At a Glance
- Tasks: Provide compliance advice and support to the Asset Management team.
- Company: Leading UK financial services group with a strong reputation.
- Benefits: Performance-related bonus, generous pension, and flexible working culture.
- Other info: Build strong relationships and enjoy a collaborative work environment.
- Why this job: Join a dynamic team and shape compliance in asset management.
- Qualifications: Expertise in UCITS, AIF rules, and FCA guidelines required.
The predicted salary is between 36000 - 60000 € per year.
A leading UK financial services group is recruiting a Compliance Manager to provide high-quality advisory support to the Asset Management UK Product Provider Oversight team. The ideal candidate will possess strong expertise in UCITS and AIF rules, regulatory knowledge of FCA guidelines, and the ability to advise on promotional activities and product development.
This role includes a range of responsibilities from providing compliance advice to maintaining strong relationships with business teams.
Competitive benefits include a performance-related bonus, generous pension contributions, and a flexible working culture.
Compliance Manager, Asset Management & UK Funds in London employer: LegalAndGeneral
Join a leading UK financial services group that prioritises employee growth and well-being, offering a flexible working culture and competitive benefits such as performance-related bonuses and generous pension contributions. As a Compliance Manager, you will thrive in an environment that values strong advisory support and collaboration with business teams, making it an excellent place for professionals seeking meaningful and rewarding careers in asset management.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Manager, Asset Management & UK Funds in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector, especially those in compliance roles. A friendly chat can lead to insider info about job openings or even a referral.
✨Tip Number 2
Prepare for interviews by brushing up on UCITS and AIF rules. We want you to be the go-to expert in the room! Practise answering questions about FCA guidelines and how they apply to promotional activities.
✨Tip Number 3
Showcase your relationship-building skills! During interviews, share examples of how you've maintained strong ties with business teams in the past. This will highlight your ability to work collaboratively in a compliance role.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive and engaged with our platform.
We think you need these skills to ace Compliance Manager, Asset Management & UK Funds in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV highlights your expertise in UCITS and AIF rules. We want to see how your experience aligns with the compliance needs of the Asset Management UK Product Provider Oversight team.
Showcase Your Regulatory Knowledge:In your application, emphasise your understanding of FCA guidelines. We’re looking for someone who can hit the ground running, so let us know how you’ve navigated these regulations in past roles.
Highlight Advisory Experience:Since this role involves providing high-quality advisory support, share examples of how you've successfully advised on promotional activities and product development. We love seeing real-world applications of your skills!
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates during the process.
How to prepare for a job interview at LegalAndGeneral
✨Know Your Regulations
Make sure you brush up on UCITS and AIF rules before the interview. Being able to discuss these regulations confidently will show that you’re not just familiar with them, but that you can apply this knowledge in a practical setting.
✨Showcase Your Advisory Skills
Prepare examples of how you've provided compliance advice in previous roles. Think about specific situations where your guidance made a difference, especially in product development or promotional activities. This will demonstrate your ability to add value to their team.
✨Build Rapport with Business Teams
Since maintaining strong relationships is key in this role, be ready to discuss how you’ve successfully collaborated with different teams in the past. Highlight your communication skills and how you approach building trust with stakeholders.
✨Understand Their Culture
Research the company’s flexible working culture and competitive benefits. Be prepared to discuss how you would thrive in such an environment and how your values align with theirs. This shows that you’re not just looking for any job, but that you’re genuinely interested in being part of their team.
