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- Tasks: Manage EMEA Balance Sheet attestation and ensure SOX compliance across various business lines.
- Company: Join a leading Global Banking Group focused on financial services and internal controls.
- Benefits: Enjoy a competitive salary up to £75,000 plus bonuses and opportunities for professional growth.
- Why this job: Be part of a dynamic team driving process efficiency and enhancing governance in a global setting.
- Qualifications: Fully-qualified (ACA/ACCA/CIMA) with banking experience; Big 4 training is a plus.
- Other info: Proactive role with opportunities for automation and system enhancements.
The predicted salary is between 60000 - 84000 £ per year.
Profile Criteria:
- Fully-qualified (ACA/ACCA/CIMA) with banking or financial services sector experience
- Previous professional training from a Big 4 or top 10 chartered accountancy practice would be desirable (but not essential)
- Experience with SOX and COSO
- Solid experience mapping of processes with risk and controls, including control testing/walkthroughs, and performing end-to-end work across the function; individual should bring a hands-on nature to delivering
- Good communication and stakeholder management skills with the ability to communicate internal controls to a wide audience
Role Summary:
- Manage the EMEA Balance Sheet attestation
- Ensuring SOX compliance across the EMEA region for the Bank’s various business lines/entities
- Internal control, reporting and oversight of SOX across the Bank’s EMEA region
- Using analytics to provide meaningful explanations, KPIs, variance analysis and scenarios for senior management reporting
Responsibilities / Coverage:
- Evaluation of Controls and reporting of dashboard, controls health check activity
- Ensuring SOX reporting compliance and independent testing
- Proactive horizon scanning for accounting and control area, Audit Committee reporting
- Proactive knowledge sharing of new/relevant topics across teams
- Support Head of Internal Control in enhancing/maintaining Balance Sheet substantiation standards
- Mapping of the processes with risk and controls, including control testing/walkthroughs: Company level Controls, Design and Operating effectiveness of the processes
- Liaising with Internal and External Auditors to assist with their understanding of the Bank’s financial statements
- Implement controls to reinforce and enhance the governance and the control environment
- Proactive generation of insightful MI and ad-hoc reporting under tight deadlines to a high quality
- Drive process efficiency within the team, identify opportunities for automation and system enhancements and drive delivery
- Act as a business partner through internal networks and key contacts with front office and functional areas
AVP - Internal Controls - EMEA Finance - Global Banking Group - Up to £70,000 - £75,000 + Bonus +... employer: LH Partners
Contact Detail:
LH Partners Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land AVP - Internal Controls - EMEA Finance - Global Banking Group - Up to £70,000 - £75,000 + Bonus +...
✨Tip Number 1
Network with professionals in the banking and financial services sector. Attend industry events or webinars where you can meet people who work in internal controls or compliance roles. This can help you gain insights into the role and potentially get referrals.
✨Tip Number 2
Familiarise yourself with SOX and COSO frameworks if you haven't already. Understanding these concepts deeply will not only prepare you for the role but also demonstrate your commitment to the field during interviews.
✨Tip Number 3
Prepare to discuss your experience with process mapping and control testing in detail. Be ready to provide examples of how you've identified risks and implemented controls in previous roles, as this will be crucial for the position.
✨Tip Number 4
Showcase your communication skills by practising how to explain complex internal control concepts in simple terms. This will be important when liaising with stakeholders across different levels of the organisation.
We think you need these skills to ace AVP - Internal Controls - EMEA Finance - Global Banking Group - Up to £70,000 - £75,000 + Bonus +...
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your qualifications (ACA/ACCA/CIMA) and relevant banking or financial services experience. Emphasise any previous training from a Big 4 or top 10 chartered accountancy practice, even if it's not essential.
Showcase Relevant Experience: Detail your experience with SOX and COSO frameworks. Include specific examples of how you've mapped processes with risk and controls, conducted control testing, and performed end-to-end work in your previous roles.
Highlight Communication Skills: Demonstrate your communication and stakeholder management skills in your application. Provide examples of how you've effectively communicated internal controls to diverse audiences, as this is crucial for the role.
Craft a Strong Cover Letter: Write a compelling cover letter that connects your skills and experiences to the responsibilities outlined in the job description. Mention your proactive approach to knowledge sharing and process efficiency, which are key aspects of the role.
How to prepare for a job interview at LH Partners
✨Showcase Your Qualifications
Make sure to highlight your ACA/ACCA/CIMA qualifications and any relevant banking or financial services experience. If you have training from a Big 4 or top 10 accountancy practice, mention it as it can set you apart from other candidates.
✨Demonstrate Your Knowledge of SOX and COSO
Be prepared to discuss your experience with SOX compliance and COSO frameworks. Provide specific examples of how you've mapped processes with risk and controls, and share insights on control testing and walkthroughs you've conducted.
✨Communicate Effectively
Strong communication skills are essential for this role. Practice explaining complex internal controls in simple terms, as you'll need to convey this information to a wide audience. Think of examples where you've successfully managed stakeholder relationships.
✨Prepare for Scenario-Based Questions
Expect scenario-based questions that assess your problem-solving abilities and analytical skills. Prepare to discuss how you've used analytics to provide meaningful insights, KPIs, and variance analysis in previous roles, especially under tight deadlines.
