At a Glance
- Tasks: Monitor portfolio risks and ensure compliance with regulations for positive client outcomes.
- Company: Join a leading wealth management firm focused on client success and regulatory standards.
- Benefits: Competitive salary, professional development, and a collaborative work environment.
- Other info: Dynamic team culture with opportunities for growth and learning.
- Why this job: Make a real impact in investment management while developing your analytical skills.
- Qualifications: Degree level education and experience in analytical roles; advanced Excel skills required.
The predicted salary is between 50000 - 60000 £ per year.
Sitting within the Front Office, the role of the Front Office Risk & Control Team is to help ensure that positive client outcomes are being achieved and portfolios are being correctly managed in line with relevant regulatory standards, internal policies, and procedures. A key focus of the Team is in areas such as Suitability and Portfolio Risk. The Team also provides support to strategic initiatives and day-to-day issues which may arise – within both the Front Office function and wider business.
Brief Role Objective
The Front Office Risk & Control Analyst will report into the Front Office Risk & Control Manager, with a key and primary focus on Portfolio Risk monitoring and ongoing mandate adherence. Monitoring will include a combination of pre-planned assurance work together with dealing with ad hoc queries and requests for information. The role holder is expected to be passionately focused on positive client outcomes.
Key Responsibilities
- Support the design and upkeep of the Team’s Portfolio Risk monitoring processes to ensure adherence with key regulatory requirements and internal policies, procedures, group standards.
- Complete regular monitoring tasks, in line with the Team’s monitoring plan.
- Support the production and ongoing development of effective MI/KPIs (at business, team, and individual level) to monitor ongoing competence, adherence to policies and procedures, and to demonstrate that the right client outcomes are being achieved.
- Support the resolution of any breaches of client mandates.
- Support production of periodic reports to Boards and Committees as required.
- Support Front Office staff and key stakeholders across the business, acting as a key contact for first line Portfolio Risk matters.
- Strong collaboration and sharing of best practice with teams within the Front Office and the wider business, including Risk & Compliance.
- To support and provide Portfolio Risk related training as agreed.
- Support the delivery of key Front Office Risk & Control initiatives involving Portfolio Risk - developments within the team, with a focus on efficiency, intelligent use of data and, where appropriate, help introduce automation.
Requirements
Key Skills and Technical Requirements
- Educated to degree level or equivalent professional experience.
- Experience of working in an analytical role.
- Experience of working in a discretionary or advisory investment management environment with a focus on Retail investors.
- Advanced Excel skills are essential.
- Prior use of Bloomberg or/and Morningstar and Figaro would be beneficial.
Other Skills and Attributes
- An experienced professional with knowledge and application of the FCA conduct of business rules.
- An understanding of the JFSC and SEC regulatory environment is advantageous but not necessary.
- Client centric Investment focused – good understanding of client investment needs; a working knowledge of fixed income, equity and cash type instruments, investment concepts and characteristics; able to interpret investment risk analysis.
- Strong interpersonal skills and teamwork – an ability to build and nurture relationships with a diverse range of personalities at a variety of different levels in addition to leading a team.
- Strong presentation and communication skills.
- Strong negotiation and influencing skills: capable of representing the client which may necessitate constructively challenging Investment Managers.
- Attention to detail and strong focus on accuracy of information.
- Self‑confident and able to influence effectively.
- Self‑motivated.
Front Office Risk & Control Analyst employer: LGT Wealth Management UK LLP
LGT Wealth Management UK LLP is an exceptional employer that prioritises positive client outcomes and fosters a collaborative work culture. With a strong focus on employee growth, we offer comprehensive training and development opportunities, particularly in the dynamic field of Portfolio Risk management. Our London location provides a vibrant environment where innovative ideas are encouraged, making it an ideal place for professionals seeking meaningful and rewarding careers.
Contact Details:
LGT Wealth Management UK LLP Recruitment Team
StudySmarter Expert Advice🤫
We think this is how you could land Front Office Risk & Control Analyst
✨Tip Number 1
Network like a pro! Reach out to people in the industry, attend events, and connect on LinkedIn. You never know who might have the inside scoop on job openings or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by researching the company and its culture. Understand their approach to Portfolio Risk and client outcomes. This will help you tailor your answers and show that you're genuinely interested in the role.
✨Tip Number 3
Practice makes perfect! Conduct mock interviews with friends or use online resources. Focus on articulating your experience in analytical roles and how it relates to the Front Office Risk & Control Analyst position.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace Front Office Risk & Control Analyst
Some tips for your application 🫡
Tailor Your CV:Make sure your CV reflects the skills and experiences that align with the Front Office Risk & Control Analyst role. Highlight your analytical experience and any relevant investment management background to catch our eye!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about client outcomes and how your skills can contribute to our team. Keep it concise but impactful!
Showcase Your Technical Skills:Since advanced Excel skills are essential, don’t forget to mention any specific projects or tasks where you’ve used these skills effectively. If you have experience with Bloomberg or Morningstar, make sure to include that too!
Apply Through Our Website:We encourage you to apply directly through our website for a smoother application process. It’s the best way for us to receive your application and get to know you better!
How to prepare for a job interview at LGT Wealth Management UK LLP
✨Know Your Portfolio Risk
Make sure you understand the key concepts of portfolio risk and how they relate to client outcomes. Brush up on your knowledge of regulatory standards and internal policies, as these will likely come up during the interview.
✨Showcase Your Analytical Skills
Prepare to discuss your experience in analytical roles, especially in investment management. Be ready to provide examples of how you've used data to drive decisions or improve processes, particularly in a client-centric environment.
✨Excel at Excel
Since advanced Excel skills are essential for this role, practice using functions, pivot tables, and data analysis tools. You might be asked to demonstrate your proficiency, so having a few examples ready can really set you apart.
✨Communicate Effectively
Strong communication skills are crucial, so think about how you can convey complex information clearly. Prepare to discuss how you've built relationships with stakeholders and how you handle challenging conversations, especially when it comes to negotiating client needs.
