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- Tasks: Provide regulatory advice and manage compliance for client-facing activities.
- Company: Leading Investment Management firm in York and North Yorkshire.
- Benefits: Excellent benefits package for the right candidate.
- Why this job: Join a top firm and make a significant impact in financial services compliance.
- Qualifications: Senior level experience in Financial Services compliance and FCA relationship management.
- Other info: Opportunity to work in a dynamic environment with career advancement potential.
The predicted salary is between 43200 - 72000 £ per year.
A leading Investment Management firm in York and North Yorkshire is seeking an experienced Compliance professional. This role involves providing regulatory and technical advice on compliance issues related to client-facing activities.
Ideal candidates will have senior level experience in Financial Services compliance and proven capabilities in managing relationships with the FCA.
The position comes with an excellent benefits package for the right candidate.
Strategic Compliance Director – Financial Services employer: Lime People Search & Select Ltd
Contact Detail:
Lime People Search & Select Ltd Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Strategic Compliance Director – Financial Services
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector and let them know you're on the lookout for opportunities. You never know who might have the inside scoop on a role that’s perfect for you.
✨Tip Number 2
Prepare for those interviews! Research the company and its compliance practices thoroughly. Be ready to discuss how your experience aligns with their needs, especially when it comes to managing relationships with the FCA.
✨Tip Number 3
Showcase your expertise! During interviews, share specific examples of how you've navigated compliance challenges in the past. This will demonstrate your strategic thinking and problem-solving skills, which are crucial for a Strategic Compliance Director.
✨Tip Number 4
Don’t forget to apply through our website! We’ve got loads of resources to help you land that dream job, and applying directly can give you an edge over other candidates. Let’s get you into that role!
We think you need these skills to ace Strategic Compliance Director – Financial Services
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your senior-level experience in Financial Services compliance. We want to see how your skills align with the role, so don’t be shy about showcasing your relationship management with the FCA!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for the Strategic Compliance Director role. We love seeing genuine enthusiasm and a clear understanding of the compliance landscape.
Showcase Relevant Experience: When detailing your past roles, focus on specific achievements that relate to client-facing compliance activities. We’re looking for evidence of your ability to provide regulatory advice and manage compliance issues effectively.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for this exciting opportunity. Don’t miss out!
How to prepare for a job interview at Lime People Search & Select Ltd
✨Know Your Regulations
Make sure you brush up on the latest regulations and compliance standards relevant to financial services. Being able to discuss specific FCA guidelines and how they impact client-facing activities will show that you're not just knowledgeable but also proactive in your approach.
✨Showcase Your Relationship Management Skills
Prepare examples of how you've successfully managed relationships with regulatory bodies like the FCA. Highlighting your communication skills and ability to navigate complex compliance issues will demonstrate your suitability for the role.
✨Be Ready for Scenario Questions
Expect scenario-based questions that test your problem-solving abilities in compliance situations. Think about past experiences where you had to make tough decisions or provide advice under pressure, and be ready to share those stories.
✨Understand the Company Culture
Research the investment management firm’s values and culture. Tailor your responses to align with their mission and demonstrate how your experience and approach to compliance can contribute positively to their team dynamics.
