.
The predicted salary is between 48000 - 72000 £ per year.
Compliance Officer for Legal Practice (COLP)
Employment Type: Consultancy - 1-2 days/week
About Linkilaw Solicitors
Linkilaw Solicitors is a London-based boutique law firm advising high-net-worth individuals, family offices, and international businesses in complex, high-stakes matters. Our work is frequently cross-border and often sits at the intersection of law, reputation, and strategic decision-making.
Position Overview:
We are seeking an experienced and independent compliance professional to act as our Compliance Officer for Legal Practice (COLP). This role is responsible for overseeing the firm’s compliance with the SRA Principles and the SRA Code of Conduct, embedding a strong culture of ethical practice, and ensuring that regulatory risks are identified, managed, and appropriately reported. The COLP will operate with sufficient authority and independence to challenge senior management where necessary and will have full access to relevant information to discharge the role effectively.
Key Responsibilities:
- Overseeing the firm’s compliance with the SRA Principles, SRA Code of Conduct, and other applicable regulatory obligations.
- Establishing, maintaining, and reviewing systems and controls to ensure ongoing regulatory compliance.
- Maintaining a breach register, assessing materiality, and reporting material breaches to the SRA in accordance with regulatory requirements.
- Monitoring regulatory developments and advising the firm on changes affecting legal practice and professional conduct.
- Supporting the development, implementation, and review of compliance policies, procedures, and risk management frameworks.
- Conducting periodic compliance reviews, audits, and risk assessments, and making recommendations to mitigate identified risks.
- Providing guidance and training to partners, managers, and staff on ethical and regulatory obligations.
- Providing oversight and assurance in relation to client onboarding, complaints handling, conflicts, supervision, and other compliance-critical processes.
- Reporting regularly to senior management on compliance matters, trends, and emerging risks.
Qualifications:
- A minimum of 5 years proven experience in a compliance-related role within a legal environment.
- Strong working knowledge of the SRA regulatory framework, including the Principles and Code of Conduct.
- Exceptional research, drafting, and analytical skills.
- Excellent interpersonal and communication skills.
- Ability to manage multiple tasks and work collaboratively in a fast-paced environment.
- A specialism in dispute resolution, public international law, and/or human rights is highly appreciated as in line with the firm’s core practice areas.
We look forward to receiving your application!
Consultant Solicitor COLP Role (English-qualified solicitors only!) in City of London employer: Linkilaw Solicitors
Contact Detail:
Linkilaw Solicitors Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Consultant Solicitor COLP Role (English-qualified solicitors only!) in City of London
✨Tip Number 1
Network like a pro! Reach out to your connections in the legal field, especially those who might know someone at Linkilaw Solicitors. A friendly chat can open doors that a CV just can't.
✨Tip Number 2
Prepare for the interview by brushing up on the SRA Principles and Code of Conduct. Show us you know your stuff and can discuss how you'd handle compliance challenges in real scenarios.
✨Tip Number 3
Don’t just wait for job openings—create them! If you see a gap in compliance practices, pitch your ideas directly to the firm. We love proactive candidates who can think outside the box.
✨Tip Number 4
Apply through our website for a smoother process. It shows you're serious about joining us and makes it easier for us to keep track of your application. Plus, we love seeing applicants who take that extra step!
We think you need these skills to ace Consultant Solicitor COLP Role (English-qualified solicitors only!) in City of London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Consultant Solicitor COLP role. Highlight your compliance experience and knowledge of the SRA regulatory framework. We want to see how your skills match what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for our firm and this role. Share specific examples of your past experiences that relate to the responsibilities listed in the job description.
Showcase Your Skills: Don’t just list your qualifications; show us how you’ve used them in real-world situations. Whether it's conducting compliance reviews or managing regulatory risks, we want to know how you've made an impact in your previous roles.
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It helps us keep track of your application and ensures you don’t miss any important updates from us!
How to prepare for a job interview at Linkilaw Solicitors
✨Know Your Compliance Stuff
Make sure you brush up on the SRA Principles and Code of Conduct before your interview. Being able to discuss these in detail will show that you’re not just familiar with them, but that you can apply them in real-world scenarios.
✨Showcase Your Experience
Prepare specific examples from your past roles where you successfully managed compliance issues or implemented new systems. This will help demonstrate your hands-on experience and how you can bring value to the firm.
✨Be Ready to Challenge
Since the role requires you to challenge senior management when necessary, think about how you would approach this. Prepare a few scenarios where you might need to assert your authority and how you would communicate your concerns effectively.
✨Ask Insightful Questions
At the end of the interview, don’t shy away from asking questions about the firm's current compliance challenges or their approach to regulatory changes. This shows your genuine interest in the role and helps you gauge if the firm aligns with your values.
