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- Tasks: Monitor portfolio risks and ensure compliance with regulations for positive client outcomes.
- Company: Join LGT Wealth Management, a leading firm owned by the Princely Family of Liechtenstein.
- Benefits: Competitive salary, professional development, and a supportive team culture.
- Other info: Dynamic work environment with opportunities for growth and collaboration.
- Why this job: Make a real impact in wealth management while developing your analytical skills.
- Qualifications: Degree level education and experience in an analytical role required.
The predicted salary is between 50000 - 60000 £ per year.
LGT Wealth Management UK LLP is a UK-based partnership, wholly owned by the private banking group LGT. Our aim is to offer a fresh approach to wealth management. We have a presence in London, Edinburgh, Jersey, Leeds, Birmingham, Bristol, and Manchester. Our mission is to create long-term value for all stakeholders, and our culture encourages individuals to generate, develop, and implement ideas which will strengthen our business. Our core values are belonging, respect, integrity, conviction, and entrepreneurship.
Business Unit:
Sitting within the Front Office, the role of the Front Office Risk & Control Team is to help ensure that positive client outcomes are being achieved and portfolios are being correctly managed in line with relevant regulatory standards, internal policies, and procedures. A key focus of the Team is in areas such as Suitability and Portfolio Risk.
Brief Role Objective:
The Front Office Risk & Control Analyst will report into the Front Office Risk & Control Manager, with a primary focus on Portfolio Risk monitoring and ongoing mandate adherence. Monitoring will include a combination of pre-planned assurance work together with dealing with ad hoc queries and requests for information. The role holder is expected to be passionately focused on positive client outcomes.
Key Responsibilities:
- Support the design and upkeep of the Team’s Portfolio Risk monitoring processes to ensure adherence with key regulatory requirements and internal policies, procedures, and group standards.
- Complete regular monitoring tasks, in line with the Team’s monitoring plan.
- Support the production and ongoing development of effective MI / KPIs to monitor ongoing competence, adherence to policies and procedures, and to demonstrate that the right client outcomes are being achieved.
- Support the resolution of any breaches of client mandates.
- Support production of periodic reports to Boards and Committees as required.
- Support Front Office staff and key stakeholders across the business, acting as a key contact for first line Portfolio Risk matters.
- Strong collaboration and sharing of best practice with teams within the Front Office and the wider business, including Risk & Compliance.
- Support and provide Portfolio Risk related training as agreed.
- Support the delivery of key Front Office Risk & Control initiatives involving Portfolio Risk.
Requirements:
Key Skills and Technical Requirements:
- Educated to degree level or equivalent professional experience.
- Experience of working in an analytical role.
- Experience of working in a discretionary or advisory investment management environment with a focus on Retail investors.
- Advanced Excel skills are essential.
- Prior use of Bloomberg or/and Morningstar and Figaro would be beneficial.
Other Skills and Attributes:
- An experienced professional with knowledge and application of the FCA conduct of business rules.
- An understanding of the JFSC and SEC regulatory environment is advantageous but not necessary.
- Client centric and investment focused.
- Strong interpersonal skills and teamwork.
- Strong presentation and communication skills.
- Strong negotiation and influencing skills.
- Attention to detail and strong focus on accuracy of information.
- Self-confident and able to influence effectively.
- Self-motivated.
Contact Information:
We are looking forward to receiving your online application. For any further information please do not hesitate to contact us.
Front Office Risk & Control Analyst in Edinburgh employer: LGT Bank
Contact Detail:
LGT Bank Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Front Office Risk & Control Analyst in Edinburgh
✨Tip Number 1
Network like a pro! Reach out to people in the industry, attend events, and connect on LinkedIn. You never know who might have the inside scoop on job openings or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by researching the company and its culture. Understand their values, especially around client outcomes and portfolio management, so you can show how you fit right in with their mission.
✨Tip Number 3
Practice your responses to common interview questions, but keep it natural. Use the STAR method (Situation, Task, Action, Result) to structure your answers and highlight your analytical skills and client focus.
✨Tip Number 4
Don’t forget to follow up after your interview! A quick thank-you email can leave a lasting impression and shows your enthusiasm for the role. Plus, it keeps you on their radar as they make their decision.
We think you need these skills to ace Front Office Risk & Control Analyst in Edinburgh
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Front Office Risk & Control Analyst role. Highlight relevant experience and skills that align with the job description, especially your analytical skills and any experience in investment management.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about client outcomes and how your background makes you a great fit for our team. Don’t forget to mention your understanding of regulatory standards!
Showcase Your Skills: We want to see your advanced Excel skills in action! If you have experience with Bloomberg or Morningstar, make sure to include that too. It’s all about demonstrating how you can contribute to our monitoring processes.
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It helps us keep track of your application and ensures you don’t miss out on any important updates from us!
How to prepare for a job interview at LGT Bank
✨Know Your Numbers
As a Front Office Risk & Control Analyst, you'll need to be comfortable with data. Brush up on your advanced Excel skills and be ready to discuss how you've used data analysis in previous roles. Prepare examples of how you've monitored portfolio risks or adhered to regulatory standards.
✨Understand the Regulatory Landscape
Familiarise yourself with the FCA conduct of business rules and any relevant regulations like JFSC and SEC. Even if you don't have direct experience, showing that you understand these frameworks will demonstrate your commitment to compliance and client outcomes.
✨Client-Centric Mindset
LGT Wealth Management prides itself on putting clients first. Be prepared to discuss how you've prioritised client needs in your past roles. Think of specific instances where your actions led to positive client outcomes, and be ready to share those stories.
✨Showcase Your Team Spirit
This role requires strong interpersonal skills and teamwork. Prepare to talk about how you've collaborated with others in previous positions. Highlight any experiences where you’ve shared best practices or trained colleagues, as this aligns with the company’s culture of respect and integrity.