At a Glance
- Tasks: Lead compliance efforts and ensure regulatory standards are met in a dynamic environment.
- Company: Join Janus Henderson, a leading investment firm with a commitment to diversity and inclusion.
- Benefits: Enjoy hybrid working, generous holidays, health benefits, and paid volunteer time.
- Other info: Opportunities for professional development and networking events await you!
- Why this job: Make a real impact in compliance while developing your career in a supportive team.
- Qualifications: Strong understanding of market abuse regulations and experience in a control room setting.
The predicted salary is between 55000 - 65000 £ per year.
12 Month Maternity Leave Cover Opportunity
Lead the Janus Henderson Control Room for EMEA acting as the initial receiver of market sounding opportunities. Responsible for ensuring the receipt of inside information is handled in line with regulatory expectation. Liaise with Portfolio Managers on wall crossing opportunities. Undertake Market Abuse advisory activities such as reviewing regulatory updates and considering the impact on Janus Henderson. Carry out other duties as assigned.
Benefits:
- Hybrid working and reasonable accommodations
- Generous Holiday policies
- Excellent Health and Wellbeing benefits including corporate membership to Wellhub
- Paid volunteer time to step away from your desk and into the community
- Support to grow through professional development courses, tuition/qualification reimbursement and more
- Maternal/paternal leave benefits and family services
- All employee events including networking opportunities and social activities
- Lunch allowance for use within our subsidized onsite canteen
Requirements:
- A detailed understanding of market abuse regulations and market sounding regulatory guidance
- An ability to assess Inside Information and make risk-based decisions
- Experience in a control room setting or trade surveillance team at an investment firm
- An ability to work well under pressure and meet deadlines
- Strong interpersonal skills to manage key stakeholders such as Portfolio Managers
- A strong eye for detail
Nice to have skills:
- Previous experience with My Compliance Office
- Previous experience with Charles River as an order management system
Supervisory responsibilities: No
Potential for growth:
- Regular training
- Career development services
- Continuing education courses
You will be expected to understand the regulatory obligations of the firm and abide by the regulated entity requirements and JHI policies applicable for your role.
Annual Bonus Opportunity: Position may be eligible to receive an annual discretionary bonus award from the profit pool.
Janus Henderson Investors is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability or veteran status. All applications are subject to background checks.
You should be willing to adhere to the provisions of our Investment Advisory Code of Ethics related to personal securities activities and other disclosure and certification requirements, including past political contributions and political activities. Applicants’ past political contributions or activity may impact applicants’ eligibility for this position.
Compliance Manager (Markets Advisory) - 12 mths FTC in London employer: LGBT Great
Janus Henderson Investors is an exceptional employer that prioritises employee well-being and professional growth, offering a hybrid working model, generous holiday policies, and comprehensive health benefits. With a strong commitment to community engagement through paid volunteer time and a supportive work culture that fosters networking and social activities, employees are encouraged to thrive both personally and professionally in a dynamic environment. The company also provides ample opportunities for career development, ensuring that every team member can advance their skills and knowledge in the compliance field.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Manager (Markets Advisory) - 12 mths FTC in London
✨Dive into Industry Groups
Join compliance and risk management groups on platforms like LinkedIn and Facebook. These communities often share temp job postings and insights. You’d be surprised at how many temporary gigs float around through word of mouth!
✨Showcase Your Expertise
Consider creating content on compliance topics that get you noticed—think LinkedIn articles or even a blog. This not only shows off your knowledge but can grab the attention of companies like LGBT Great when they’re searching for someone to fill a temporary position.
✨Tap into Recruitment Agencies
Reach out to recruitment agencies that specialise in compliance and risk roles. They’re usually in touch with companies looking to fill temporary roles, which can save us a lot of time in our job search.
✨Go Local with Networking
Attend local compliance and risk seminars or workshops. Meeting professionals in our area can open up temp opportunities, and it’s a great way to make your face known in the industry—plus, you might even meet someone from LGBT Great!
We think you need these skills to ace Compliance Manager (Markets Advisory) - 12 mths FTC in London
Some tips for your application 🫡
Show Your Compliance Know-How:When you’re applying for a compliance-risk role like Compliance Manager (Markets Advisory) - 12 mths FTC, make sure to highlight your understanding of industry regulations and risk management principles. Mention any relevant coursework, certifications, or projects that showcase your expertise in these areas—it's what sets you apart!
Highlight Your Analytical Skills:In the compliance-risk field, strong analytical skills are essential. Talk about your experiences that required critical thinking and data analysis, whether in past roles, internships, or academic projects. Show us how you've identified risks and implemented solutions in the past.
Tailor Your CV for the Temporary Role:Since this is a temporary role, focus on your availability and flexibility in your CV. Highlight any previous short-term roles or projects that demonstrate your ability to adapt quickly and deliver results in a fast-paced environment. This helps employers see you as an easy fit in their team!
A Concise Cover Letter is Key:Keep your cover letter short and focused! Explain why you're interested in the compliance-risk area specifically for this temporary position at LGBT Great. Mention what you hope to learn and achieve, showing your enthusiasm and motivation to contribute positively during your time there.
How to prepare for a job interview at LGBT Great
✨Know Your Compliance Basics
Make sure you're clued up on the key compliance and risk regulations pertinent to the industry you're applying to. Understanding frameworks like GDPR or AML will not only impress but also show that you’re ready to hit the ground running in your temporary role at LGBT Great.
✨Prepare for Scenarios
Expect scenario-based questions that test your problem-solving skills. They might ask how you'd handle a specific compliance issue. Think through real situations you’ve encountered in past roles or study hypothetical cases to showcase your analytical skills and practical judgement during the interview.
✨Highlight Your Adaptability
Since this is a temporary position, emphasise your ability to adapt quickly to new environments and team dynamics. Share examples of how you’ve successfully adjusted to changes in past roles and how this flexibility can benefit LGBT Great in the short term.
✨Gather Your Technical Tools
Familiarise yourself with commonly used compliance tools or software, as they might come up in the interview. If you've used tools for risk assessments or compliance tracking, mention those and be ready to discuss how they can streamline processes at LGBT Great.
