At a Glance
- Tasks: Monitor portfolio risks and ensure compliance with regulations for positive client outcomes.
- Company: Join LGT Wealth Management, a leading firm owned by the Princely Family of Liechtenstein.
- Benefits: Competitive salary, professional development, and a supportive team environment.
- Other info: Dynamic workplace with opportunities for growth and collaboration.
- Why this job: Make a real impact in wealth management while developing your analytical skills.
- Qualifications: Degree level education and experience in an analytical role required.
The predicted salary is between 45000 - 55000 £ per year.
LGT Wealth Management UK LLP is a UK-based partnership, wholly owned by the private banking group LGT, which is in turn owned by the Princely Family of Liechtenstein. Our aim is to offer a fresh approach to wealth management. Alongside the LLP, we also have two other entities which focus on US and Jersey based clients. Our head office is based in London; however, we have a presence in Edinburgh, Jersey, Leeds, Birmingham and Bristol. Our mission is to create long-term value for all stakeholders. Our culture encourages individuals to generate, develop and implement ideas which will strengthen our business. Belonging, respect, integrity, conviction and entrepreneurship are our core values.
Business Unit
Sitting within the Front Office, the role of the Front Office Risk & Control Team is to help ensure that positive client outcomes are being achieved and portfolios are being correctly managed in line with relevant regulatory standards, internal policies, and procedures. A key focus of the Team is in areas such as Suitability and Portfolio Risk. The Team also provides support to strategic initiatives and day-to-day issues which may arise – within both the Front Office function and wider business.
Brief Role Objective
The Front Office Risk & Control Analyst will report into the Front Office Risk & Control Manager, with a key and primary focus on Portfolio Risk monitoring and ongoing mandate adherence. Monitoring will include a combination of pre-planned assurance work together with dealing with ad hoc queries and requests for information. The role holder is expected to be passionately focused on positive client outcomes.
Key Responsibilities
- Support the design and upkeep of the Team’s Portfolio Risk monitoring processes to ensure adherence with key regulatory requirements and internal policies, procedures, group standards.
- Complete regular monitoring tasks, in line with the Team’s monitoring plan.
- Support the production and ongoing development of effective MI / KPIs (at business, team, and individual level) to monitor ongoing competence, adherence to policies and procedures, and to demonstrate that the right client outcomes are being achieved.
- Support the resolution of any breaches of client mandates.
- Support production of periodic reports to Boards and Committees as required.
- Support Front Office staff and key stakeholders across the business, acting as a key contact for first line Portfolio Risk matters.
- Strong collaboration and sharing of best practice with teams within the Front Office and the wider business, including Risk & Compliance.
- To support and provide Portfolio Risk related training as agreed.
- Support the delivery of key Front Office Risk & Control initiatives involving Portfolio Risk - developments within the team, with a focus on efficiency, intelligent use of data and, where appropriate, help introduce automation.
Your profile
Key Skills and Technical Requirements
- Educated to degree level or equivalent professional experience.
- Experience of working in an analytical role.
- Experience of working in a discretionary or advisory investment management environment with a focus on Retail investors.
- Advanced Excel skills are essential.
- Prior use of Bloomberg or/and Morningstar and Figaro would be beneficial.
Other Skills and Attributes
- An experienced professional with knowledge and application of the FCA conduct of business rules.
- An understanding of the JFSC and SEC regulatory environment is advantageous but not necessary.
- Client centric.
- Investment focused - good understanding of client investment needs; a working knowledge of fixed income, equity and cash type instruments, investment concepts and characteristics; able to interpret investment risk analysis.
- Strong interpersonal skills and teamwork - an ability to build and nurture relationships with a diverse range of personalities at a variety of different levels in addition to leading a team.
- Strong presentation and communication skills.
- Strong negotiation and influencing skills: capable of representing the client which may necessitate constructively challenging Investment Managers.
- Attention to detail and strong focus on accuracy of information.
- Self-confident and able to influence effectively.
- Self-motivated.
Front Office Risk & Control Analyst in London employer: LGT Vestra LLP
LGT Wealth Management UK LLP is an exceptional employer, offering a dynamic work environment in the heart of London, where innovation and client-centric values thrive. With a strong commitment to employee growth, we provide ample opportunities for professional development and collaboration across our diverse teams, ensuring that every individual can contribute meaningfully to our mission of delivering bespoke wealth management solutions. Our culture, rooted in integrity and entrepreneurship, fosters a sense of belonging, making us a preferred choice for those seeking a rewarding career in finance.
StudySmarter Expert Advice🤫
We think this is how you could land Front Office Risk & Control Analyst in London
✨Tip Number 1
Network like a pro! Reach out to people in the industry, attend events, and connect on LinkedIn. You never know who might have the inside scoop on job openings or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by researching the company and its culture. Understand their values and how they align with yours. This will help you show that you're not just a fit for the role, but for the team too!
✨Tip Number 3
Practice your responses to common interview questions, especially those related to risk management and client outcomes. Use the STAR method (Situation, Task, Action, Result) to structure your answers and make them impactful.
✨Tip Number 4
Don’t forget to follow up after your interview! A simple thank-you email can go a long way in showing your enthusiasm for the role and keeping you top of mind for the hiring team.
We think you need these skills to ace Front Office Risk & Control Analyst in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Front Office Risk & Control Analyst role. Highlight your analytical experience and any relevant skills, like advanced Excel proficiency. We want to see how your background aligns with our mission of positive client outcomes!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about wealth management and how you can contribute to our team. Remember, we value integrity and client-centric approaches, so let that reflect in your writing.
Showcase Relevant Experience:When detailing your experience, focus on roles where you've worked in investment management or similar environments. Mention any specific projects or tasks that demonstrate your understanding of portfolio risk and regulatory standards – this will catch our eye!
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re proactive and keen to join our team at LGT Wealth Management!
How to prepare for a job interview at LGT Vestra LLP
✨Know Your Numbers
As a Front Office Risk & Control Analyst, you'll need to be comfortable with data. Brush up on your advanced Excel skills and be ready to discuss how you've used data analysis in previous roles. Prepare examples of how you've monitored portfolio risks or adhered to regulatory standards.
✨Understand the Regulatory Landscape
Familiarise yourself with the FCA conduct of business rules and any relevant regulations like JFSC and SEC. Even if you don't have direct experience, showing that you understand these frameworks will demonstrate your commitment to compliance and client outcomes.
✨Client-Centric Mindset
LGT Wealth Management prides itself on putting clients first. Be prepared to discuss how you've prioritised client needs in your past roles. Think of specific instances where you’ve ensured positive client outcomes and how you can apply that mindset in this role.
✨Showcase Your Team Spirit
Collaboration is key in this role. Highlight your interpersonal skills and provide examples of how you've worked effectively within a team. Discuss any experiences where you’ve shared best practices or supported colleagues in achieving common goals.
