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- Tasks: Assist Financial Planners by preparing compliant reports and conducting annual reviews.
- Company: Nationwide Independent Financial Advisory firm with a focus on client-centric service.
- Benefits: Great salary, strong benefits package, and opportunities for career progression.
- Why this job: Join a dynamic team and make a real impact in financial planning.
- Qualifications: FPC or Level 4 Diploma qualified with 2-3+ years of Paraplanning experience.
- Other info: Experience with industry tools like FE Analytics is a plus.
The predicted salary is between 36000 - 60000 £ per year.
My client is a Nationwide Independent Financial Advisory firm, providing Financial Planning and Wealth Advice to both businesses and individuals across the UK. We urgently are seeking an experienced Paraplanner to be working from the Harrogate offices, specifically providing assistance to the Financial Planners of the business on reviewing, analysing and preparing compliant plans for clients which verify any recommendations made and that are in line with the company's Investment philosophy.
Specifically you'll:
- Prepare fully compliant reports for Financial Planners' clients
- Carry out all Fund purchases in line with company procedures
- Conduct Annual reviews in accordance with SLA's
- Create and maintain a "Best Product" panel to be used in the recommendation process
- Create and maintain the Report Writing / Standard wording libraries
- Participate in regular one to one's with clients
- Maintain Regulatory and Compliance at all times
We are ideally seeking a candidate who is either FPC or Level 4 Diploma qualified (or very close to qualification) with around 2-3+ years extensive experience of Paraplanning, both Research and Report Writing. It would be to your advantage if you have been in a position which allows direct contact with clients, as this will be the case in this position. Any experience with industry standard tools such as FE Analytics, Adviser Office would also be to your advantage.
You are rewarded with a great salary and strong benefits package, along with the opportunity to progress within the firm in the longer-term.
Paraplanner in Harrogate employer: Lime Professional Services
Contact Detail:
Lime Professional Services Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Paraplanner in Harrogate
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial advisory world, especially those who might know someone at the firm you're eyeing. A friendly chat can sometimes lead to insider info or even a referral.
✨Tip Number 2
Prepare for the interview by brushing up on your knowledge of compliance and regulatory standards. We all know how crucial these are in the financial sector, so being able to discuss them confidently will set you apart from the crowd.
✨Tip Number 3
Showcase your report writing skills! Bring samples of your previous work to the interview. This not only demonstrates your expertise but also gives the interviewers a taste of what you can bring to their team.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we love seeing candidates who take that extra step to connect with us directly.
We think you need these skills to ace Paraplanner in Harrogate
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Paraplanner role. Highlight your experience in preparing compliant reports and any relevant qualifications like FPC or Level 4 Diploma. We want to see how your skills match what we're looking for!
Showcase Your Experience: In your application, emphasise your 2-3+ years of Paraplanning experience. Mention specific tools you've used, like FE Analytics or Adviser Office, and any direct client contact you've had. This will help us see how you fit into our team.
Be Clear and Concise: When writing your application, keep it clear and to the point. Use straightforward language to describe your skills and experiences. We appreciate a well-structured application that makes it easy for us to see your strengths.
Apply Through Our Website: Don't forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you're keen on joining our team at StudySmarter!
How to prepare for a job interview at Lime Professional Services
✨Know Your Stuff
Make sure you brush up on your knowledge of financial planning and paraplanning. Familiarise yourself with the company's investment philosophy and be ready to discuss how your experience aligns with their approach. This shows that you're not just interested in the role, but also in how you can contribute to their success.
✨Prepare for Compliance Questions
Since maintaining regulatory compliance is crucial, expect questions around this topic. Be prepared to discuss your understanding of compliance procedures and how you've ensured adherence in your previous roles. Having specific examples ready will demonstrate your expertise and commitment to best practices.
✨Showcase Your Client Interaction Skills
Given that this role involves direct client contact, highlight any relevant experience you have in this area. Share examples of how you've effectively communicated complex information to clients or handled challenging situations. This will help the interviewers see you as someone who can build strong client relationships.
✨Familiarity with Tools is Key
If you have experience with industry-standard tools like FE Analytics or Adviser Office, make sure to mention it. If you don't, do a bit of research on these tools before the interview. Being able to discuss how you would use these tools in your work will show that you're proactive and ready to hit the ground running.
