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- Tasks: Monitor portfolio risks and ensure compliance with regulations for positive client outcomes.
- Company: Dynamic financial services firm focused on client success and regulatory standards.
- Benefits: Competitive salary, professional development, and a collaborative work environment.
- Other info: Opportunities for growth and learning in a fast-paced financial environment.
- Why this job: Join a team that makes a real impact on client investments and portfolio management.
- Qualifications: Degree level education and analytical experience in investment management.
The predicted salary is between 40000 - 50000 £ per year.
Sitting within the Front Office, the role of the Front Office Risk & Control Team is to help ensure that positive client outcomes are being achieved and portfolios are being correctly managed in line with relevant regulatory standards, internal policies, and procedures. A key focus of the Team is in areas such as Suitability and Portfolio Risk. The Team also provides support to strategic initiatives and day-to-day issues which may arise – within both the Front Office function and wider business.
Brief Role Objective: The Front Office Risk & Control Analyst will report into the Front Office Risk & Control Manager, with a key and primary focus on Portfolio Risk monitoring and ongoing mandate adherence. Monitoring will include a combination of pre-planned assurance work together with dealing with ad hoc queries and requests for information. The role holder is expected to be passionately focused on positive client outcomes.
Key Responsibilities:
- Support the design and upkeep of the Team’s Portfolio Risk monitoring processes to ensure adherence with key regulatory requirements and internal policies, procedures, group standards.
- Complete regular monitoring tasks, in line with the Team’s monitoring plan.
- Support the production and ongoing development of effective MI / KPIs (at business, team, and individual level) to monitor ongoing competence, adherence to policies and procedures, and to demonstrate that the right client outcomes are being achieved.
- Support the resolution of any breaches of client mandates.
- Support production of periodic reports to Boards and Committees as required.
- Support Front Office staff and key stakeholders across the business, acting as a key contact for first line Portfolio Risk matters.
- Strong collaboration and sharing of best practice with teams within the Front Office and the wider business, including Risk & Compliance.
- To support and provide Portfolio Risk related training as agreed.
- Support the delivery of key Front Office Risk & Control initiatives involving Portfolio Risk - developments within the team, with a focus on efficiency, intelligent use of data and, where appropriate, help introduce automation.
Your profile Key Skills and Technical Requirements:
- Educated to degree level or equivalent professional experience.
- Experience of working in an analytical role.
- Experience of working in a discretionary or advisory investment management environment with a focus on Retail investors.
- Advanced Excel skills are essential.
- Prior use of Bloomberg or/and Morningstar and Figaro would be beneficial.
Other Skills and Attributes:
- An experienced professional with knowledge and application of the FCA conduct of business rules.
- An understanding of the JFSC and SEC regulatory environment is advantageous but not necessary.
- Client centric Investment focused - good understanding of client investment needs; a working knowledge of fixed income, equity and cash type instruments, investment concepts and characteristics; able to interpret investment risk analysis.
- Strong interpersonal skills and teamwork - an ability to build and nurture relationships with a diverse range of personalities at a variety of different levels in addition to leading a team.
- Strong presentation and communication skills.
- Strong negotiation and influencing skills: capable of representing the client which may necessitate constructively challenging Investment Managers.
- Attention to detail and strong focus on accuracy of information.
- Self-confident and able to influence effectively.
- Self-motivated.
Front Office Risk & Control Analyst employer: LGT Group
Contact Detail:
LGT Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Front Office Risk & Control Analyst
✨Tip Number 1
Network like a pro! Reach out to people in the industry, attend events, and connect on LinkedIn. You never know who might have the inside scoop on job openings or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by researching the company and its culture. Understand their values and how they align with your own. This will help you stand out as someone who genuinely cares about contributing to positive client outcomes.
✨Tip Number 3
Practice your responses to common interview questions, especially those related to risk management and client focus. Use the STAR method (Situation, Task, Action, Result) to structure your answers and showcase your analytical skills.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive and engaged with our brand.
We think you need these skills to ace Front Office Risk & Control Analyst
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Front Office Risk & Control Analyst role. Highlight your analytical experience and any relevant skills, like advanced Excel or knowledge of investment management. We want to see how you fit into our team!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about client outcomes and how your background aligns with our focus on Portfolio Risk. Keep it engaging and personal – we love a good story!
Showcase Your Skills: Don’t forget to showcase your technical skills in your application. Mention any experience with tools like Bloomberg or Morningstar, and demonstrate your understanding of regulatory environments. We’re looking for someone who can hit the ground running!
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of your application and ensures you don’t miss out on any important updates. Plus, it’s super easy!
How to prepare for a job interview at LGT Group
✨Know Your Portfolio Risk
Make sure you understand the key concepts of portfolio risk and how they relate to client outcomes. Brush up on your knowledge of investment instruments like fixed income and equities, as well as the regulatory environment. This will help you answer questions confidently and show that you're genuinely interested in the role.
✨Excel Skills Are Key
Since advanced Excel skills are essential for this role, practice using Excel to analyse data and create reports. Be prepared to discuss any relevant projects or experiences where you've used Excel effectively. You might even want to bring a sample of your work to showcase your abilities.
✨Showcase Your Interpersonal Skills
This role requires strong interpersonal skills, so think of examples where you've successfully built relationships or collaborated with others. Be ready to share stories that highlight your teamwork and communication skills, especially in challenging situations.
✨Prepare for Regulatory Questions
Familiarise yourself with the FCA conduct of business rules and any other relevant regulations. Even if you don't have extensive experience, showing that you understand the basics will demonstrate your commitment to compliance and client-centric practices.