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- Tasks: Lead compliance strategy for innovative credit products and ensure regulatory alignment.
- Company: Dynamic fintech company focused on embedded finance solutions.
- Benefits: Competitive salary, flexible working hours, and opportunities for professional growth.
- Why this job: Shape the future of finance while ensuring compliance in a fast-paced environment.
- Qualifications: 5+ years in compliance, strong knowledge of UK regulations, and excellent communication skills.
- Other info: Join a culture that values innovation and compliance awareness.
The predicted salary is between 60000 - 84000 £ per year.
This is a rare opportunity to own and shape the entire compliance and regulatory strategy for a specific, innovative suite of credit products. As the Compliance Lead Officer for our embedded finance and invoice finance products, you will be the architect of the compliance framework for this business line. You will build upon the foundation of our established policies to create tailored, fit-for-purpose strategies for KYC, AML, transaction monitoring, and regulatory engagement that meet the unique needs of our products and customers.
Reporting directly to the Head of Risk, you will be the key subject matter expert, ensuring our innovative products scale safely and in full alignment with both regulatory expectations and the risk appetite.
Responsibilities:- Architect, implement, and own the end-to-end Compliance & Financial Crime Framework specifically for our digital lending product suite.
- Design and deploy sophisticated, risk-based approaches to customer due diligence (CDD/KYC), sanctions screening, and transaction monitoring.
- Act as the primary compliance authority for the product team, providing expert guidance on regulatory requirements and risk mitigation for new product features and market expansions.
- Oversee the day-to-day compliance operations for the product division, ensuring all activities meet the standards set by both regulators and the wider banking group.
- Conduct regular product-specific compliance risk assessments and lead strategic initiatives to remediate any gaps.
- Manage the compliance monitoring programme for the product suite, ensuring all documentation is audit-ready.
- Serve as the crucial bridge between the innovative product team and the bank's central compliance function, ensuring alignment and managing any regulatory variations.
- Foster a culture of compliance awareness within the product division through training and proactive engagement.
- Act as a key point of contact for regulatory bodies on matters pertaining to the specific product suite.
- 5+ years of hands-on experience in a senior compliance role within fintech, digital lending, or a bank.
- Proven experience in building or significantly enhancing compliance frameworks for specific products, not just maintaining group-wide policies.
- Deep, practical knowledge of the UK regulatory landscape.
- Exceptional analytical and problem-solving skills, with the ability to translate regulatory text into actionable business requirements for tech and product teams.
- A confident and influential communicator, able to engage and advise stakeholders at all levels, from engineers to the board.
- High integrity, strong organisational skills, and an unwavering attention to detail.
Compliance Lead Officer in London employer: LGBT Great
Contact Detail:
LGBT Great Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Lead Officer in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the fintech and compliance sectors. Attend industry events or webinars where you can meet potential employers and showcase your expertise. Remember, it’s all about who you know!
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of KYC, AML, and regulatory frameworks. Be ready to discuss how you've built compliance strategies in the past. Show them you’re not just a fit for the role, but the perfect match!
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, send a quick thank-you email reiterating your interest in the role and highlighting a key point from your conversation. It keeps you fresh in their minds!
✨Tip Number 4
Apply through our website for the best chance at landing that Compliance Lead Officer role. We love seeing candidates who take the initiative to engage directly with us. Plus, it shows you’re serious about joining our team!
We think you need these skills to ace Compliance Lead Officer in London
Some tips for your application 🫡
Tailor Your Application: Make sure to customise your CV and cover letter to highlight your experience in compliance, especially in fintech or digital lending. We want to see how your skills align with our specific needs for the Compliance Lead Officer role.
Showcase Your Expertise: Don’t hold back on demonstrating your knowledge of the UK regulatory landscape. We’re looking for someone who can translate complex regulations into practical strategies, so give us examples of how you've done this in the past.
Be Clear and Concise: When writing your application, keep it straightforward and to the point. We appreciate clarity, so make sure your key achievements and experiences stand out without unnecessary fluff.
Apply Through Our Website: We encourage you to submit your application directly through our website. It’s the best way for us to receive your details and ensures you’re considered for the role as quickly as possible!
How to prepare for a job interview at LGBT Great
✨Know Your Compliance Stuff
Make sure you brush up on the latest UK regulatory landscape, especially around KYC, AML, and transaction monitoring. Be ready to discuss how you've built or enhanced compliance frameworks in your previous roles, as this will show you're not just familiar with policies but can actually implement them.
✨Showcase Your Analytical Skills
Prepare examples that highlight your analytical and problem-solving abilities. Think of specific instances where you translated complex regulatory requirements into actionable strategies for product teams. This will demonstrate your capability to bridge the gap between compliance and innovation.
✨Communicate Like a Pro
As a Compliance Lead Officer, you'll need to engage with various stakeholders. Practice articulating your thoughts clearly and confidently, whether you're talking to engineers or board members. Use examples from your past experiences to illustrate how you've successfully communicated compliance needs.
✨Be Ready for Scenario Questions
Expect scenario-based questions that test your ability to handle compliance challenges. Prepare by thinking through potential compliance risks related to new product features or market expansions, and how you would address them. This shows you're proactive and ready to tackle real-world issues.
