At a Glance
- Tasks: Lead the enhancement of the Compliance Programme focusing on Financial Crime Compliance.
- Company: A top-tier investment manager with a commitment to compliance excellence.
- Benefits: Fixed-term contract with competitive pay and opportunities for professional growth.
- Other info: Collaborative environment with a focus on innovation and efficiency.
- Why this job: Make a significant impact in combating financial crime on a global scale.
- Qualifications: 10+ years in Financial Services with strong compliance experience.
The predicted salary is between 80000 - 100000 € per year.
A leading investment manager is looking to hire a Senior Compliance Manager for its 2nd Line Compliance function. This is a 6-12 month Fixed Term Contract. The role will support the enhancement and implementation of the Compliance Programme, with particular focus on the Financial Crime Compliance (money laundering, terrorist financing, financial sanctions, proliferation financing, bribery and corruption, fraud, failure to prevent fraud and market abuse).
The individual will manage the Financial Crime Compliance Framework effectively and efficiently by maintaining relevant policies, procedures, systems and controls at entity and fund level. Responsibilities include:
- Assessing and enhancing existing components such as risk assessments, policies, procedures, ongoing screening, training and awareness, systems and controls, oversight of service providers, third party tools/applications, records and data governance.
- Carrying out horizon scanning for Financial Crime Compliance related legislative and regulatory change impacting the UK, US, Qatar, the Cayman Islands and Guernsey, ensuring that change is assessed through formal gap analysis and appropriate action plans put in place for implementation by the relevant stakeholders.
- Providing research and intelligence support in relation to financial crime matters and proactively monitoring externally and internally evolving risks related to financial sanctions and proliferation financing.
- Managing the successful implementation of financial crime related change projects including the implementation of risk assessments, processes and procedures and training, working with various stakeholders across the business globally on technical development projects supporting a global framework and standards.
- Assisting with the execution and development of the Compliance Plan and Compliance Monitoring Programme.
- Coordinating and supporting the global Compliance function to increase efficiency in the day-to-day operations including in relation to the technology utilised by the function.
At least 10 years’ experience in the Financial Services industry, with strong 2nd line Financial Crime Compliance experience is required. Strong knowledge of financial crime compliance legislation regulation in the UK and internationally and financial crime compliance practice is essential. Practical understanding and experience in the implementation and day-to-day management of financial crime processes and systems is also necessary.
Senior Compliance Manager, Financial Crime (Fixed Term Contract) in London employer: Lincoln Recruitment Specialists
As a leading investment manager, we pride ourselves on fostering a dynamic and inclusive work environment that prioritises employee growth and development. Our commitment to compliance excellence is matched by our dedication to providing comprehensive training and support, ensuring that our team members are well-equipped to tackle the complexities of financial crime compliance. Located in a vibrant financial hub, we offer unique opportunities for collaboration and innovation, making us an exceptional employer for those seeking meaningful and rewarding careers.
Contact Detail:
Lincoln Recruitment Specialists Recruiting Team
StudySmarter Expert Advice🤫
We think this is how you could land Senior Compliance Manager, Financial Crime (Fixed Term Contract) in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services industry, especially those with experience in compliance. A friendly chat can lead to insider info about job openings or even referrals.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of financial crime compliance legislation. We recommend creating a cheat sheet of key regulations and recent changes to impress your interviewers with your expertise.
✨Tip Number 3
Showcase your experience with real-life examples during interviews. We all love a good story, so share how you've successfully managed financial crime compliance projects or tackled challenges in your previous roles.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we’re always looking for passionate individuals who can contribute to our mission in compliance.
We think you need these skills to ace Senior Compliance Manager, Financial Crime (Fixed Term Contract) in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Senior Compliance Manager role. Highlight your experience in financial crime compliance and any relevant projects you've managed. We want to see how your skills match what we're looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your background makes you the perfect fit for this role. We love seeing genuine enthusiasm!
Showcase Relevant Experience:When filling out your application, be specific about your experience with financial crime compliance. Mention any relevant legislation or frameworks you've worked with, as this will show us you know your stuff!
Apply Through Our Website:Don't forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it’s super easy to do!
How to prepare for a job interview at Lincoln Recruitment Specialists
✨Know Your Financial Crime Compliance Stuff
Make sure you brush up on the latest financial crime compliance legislation and regulations, especially those relevant to the UK, US, Qatar, Cayman Islands, and Guernsey. Being able to discuss recent changes and how they impact the role will show that you're not just knowledgeable but also proactive.
✨Showcase Your Experience
With at least 10 years in the Financial Services industry, be ready to share specific examples of your past work in managing financial crime compliance frameworks. Highlight any successful projects you've led, particularly those involving risk assessments or training initiatives, as this will demonstrate your hands-on experience.
✨Prepare for Scenario Questions
Expect questions that ask how you would handle specific financial crime scenarios. Think about potential challenges you might face in the role and prepare structured responses that showcase your problem-solving skills and strategic thinking.
✨Engage with Stakeholders
Since the role involves working with various stakeholders globally, be prepared to discuss how you’ve successfully collaborated with different teams in the past. Share examples of how you’ve communicated complex compliance issues clearly and effectively to non-compliance professionals.
