At a Glance
- Tasks: Support compliance framework and conduct monitoring activities in a dynamic banking environment.
- Company: Join a growing compliance team in a regulated banking environment in London.
- Benefits: Permanent, full-time role with opportunities for professional growth.
- Why this job: Make a real impact by ensuring regulatory adherence and contributing to compliance projects.
- Qualifications: Experience in compliance within banking and strong understanding of FCA regulations.
- Other info: Collaborative team culture with hands-on responsibilities.
The predicted salary is between 50000 - 60000 £ per year.
Location: London
Employment Type: Permanent, Full-Time
Working Pattern: Office-based (5 days per week)
Overview
We are currently supporting the appointment of a Compliance Officer to join a growing compliance function within a regulated banking environment in London. This is an excellent opportunity for a compliance professional with a strong generalist background to work across a broad range of regulatory, advisory, and governance activities. The role will suit someone who enjoys a hands-on position within a collaborative team, contributing to the ongoing development and maintenance of a robust compliance framework.
Key Responsibilities
- Support the delivery and ongoing enhancement of the firm’s compliance framework
- Conduct compliance monitoring and testing activities in line with the Compliance Monitoring Programme
- Assist in the drafting, review, and implementation of compliance policies and procedures
- Provide regulatory advice and guidance to internal stakeholders
- Support horizon scanning and assess the impact of regulatory developments
- Assist with the preparation of management information and reporting for senior stakeholders
- Work closely with the business to ensure adherence to regulatory requirements and internal policies
- Contribute to ongoing compliance projects and initiatives
Candidate Profile
- Experience within a generalist Compliance function (non-financial crime)
- Background in a banking or regulated financial services environment
- Strong understanding of FCA regulatory requirements and expectations
- Experience in compliance monitoring, advisory, and/or policy development
- Ability to interpret regulation and apply it in a practical, business-focused manner
- Strong communication and stakeholder management skills
- Proactive and detail-oriented approach
Compliance & Risk Officer Compliance & Risk Officer in London employer: Levrara Consulting Group
Contact Detail:
Levrara Consulting Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance & Risk Officer Compliance & Risk Officer in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and risk sector. Attend industry events or webinars to meet potential employers and get your name out there. Remember, it’s all about who you know!
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of FCA regulations and compliance frameworks. Be ready to discuss how you've applied these in past roles. We want to see your hands-on experience shine through!
✨Tip Number 3
Showcase your proactive approach! During interviews, share examples of how you've contributed to compliance projects or improved processes. This will demonstrate your value and fit for the role.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are genuinely interested in joining our team.
We think you need these skills to ace Compliance & Risk Officer Compliance & Risk Officer in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance & Risk Officer role. Highlight your experience in compliance monitoring and advisory, and don’t forget to mention any relevant regulatory knowledge you have. We want to see how your background fits with our needs!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your skills can contribute to our team. Keep it concise but engaging – we love a good story that shows your personality!
Showcase Your Communication Skills: As a Compliance Officer, strong communication is key. In your application, demonstrate your ability to convey complex regulatory information clearly. Whether it’s in your CV or cover letter, let us see how you can engage with stakeholders effectively.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it gives you a chance to explore more about our company culture and values!
How to prepare for a job interview at Levrara Consulting Group
✨Know Your Regulations
Make sure you brush up on FCA regulatory requirements before the interview. Being able to discuss specific regulations and how they apply to the role will show that you're not just familiar with compliance but also ready to hit the ground running.
✨Showcase Your Experience
Prepare examples from your past roles that highlight your experience in compliance monitoring, advisory, and policy development. Use the STAR method (Situation, Task, Action, Result) to structure your answers and make them impactful.
✨Engage with Stakeholders
Since strong communication and stakeholder management skills are key for this role, think of ways you've successfully collaborated with different teams. Be ready to share how you’ve provided regulatory advice and guidance in a practical manner.
✨Ask Insightful Questions
Prepare thoughtful questions about the company’s compliance framework and ongoing projects. This shows your genuine interest in the role and helps you understand how you can contribute to their goals.