At a Glance
- Tasks: Monitor portfolio risks and ensure compliance with regulations for positive client outcomes.
- Company: Dynamic financial services firm focused on client success and regulatory standards.
- Benefits: Competitive salary, professional development, and a collaborative work environment.
- Other info: Opportunities for growth and learning in a fast-paced financial environment.
- Why this job: Join a team that makes a real impact on client investments and portfolio management.
- Qualifications: Degree level education and analytical experience in investment management.
The predicted salary is between 40000 - 50000 £ per year.
Sitting within the Front Office, the role of the Front Office Risk & Control Team is to help ensure that positive client outcomes are being achieved and portfolios are being correctly managed in line with relevant regulatory standards, internal policies, and procedures. A key focus of the Team is in areas such as Suitability and Portfolio Risk. The Team also provides support to strategic initiatives and day-to-day issues which may arise – within both the Front Office function and wider business.
Brief Role Objective: The Front Office Risk & Control Analyst will report into the Front Office Risk & Control Manager, with a key and primary focus on Portfolio Risk monitoring and ongoing mandate adherence. Monitoring will include a combination of pre-planned assurance work together with dealing with ad hoc queries and requests for information. The role holder is expected to be passionately focused on positive client outcomes.
Key Responsibilities:
- Support the design and upkeep of the Team’s Portfolio Risk monitoring processes to ensure adherence with key regulatory requirements and internal policies, procedures, group standards.
- Complete regular monitoring tasks, in line with the Team’s monitoring plan.
- Support the production and ongoing development of effective MI / KPIs (at business, team, and individual level) to monitor ongoing competence, adherence to policies and procedures, and to demonstrate that the right client outcomes are being achieved.
- Support the resolution of any breaches of client mandates.
- Support production of periodic reports to Boards and Committees as required.
- Support Front Office staff and key stakeholders across the business, acting as a key contact for first line Portfolio Risk matters.
- Strong collaboration and sharing of best practice with teams within the Front Office and the wider business, including Risk & Compliance.
- To support and provide Portfolio Risk related training as agreed.
- Support the delivery of key Front Office Risk & Control initiatives involving Portfolio Risk - developments within the team, with a focus on efficiency, intelligent use of data and, where appropriate, help introduce automation.
Your profile Key Skills and Technical Requirements:
- Educated to degree level or equivalent professional experience.
- Experience of working in an analytical role.
- Experience of working in a discretionary or advisory investment management environment with a focus on Retail investors.
- Advanced Excel skills are essential.
- Prior use of Bloomberg or/and Morningstar and Figaro would be beneficial.
Other Skills and Attributes:
- An experienced professional with knowledge and application of the FCA conduct of business rules.
- An understanding of the JFSC and SEC regulatory environment is advantageous but not necessary.
- Client centric Investment focused - good understanding of client investment needs; a working knowledge of fixed income, equity and cash type instruments, investment concepts and characteristics; able to interpret investment risk analysis.
- Strong interpersonal skills and teamwork - an ability to build and nurture relationships with a diverse range of personalities at a variety of different levels in addition to leading a team.
- Strong presentation and communication skills.
- Strong negotiation and influencing skills: capable of representing the client which may necessitate constructively challenging Investment Managers.
- Attention to detail and strong focus on accuracy of information.
- Self-confident and able to influence effectively.
- Self-motivated.
Front Office Risk & Control Analyst employer: LGT Group
LGT Group is an exceptional employer located in the vibrant Greater London area, offering a dynamic team environment where employees can thrive and contribute to meaningful client service. With a strong focus on professional development, employees are encouraged to grow their skills and advance their careers while enjoying a culture of collaboration and continuous improvement. The company's commitment to excellence and clear communication makes it a rewarding place to work for those seeking impactful roles in investment operations.
StudySmarter Expert Advice🤫
We think this is how you could land Front Office Risk & Control Analyst
✨Tap into Campus Networks
If you're still in uni, don’t forget to engage with your campus's career services and attend finance-related events. Banks often do presentations and recruitment drives on campus, so put yourself out there and make use of these opportunities to show off your passion for the field.
✨Get Certified
Consider pursuing relevant certifications like the CFA or ACCA while you’re job hunting. They not only beef up your CV but also connect you with professional bodies which can lead to networking opportunities and even job openings in banking and financial services.
✨Connect on Professional Platforms
Join finance-focused groups on platforms like LinkedIn and engage in discussions. This can really help you stand out from the crowd, allowing potential employers to see your knowledge and interest in industry trends. Plus, you might stumble upon job postings shared exclusively within the group.
✨Apply Directly and Be Proactive
Don’t shy away from reaching out directly to firms like LGT Group. Use their websites and apply through them, but also consider following up with a polite email to express your enthusiasm. Being proactive can make a huge difference in getting noticed in the competitive financial services sector.
We think you need these skills to ace Front Office Risk & Control Analyst
Some tips for your application 🫡
Show Off Your Numbers!:In the banking and financial services world, quantifiable achievements are key. Make sure your CV highlights your grades in relevant subjects, any financial certifications you hold, and specific projects where you've delivered measurable results. Employers love to see how your skills translate into real-world success.
Tailor Your Cover Letter to the Role:When applying for a full-time position, your cover letter should make a direct connection between your experience and the job description. Don't just state your enthusiasm for finance—dive into how your background in banking or financial analysis sets you apart. Let your passion shine through while being specific about what you can bring to LGT Group.
Include Relevant Financial Software Experience:If you've worked with financial modelling tools or software like Excel, SAP, or specific analytical tools during your studies or internships, bring that up! Highlighting your proficiency can really make your application pop and show you're ready to hit the ground running in a full-time role.
Research and Reflect:Before hitting that 'apply' button on LGT Group's website, do a little digging. Look up their recent projects, values, and culture. Reflecting their ethos in your application can make a huge difference and show you’re genuinely interested in being part of the team!
How to prepare for a job interview at LGT Group
✨Brush Up on Financial Analysis Skills
Make sure you're well-versed in financial concepts and analytical techniques relevant to banking and financial services. Get comfortable with tools like Excel for modelling or financial forecasting, as technical questions in this area are common during interviews with LGT Group.
✨Prepare for Case Studies
Expect to tackle case studies that demonstrate your problem-solving skills in real-world banking scenarios. Familiarise yourself with the types of problems you might face—think risk assessments or investment evaluations—and be ready to articulate your thought process clearly.
✨Show Your Passion for Finance
Since this is a full-time position, employers at LGT Group will be keen to see your genuine interest in finance. Be prepared to discuss recent industry trends or news articles that excite you, showcasing your enthusiasm and engagement with the field.
✨Network with Industry Professionals
Before your interview, reach out to current or former LGT Group employees on platforms like LinkedIn. They'll offer unique insights into the company's culture and the interview process, which can give us a delightful edge in showcasing a good fit for the team.
