At a Glance
- Tasks: Lead compliance activities for UK Wealth Management, ensuring regulatory adherence and risk management.
- Company: AlTi Tiedemann Global is a NASDAQ-listed global wealth manager with $77 billion in assets.
- Benefits: Join a dynamic team with opportunities for growth and a culture that values diversity and innovation.
- Why this job: Be part of a reputable firm committed to excellence and integrity in wealth management.
- Qualifications: 10+ years in compliance within wealth management; Bachelor's degree required, certifications preferred.
- Other info: Collaborate with international teams and contribute to a robust compliance culture.
The predicted salary is between 72000 - 108000 £ per year.
Company DescriptionAlTi Tiedemann Global (“AlTi”) is a NASDAQ listed global wealth and alternatives manager, in the business of turning powerful ideas into high-performing strategies and solutions. The firm currently manages or advises on approximately $77 billion in combined assets and has an expansive network of c. 400 professionals across three continents.Whether our clients are individuals or institutions, foundations or family-led businesses, we offer a connected ecosystem of advice, solutions and innovative investment opportunities from across our global network.We are passionate about finding better ways to serve our clients. We approach problems with open-mindedness and a restless entrepreneurial spirit to deliver more for clients.Our culture is rooted in curiosity. We support the unique qualities of each team member and the entrepreneurial spirit shared by all of us. We come from different backgrounds and offer different perspectives. We believe these differences make us better suited for a fast-changing world.As a growing global firm with offices in 20 major financial centres, we are looking for talented individuals to expand our team. If you share our passion for ideas and commitment to excellence, we want you to join us.To learn more visit alti-global.com.Job Summary We are seeking an experienced Compliance Officer to join our UK Wealth Management team. Reporting to AlTi’s International Chief Risk and Compliance Officer (CRCO), the role will lead on regulatory and financial crime compliance activities in relation to AlTi Wealth Management UK, as well as supporting, where needed, our Compliance Officers across the International footprint. The role will play a critical role in stewarding all relevant compliance risks and related reporting to UK Board and IWM Risk Governance. This position will support AlTi’s broader vision of delivering excellence in Wealth Management fostering a robust compliance culture, aligning with global regulatory standards, and addressing the evolving requirements of a diverse investor base.This role provides an opportunity to contribute to AlTi’s reputation for excellence, enabling access to high-quality investment solutions while upholding the integrity of our operations. The successful candidate will collaborate closely with internal teams, external stakeholders and regulatory bodies to ensure that all activities meet the highest levels of transparency, accountability, and compliance.Key Responsibilities:Develop and maintain comprehensive compliance frameworks across all wealth management activities for both regulatory and financial crime risk. Ensure compliance with all relevant UK regulations including, inter alia the FCA Handbook, and money laundering regulations. Responsibility for monitoring the regulatory environment to keep abreast of current legislation, key regulatory initiatives and future developments and interpret the impact on the business area, including ensuring regulatory changes are tracked, and that policies appropriately amended. Review the assessment of procedures and controls to ensure policy compliance. Working with the Board, key Business partners and the CRCO to resolve any issues identified. Develop and oversee the Compliance Monitoring Programme. Ensure required regulatory filings are submitted Set appropriate compliance and awareness training, supplemented by in-person training depending on business needs.As a key member of the IWM Compliance Management team, support the CRCO in coordination of International Compliance issues. Work with broader Risk teams to ensure that compliance related risks, controls and issues are accurately recorded in AlTi systems in accordance with the Risk Management framework.Prepare papers and related MI for UK Board and other IWM Risk Governance meetings including reporting of current issues and emerging risks. QualificationsExperience:Minimum of 10 years in a compliance role within wealth management, fund management, or a related field.Previous experience in an appropriately senior position, with responsibility for compliance in an international wealth management business or other similar financial institution. Education:Bachelor’s degree. Professional certifications such as CISI Level 6, ICA, or equivalent are advantageous.Skills:Strong analytical and problem-solving capabilities.Excellent verbal and written communication skills.Proficiency in compliance tools and systems.Demonstrated ability to work in cross-functional teams and collaborate with internal and external stakeholders.
Head of Compliance - International Wealth Management employer: LinkedIn
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StudySmarter Expert Advice 🤫
We think this is how you could land Head of Compliance - International Wealth Management
✨Tip Number 1
Network with professionals in the wealth management and compliance sectors. Attend industry events, webinars, or conferences where you can meet people who work at AlTi or similar firms. Building these connections can provide valuable insights and potentially lead to referrals.
✨Tip Number 2
Stay updated on the latest regulatory changes and compliance trends in the UK wealth management sector. Demonstrating your knowledge of current legislation during interviews can set you apart as a candidate who is proactive and well-informed.
✨Tip Number 3
Familiarise yourself with AlTi's values and culture by researching their website and social media. Understanding their commitment to excellence and innovation will help you align your responses in interviews and show that you are a good fit for their team.
✨Tip Number 4
Prepare to discuss specific examples from your past experience that demonstrate your ability to handle compliance challenges in wealth management. Tailoring your stories to reflect the responsibilities outlined in the job description will showcase your suitability for the role.
We think you need these skills to ace Head of Compliance - International Wealth Management
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in compliance, particularly within wealth management or financial institutions. Use specific examples that demonstrate your understanding of regulatory frameworks and compliance challenges.
Craft a Compelling Cover Letter: Write a cover letter that not only outlines your qualifications but also reflects your passion for compliance and the values of AlTi Tiedemann Global. Mention how your background aligns with their commitment to excellence and innovation in wealth management.
Highlight Relevant Skills: In your application, emphasise your analytical skills, problem-solving abilities, and experience with compliance tools. Provide concrete examples of how you've successfully navigated compliance issues in previous roles.
Showcase Your Collaborative Experience: Since the role involves working with various stakeholders, include examples of successful cross-functional collaboration in your application. Highlight any experience you have in training or mentoring others in compliance matters.
How to prepare for a job interview at LinkedIn
✨Understand the Regulatory Landscape
Familiarise yourself with the latest UK regulations, especially the FCA Handbook and money laundering regulations. Being able to discuss recent changes and their implications on wealth management will show your expertise and readiness for the role.
✨Demonstrate Your Analytical Skills
Prepare examples of how you've used analytical and problem-solving skills in previous compliance roles. Highlight specific situations where your insights led to improved compliance frameworks or risk management strategies.
✨Showcase Your Communication Abilities
Since the role involves collaboration with various stakeholders, practice articulating complex compliance concepts clearly and concisely. Be ready to discuss how you’ve effectively communicated compliance issues to non-compliance professionals in the past.
✨Emphasise Team Collaboration
Be prepared to share experiences where you worked in cross-functional teams. Discuss how you navigated challenges and built relationships with internal and external stakeholders to achieve compliance objectives.