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- Tasks: Manage EMEA Balance Sheet attestation and ensure SOX compliance across various business lines.
- Company: Join a leading Global Banking Group with a strong reputation in financial services.
- Benefits: Enjoy a competitive salary, bonus potential, and opportunities for professional growth.
- Why this job: Be part of a dynamic team driving process efficiency and enhancing governance in finance.
- Qualifications: Fully-qualified (ACA/ACCA/CIMA) with banking experience; Big 4 training is a plus.
- Other info: Proactive role with opportunities for automation and system enhancements.
The predicted salary is between 60000 - 84000 £ per year.
Profile Criteria:
- Fully-qualified (ACA/ACCA/CIMA) with banking or financial services sector experience
- Previous professional training from a Big 4 or top 10 chartered accountancy practice would be desirable (but not essential)
- Experience with SOX and COSO
- Solid experience mapping of processes with risk and controls, including control testing/walkthroughs, and performing end-to-end work across the function; individual should bring a hands-on nature to delivering
- Good communication and stakeholder management skills with the ability to communicate internal controls to a wide audience
Role Summary:
- Manage the EMEA Balance Sheet attestation
- Ensuring SOX compliance across the EMEA region for the Bank’s various business lines/entities
- Internal control, reporting and oversight of SOX across the Bank’s EMEA region
- Using analytics to provide meaningful explanations, KPIs, variance analysis and scenarios for senior management reporting
Responsibilities / Coverage:
- Evaluation of Controls and reporting of dashboard, controls health check activity
- Ensuring SOX reporting compliance and independent testing
- Proactive horizon scanning for accounting and control area, Audit Committee reporting
- Proactive knowledge sharing of new/relevant topics across teams
- Support Head of Internal Control in enhancing/maintaining Balance Sheet substantiation standards
- Mapping of the processes with risk and controls, including control testing/walkthroughs: Company level Controls, Design and Operating effectiveness of the processes
- Liaising with Internal and External Auditors to assist with their understanding of the Bank’s financial statements
- Implement controls to reinforce and enhance the governance and the control environment
- Proactive generation of insightful MI and ad-hoc reporting under tight deadlines to a high quality
- Drive process efficiency within the team, identify opportunities for automation and system enhancements and drive delivery
- Act as a business partner through internal networks and key contacts with front office and functional areas
Contact Detail:
LH Partners Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land AVP - Internal Controls - EMEA Finance - Global Banking Group - Up to £70,000 - £75,000 + Bonus +...
✨Tip Number 1
Network with professionals in the banking and financial services sector. Attend industry events or webinars where you can meet people who work in internal controls or compliance roles. This can help you gain insights into the company culture and potentially get a referral.
✨Tip Number 2
Familiarise yourself with the latest trends and regulations related to SOX and COSO frameworks. Being well-versed in these areas will not only boost your confidence but also demonstrate your commitment to staying updated in your field during interviews.
✨Tip Number 3
Prepare to discuss specific examples of how you've mapped processes with risk and controls in previous roles. Use the STAR method (Situation, Task, Action, Result) to structure your responses, showcasing your hands-on experience and problem-solving skills.
✨Tip Number 4
Research StudySmarter and understand our values and mission. Tailor your conversations during interviews to align with what we stand for, showing that you're not just a fit for the role, but also for our company culture.
We think you need these skills to ace AVP - Internal Controls - EMEA Finance - Global Banking Group - Up to £70,000 - £75,000 + Bonus +...
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your qualifications (ACA/ACCA/CIMA) and relevant banking or financial services experience. Emphasise any previous training from a Big 4 or top 10 accountancy practice, even if it's not essential.
Showcase Relevant Experience: Detail your experience with SOX and COSO frameworks. Include specific examples of how you've mapped processes with risk and controls, conducted control testing, and performed end-to-end work in your previous roles.
Highlight Communication Skills: Since good communication and stakeholder management skills are crucial for this role, provide examples in your application that demonstrate your ability to communicate complex internal controls to diverse audiences.
Prepare a Strong Cover Letter: Craft a cover letter that outlines your motivation for applying and how your skills align with the responsibilities of the role. Mention your proactive approach to knowledge sharing and process efficiency, as these are key aspects of the job.
How to prepare for a job interview at LH Partners
✨Showcase Your Qualifications
Make sure to highlight your ACA/ACCA/CIMA qualifications and any relevant banking or financial services experience. If you've trained with a Big 4 or top 10 accountancy practice, mention this as it can set you apart from other candidates.
✨Demonstrate Your Knowledge of SOX and COSO
Be prepared to discuss your experience with SOX compliance and COSO frameworks. Provide specific examples of how you've mapped processes with risk and controls, and share insights on control testing and walkthroughs you've conducted.
✨Communicate Effectively
Strong communication skills are essential for this role. Practice explaining complex internal controls in simple terms, as you'll need to convey this information to a diverse audience. Think of examples where you've successfully managed stakeholder relationships.
✨Prepare for Scenario-Based Questions
Expect scenario-based questions that assess your problem-solving abilities and analytical skills. Prepare to discuss how you've used analytics to provide meaningful insights, KPIs, and variance analysis in previous roles, especially under tight deadlines.
