At a Glance
- Tasks: Lead the Janus Henderson Control Room for EMEA and manage market sounding opportunities.
- Company: Janus Henderson Investors is a leading global asset manager with a strong focus on compliance.
- Benefits: Enjoy hybrid working, generous holiday policies, and excellent health and wellbeing benefits.
- Other info: The position is a 12-month maternity leave cover with potential for growth and annual bonus eligibility.
- Why this job: This role offers a unique opportunity to influence compliance in a dynamic investment environment.
- Qualifications: Candidates must have a detailed understanding of market abuse regulations and experience in a control room setting.
The predicted salary is between 60000 - 80000 £ per year.
Opportunity for a 12 Month Maternity Leave Cover.
Lead the Janus Henderson Control Room for EMEA acting as the initial receiver of market sounding opportunities. Responsible for ensuring the receipt of inside information is handled in line with regulatory expectations. Liaise with Portfolio Managers on wall crossing opportunities. Undertake Market Abuse advisory activities such as reviewing regulatory updates and considering the impact on Janus Henderson. Carry out other duties as assigned.
Benefits:
- Hybrid working and reasonable accommodations
- Generous holiday policies
- Excellent health and wellbeing benefits including corporate membership to Wellhub
- Paid volunteer time to step away from your desk and into the community
- Support to grow through professional development courses, tuition/qualification reimbursement and more
- Maternal/paternal leave benefits and family services
- All employee events including networking opportunities and social activities
- Lunch allowance for use within our subsidised onsite canteen
Requirements:
- A detailed understanding of market abuse regulations and market sounding regulatory guidance
- An ability to assess inside information and make risk-based decisions
- Experience in a control room setting or trade surveillance team at an investment firm
- An ability to work well under pressure and meet deadlines
- Strong interpersonal skills to manage key stakeholders such as Portfolio Managers
- A strong eye for detail
Nice to have skills:
- Previous experience with My Compliance Office
- Previous experience with Charles River as an order management system
Supervisory responsibilities: No
Potential for growth:
- Regular training
- Career development services
- Continuing education courses
You will be expected to understand the regulatory obligations of the firm and abide by the regulated entity requirements and JHI policies applicable for your role.
Annual Bonus Opportunity: Position may be eligible to receive an annual discretionary bonus award from the profit pool.
Janus Henderson Investors is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, colour, religion, sex, sexual orientation, gender identity, national origin, disability or veteran status. All applications are subject to background checks. You should be willing to adhere to the provisions of our Investment Advisory Code of Ethics related to personal securities activities and other disclosure and certification requirements, including past political contributions and political activities. Applicants’ past political contributions or activity may impact applicants’ eligibility for this position.
Compliance Manager (Markets Advisory) - 12 mths FTC employer: LGBT Great
Located in a vibrant city, Janus Henderson Investors offers a supportive environment with paid volunteer time and professional development courses. The team is dedicated to maintaining high compliance standards while fostering employee engagement through networking events and social activities.
