At a Glance
- Tasks: Conduct AML/KYC reviews and ensure compliance with regulatory guidelines.
- Company: Join LGT Wealth Management, a leading firm owned by the Princely Family of Liechtenstein.
- Benefits: Competitive salary, supportive culture, and opportunities for professional growth.
- Other info: Collaborative team atmosphere with excellent career advancement opportunities.
- Why this job: Make a real impact in wealth management while developing your skills in a dynamic environment.
- Qualifications: Experience in AML/CDD and strong attention to detail required.
The predicted salary is between 37800 - 46200 £ per year.
LGT Wealth Management UK LLP is a UK-based partnership, wholly owned by the private banking group LGT. Our aim is to offer a fresh approach to wealth management. We have a presence in London, Edinburgh, Jersey, Leeds, Birmingham, Bristol and Manchester. Our mission is to create long-term value for all stakeholders. Our culture encourages individuals to generate, develop and implement ideas which will strengthen our business. Our core values are belonging, respect, integrity, conviction and entrepreneurship.
Key Responsibilities:
- Undertaking periodic AML/KYC client reviews in accordance with the periodic review schedule including:
- Complete review of client due diligence to ensure the documentation and information collected is accurate and compliant with local regulatory guidelines set by the FCA and JFSC AML/CFT Handbook.
- Ensure that our files are compliant with all applicable regulatory and AML/CFT requirements.
- Perform screening of relevant individuals and entities using SmartSearch/LexisNexis/Google.
- Review recent transactional activity against client profiles.
- Review the Structure Chart for accuracy to ensure all parties are noted on files/systems.
- Liaise with the Investment Manager/Assistant to ensure all action points are addressed and documentation/information is obtained in a timely manner.
- Review Investment attestation on client circumstance.
- Perform Risk Grading review and interpret information relating to H/M/L CDD risk factors.
- Manage and maintain the periodic review tracker and update management of progress, ensuring that targets are met at all times and quality outputs delivered.
- Managing allocated workloads and pro-actively take on additional responsibilities and administration tasks as required.
Key Skills and Technical Requirements:
- Strong working knowledge of AML/CDD requirements - ideally ICA qualified in AML with at least three years’ experience in a similar role.
- Attention to detail is essential.
- Ability to work effectively both independently and as part of a team.
- Strong time management and organisational skills with an ability to meet deadlines.
- Good communication skills and the ability to collaborate with colleagues.
- Competency in Microsoft packages; training will be provided for other in-house programs as required.
- Good knowledge and practical experience of current industry AML/CFT handbook legislation, regulation and operating practices is essential.
We are looking forward to receiving your online application. For any further information please do not hesitate to contact us.
Ongoing Due Diligence Analyst in Edinburgh employer: LGT Bank
LGT Wealth Management UK LLP is an exceptional employer, offering a dynamic work culture that prioritises client satisfaction and employee development. With a commitment to integrity and entrepreneurship, employees are encouraged to innovate and grow within the organisation, supported by comprehensive training and a collaborative environment. Located in London, our head office provides a vibrant setting for professionals seeking meaningful careers in wealth management, backed by the stability of a globally recognised private banking group.
StudySmarter Expert Advice🤫
We think this is how you could land Ongoing Due Diligence Analyst in Edinburgh
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We think you need these skills to ace Ongoing Due Diligence Analyst in Edinburgh
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