Location: Glasgow (preferred) or Edinburgh
Salary: Competitive + Benefits
Take the Lead in Risk, Compliance & Regulatory Excellence
Are you an experienced Risk & Compliance professional ready to take on a senior leadership role with a leading UK law firm?
Our client, a well-established and highly respected law firm, is seeking an accomplished Risk & Compliance Director to lead its compliance function, shape regulatory strategy and ensure the highest standards of governance across the business.
This is an excellent opportunity to make a genuine impact at senior management level, working closely with the firm's leadership team to strengthen compliance frameworks, manage regulatory risk and promote a culture of accountability.
The Role
As Risk & Compliance Director, you will take overall responsibility for the firm's regulatory compliance strategy, with particular emphasis on its FCA-regulated activities.
Key responsibilities include:
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Leading and developing the firm's risk, compliance and regulatory frameworks.
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Holding the SMF16 (Compliance Oversight) function and supporting the firm's Money Laundering Reporting Officer (SMF17).
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Acting as the principal point of contact with the FCA, overseeing regulatory reporting and compliance obligations.
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Ensuring adherence to FCA regulations, Consumer Duty requirements and the Senior Managers & Certification Regime (SMCR).
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Working alongside senior partners and key stakeholders to manage regulatory risks and maintain robust governance.
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Leading and developing the compliance team, ensuring effective policies, controls and training programmes.
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Supporting compliance with relevant legal regulatory requirements, including SRA and Law Society of Scotland obligations.
About You
We are looking for an experienced compliance leader with a strong understanding of FCA regulations and the confidence to operate at senior management level.
You will ideally bring:
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Previous experience holding an SMF16 position within an FCA-regulated organisation.
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In-depth knowledge of FCA regulations, SMCR and Consumer Duty.
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Proven experience managing compliance operations, regulatory frameworks and risk.
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Strong leadership, communication and stakeholder management skills.
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The ability to interpret regulatory changes and translate them into practical business solutions.
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A degree or equivalent qualification.
Experience within a law firm or professional services environment would be particularly advantageous, as would relevant professional compliance qualifications.
Why Apply?
This is a fantastic opportunity to join an established and successful law firm in a highly influential position, where your expertise will directly contribute to the firm's ongoing success and regulatory excellence.
Location: Glasgow is preferred, although candidates based in Edinburgh will also be considered.
Interested? Apply today for a confidential discussion about this exciting senior leadership opportunity.
Risk & Compliance Director in Glasgow employer: Lewis Paige
Join a dynamic and growing real estate company that values its employees and fosters a supportive work culture. With a focus on professional development, you will have the opportunity to manage your own portfolio while building strong relationships with stakeholders in the vibrant Essex area. Enjoy competitive benefits and a collaborative environment that encourages growth and innovation in property management.
