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- Tasks: Lead daily operations and oversee regulatory compliance in a dynamic environment.
- Company: Join an FCA regulated lender making waves in the financial sector.
- Benefits: Enjoy hybrid working with flexibility and competitive day rates.
- Why this job: Make a real impact on compliance and customer outcomes while growing your career.
- Qualifications: Strong knowledge of regulatory frameworks like CONC, PRIN, SYSC, DISP, and SUP required.
- Other info: This is a 6-month contract role based in Berkshire.
Our client, an FCA regulated lender in Berkshire is looking for a Risk & Compliance Manager to lead day-to-day operations, regulatory oversight, and strategic risk initiatives. This is a high-impact role reporting directly to the Head of Risk and Compliance, with responsibility for:
- Managing regulatory compliance and risk frameworks
- Acting as a key contact for the FCA
- Overseeing the Compliance Monitoring Plan and Consumer Duty implementation
- Leading internal audits, MI reporting, and governance activities
- Supporting a culture of good customer outcomes and operational excellence
This is a fantastic opportunity for someone with strong knowledge of CONC, PRIN, SYSC, DISP, and SUP, and a passion for embedding compliance into business strategy.
If you meet the above criteria, please apply below. Due to a high number of applicants, we may not be able to respond to all unsuccessful candidates.
Risk & Compliance Manager employer: LinkedIn
Contact Detail:
LinkedIn Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Risk & Compliance Manager
✨Tip Number 1
Familiarise yourself with the latest FCA regulations and guidelines. Being well-versed in CONC, PRIN, SYSC, DISP, and SUP will not only boost your confidence but also demonstrate your commitment to compliance during discussions.
✨Tip Number 2
Network with professionals in the risk and compliance field. Attend industry events or webinars to connect with others who may provide insights or even referrals for the role at StudySmarter.
✨Tip Number 3
Prepare to discuss real-life scenarios where you've successfully managed compliance issues or implemented risk frameworks. This practical experience can set you apart from other candidates.
✨Tip Number 4
Showcase your leadership skills by highlighting any previous experience in managing teams or projects. The ability to lead internal audits and governance activities is crucial for this role.
We think you need these skills to ace Risk & Compliance Manager
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of a Risk & Compliance Manager. Familiarise yourself with key regulations such as CONC, PRIN, SYSC, DISP, and SUP, as these will be crucial in your application.
Tailor Your CV: Customise your CV to highlight relevant experience in regulatory compliance and risk management. Emphasise any previous roles where you acted as a key contact for regulatory bodies or led compliance initiatives.
Craft a Compelling Cover Letter: Write a cover letter that showcases your passion for embedding compliance into business strategy. Use specific examples from your past experiences to demonstrate how you have successfully managed compliance frameworks and improved customer outcomes.
Proofread Your Application: Before submitting, carefully proofread your application materials. Ensure there are no spelling or grammatical errors, and that all information is clear and concise. A polished application reflects your attention to detail, which is vital in this role.
How to prepare for a job interview at LinkedIn
✨Know Your Regulations
Familiarise yourself with the key regulations such as CONC, PRIN, SYSC, DISP, and SUP. Be prepared to discuss how these frameworks impact risk management and compliance strategies in your previous roles.
✨Demonstrate Leadership Skills
As this role involves leading day-to-day operations, be ready to share examples of how you've successfully managed teams or projects in the past. Highlight your ability to drive compliance initiatives and foster a culture of operational excellence.
✨Prepare for Scenario Questions
Expect scenario-based questions that assess your problem-solving skills in compliance situations. Think about past experiences where you had to navigate complex regulatory challenges and how you achieved positive outcomes.
✨Showcase Your Communication Skills
Since you'll be acting as a key contact for the FCA, it's crucial to demonstrate strong communication abilities. Practice articulating complex compliance concepts clearly and concisely, as well as your approach to stakeholder engagement.
