At a Glance
- Tasks: Oversee compliance processes and support mortgage advisers in a dynamic finance environment.
- Company: Reputable private finance brokerage in Central London with a strong industry presence.
- Benefits: Competitive pro-rata salary, hybrid working, and private medical insurance.
- Other info: Flexible part-time role with opportunities for professional growth.
- Why this job: Join a trusted firm and make a real impact in the finance sector.
- Qualifications: Experience in mortgage compliance and strong organisational skills required.
The predicted salary is between 40000 - 40000 € per year.
Are you looking for a part-time Mortgage Compliance Manager role? With a salary of £67k pro-rata and a hybrid working structure, this role at a private finance firm in Central London with an exceptional reputation is the one for you!
A well-established private finance brokerage in Central London is looking to appoint a part-time Mortgage & Protection Compliance Manager to support its growing advisory team. This is a flexible, hybrid role offering strong autonomy and the opportunity to work alongside highly experienced industry professionals.
What's on Offer
- 3 days per week
- Salary: £40,000 pro rata (equivalent to c.£67,000 full-time)
- Hybrid working: typically 1 day in the office and 2 days remote (initially)
- Private medical insurance
- Central London office location
About the Business
This firm is a trusted name in the commercial and private finance space, supporting entrepreneurial clients across both residential and commercial lending. With decades of combined experience, the leadership team operates as long-term financial partners to their clients, offering an end-to-end, relationship-led service. Their strong lender network and reputation for delivery enable them to provide tailored funding solutions efficiently and effectively.
The Role
This is a hands-on compliance position supporting both mortgage and protection activities across the business. You'll work closely with advisers and senior stakeholders to ensure regulatory standards are maintained, while overseeing key compliance processes across the firm.
Key responsibilities include:
- Supervision of mortgage advisers
- KPI reviews and monthly compliance activity
- File checks and adviser observations where required
- Conducting Mortgage Adviser 1:1s
- Managing introducer agreements and onboarding
- Updating and maintaining compliance policies
- Quarterly group reporting (e.g. AML and sanctions checks)
- Managing joiners/leavers and annual Fit & Proper assessments
- Horizon scanning for regulatory updates
- Marketing sign-off across digital and social channels
- Supporting internal and external audits
- Light-touch oversight of commercial advisers
- Acting as point of contact for external compliance partners
Requirements
We're looking for someone who brings:
- Solid experience in mortgage and protection compliance
- Strong attention to detail and organisational skills
- The ability to manage workload effectively within a part-time structure
- Confidence working with advisers and senior stakeholders
- Ability to commute to Central London as required for office-based activities.
If this role aligns with your experience and you're looking for a flexible compliance position within a highly regarded finance brokerage, get in touch to arrange a confidential conversation.
Mortgage Compliance Manager in London employer: LinkedIn
Join a prestigious private finance brokerage in Central London, where you will enjoy a part-time Mortgage Compliance Manager role that offers flexibility and autonomy. With a strong emphasis on employee growth, this firm provides opportunities to work alongside seasoned professionals in a supportive environment, complemented by benefits such as private medical insurance and a hybrid working model. Experience a rewarding career in a company known for its exceptional reputation and commitment to delivering tailored financial solutions.
StudySmarter Expert Advice🤫
We think this is how you could land Mortgage Compliance Manager in London
✨Network Like a Pro
Get out there and connect with industry professionals! Attend finance and compliance events, join relevant online forums, and don’t be shy to reach out on LinkedIn. We all know that sometimes it’s not just what you know, but who you know that can land you that dream job.
✨Ace the Informal Chat
Before you even get to the formal interview, try to set up an informal chat with someone in the company. This is your chance to show your passion for mortgage compliance and get insider info about the role. Plus, it helps you stand out when you formally apply through our website!
✨Showcase Your Skills
When you get the chance to meet potential employers, make sure to highlight your experience in mortgage and protection compliance. Bring examples of how you've successfully managed compliance processes or improved regulatory standards. We want to see your skills in action!
✨Follow Up Like a Boss
After any meeting or interview, don’t forget to send a follow-up message. Thank them for their time and reiterate your interest in the role. It shows professionalism and keeps you fresh in their minds. Remember, we’re all about building relationships here!
We think you need these skills to ace Mortgage Compliance Manager in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV highlights your experience in mortgage and protection compliance. We want to see how your skills align with the role, so don’t be shy about showcasing your achievements!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for this part-time role. Share your passion for compliance and how you can contribute to our team.
Showcase Your Attention to Detail:In compliance, details matter! When filling out your application, double-check for any typos or errors. We appreciate candidates who take the time to ensure everything is spot on.
Apply Through Our Website:We encourage you to apply directly through our website. It’s the easiest way for us to receive your application and ensures you’re considered for this exciting opportunity!
How to prepare for a job interview at LinkedIn
✨Know Your Compliance Stuff
Make sure you brush up on the latest mortgage and protection compliance regulations. Being able to discuss recent changes or trends in the industry will show that you're not just knowledgeable but also proactive about staying informed.
✨Showcase Your Organisational Skills
Since this role requires strong attention to detail and effective workload management, prepare examples from your past experience where you've successfully managed multiple tasks or projects. This will help demonstrate your ability to thrive in a part-time structure.
✨Engage with Stakeholders
Think about how you can effectively communicate with advisers and senior stakeholders. Prepare to discuss your approach to building relationships and how you’ve handled challenging conversations in the past. This will highlight your confidence and interpersonal skills.
✨Ask Insightful Questions
Prepare some thoughtful questions about the firm’s compliance processes and how they support their advisory team. This shows your genuine interest in the role and helps you understand if the company culture aligns with your values.
