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- Tasks: Monitor portfolio risks and ensure compliance with regulations for positive client outcomes.
- Company: Join LGT Wealth Management, a leading firm owned by the Princely Family of Liechtenstein.
- Benefits: Competitive salary, professional development, and a supportive team environment.
- Other info: Dynamic workplace with opportunities for growth and collaboration.
- Why this job: Make a real impact in wealth management while developing your analytical skills.
- Qualifications: Degree level education and experience in an analytical role required.
The predicted salary is between 50000 - 60000 £ per year.
LGT Wealth Management UK LLP is a UK-based partnership, wholly owned by the private banking group LGT, which is in turn owned by the Princely Family of Liechtenstein. Our aim is to offer a fresh approach to wealth management. We have a presence in London, Edinburgh, Jersey, Leeds, Birmingham, and Bristol. Our mission is to create long-term value for all stakeholders, and our culture encourages individuals to generate, develop, and implement ideas which will strengthen our business.
Business Unit: Sitting within the Front Office, the role of the Front Office Risk & Control Team is to help ensure that positive client outcomes are being achieved and portfolios are being correctly managed in line with relevant regulatory standards, internal policies, and procedures. A key focus of the Team is in areas such as Suitability and Portfolio Risk.
Brief Role Objective: The Front Office Risk & Control Analyst will report into the Front Office Risk & Control Manager, with a key focus on Portfolio Risk monitoring and ongoing mandate adherence. Monitoring will include a combination of pre-planned assurance work together with dealing with ad hoc queries and requests for information. The role holder is expected to be passionately focused on positive client outcomes.
Key Responsibilities:
- Support the design and upkeep of the Team’s Portfolio Risk monitoring processes to ensure adherence with key regulatory requirements and internal policies.
- Complete regular monitoring tasks, in line with the Team’s monitoring plan.
- Support the production and ongoing development of effective MI / KPIs to monitor ongoing competence and adherence to policies.
- Support the resolution of any breaches of client mandates.
- Support production of periodic reports to Boards and Committees as required.
- Support Front Office staff and key stakeholders across the business, acting as a key contact for first line Portfolio Risk matters.
- Strong collaboration and sharing of best practice with teams within the Front Office and the wider business.
- Support and provide Portfolio Risk related training as agreed.
- Support the delivery of key Front Office Risk & Control initiatives involving Portfolio Risk.
Your profile:
Key Skills and Technical Requirements:
- Educated to degree level or equivalent professional experience.
- Experience of working in an analytical role.
- Experience of working in a discretionary or advisory investment management environment with a focus on Retail investors.
- Advanced Excel skills are essential.
- Prior use of Bloomberg or/and Morningstar and Figaro would be beneficial.
Other Skills and Attributes:
- An experienced professional with knowledge and application of the FCA conduct of business rules.
- Client centric Investment focused - good understanding of client investment needs.
- Strong interpersonal skills and teamwork.
- Strong presentation and communication skills.
- Attention to detail and strong focus on accuracy of information.
- Self-motivated.
Front Office Risk & Control Analyst employer: LGT Vestra LLP
Contact Detail:
LGT Vestra LLP Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Front Office Risk & Control Analyst
✨Tip Number 1
Network like a pro! Reach out to people in the industry, attend events, and connect on LinkedIn. You never know who might have the inside scoop on job openings or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by researching the company and its culture. Understand their values and how they align with yours. This will help you show that you're not just a fit for the role, but for the team too!
✨Tip Number 3
Practice your responses to common interview questions, but keep it natural. We want you to sound confident and authentic, so don’t just memorise answers—make them your own!
✨Tip Number 4
Apply through our website! It’s the best way to ensure your application gets seen. Plus, we love seeing candidates who are proactive about joining our team.
We think you need these skills to ace Front Office Risk & Control Analyst
Some tips for your application 🫡
Tailor Your CV: Make sure your CV reflects the skills and experiences that align with the Front Office Risk & Control Analyst role. Highlight your analytical experience and any relevant investment management background to catch our eye!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about client outcomes and how your skills can contribute to our mission at LGT Wealth Management. Keep it concise but impactful!
Showcase Your Technical Skills: Since advanced Excel skills are essential for this role, don’t forget to mention any specific projects or tasks where you’ve used Excel effectively. If you have experience with Bloomberg or Morningstar, make sure to include that too!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team!
How to prepare for a job interview at LGT Vestra LLP
✨Know Your Numbers
As a Front Office Risk & Control Analyst, you'll need to be comfortable with data. Brush up on your advanced Excel skills and be ready to discuss how you've used data analysis in previous roles. Prepare examples of how you've monitored portfolio risks or adhered to regulatory standards.
✨Understand the Regulatory Landscape
Familiarise yourself with the FCA conduct of business rules and any relevant regulations like JFSC and SEC. Even if you don't have direct experience, showing that you understand these frameworks will impress interviewers and demonstrate your commitment to compliance.
✨Client-Centric Mindset
LGT Wealth Management prides itself on putting clients first. Be prepared to discuss how you've prioritised client outcomes in your previous roles. Share specific examples where your analytical skills led to positive results for clients, showcasing your investment knowledge.
✨Showcase Your Team Spirit
This role requires strong interpersonal skills and teamwork. Think of instances where you've collaborated with others to achieve a common goal. Highlight your ability to build relationships and influence stakeholders, as this will be key in supporting Front Office staff and managing Portfolio Risk.