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- Tasks: Provide compliance advice and support to the Asset Management team.
- Company: Leading UK financial services group with a strong reputation.
- Benefits: Performance-related bonus, generous pension, and flexible working culture.
- Why this job: Join a dynamic team and shape compliance in asset management.
- Qualifications: Expertise in UCITS, AIF rules, and FCA guidelines required.
- Other info: Build strong relationships and enjoy a supportive work environment.
The predicted salary is between 36000 - 60000 £ per year.
A leading UK financial services group is recruiting a Compliance Manager to provide high-quality advisory support to the Asset Management UK Product Provider Oversight team. The ideal candidate will possess strong expertise in UCITS and AIF rules, regulatory knowledge of FCA guidelines, and the ability to advise on promotional activities and product development.
This role includes a range of responsibilities from providing compliance advice to maintaining strong relationships with business teams.
Competitive benefits include a performance-related bonus, generous pension contributions, and a flexible working culture.
Compliance Manager, Asset Management & UK Funds employer: LegalAndGeneral
Contact Detail:
LegalAndGeneral Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Manager, Asset Management & UK Funds
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector, especially those in compliance roles. A friendly chat can lead to insider info about job openings that aren't even advertised yet.
✨Tip Number 2
Prepare for interviews by brushing up on UCITS and AIF rules. We all know how crucial regulatory knowledge is for a Compliance Manager. Practise answering questions about FCA guidelines and think of examples where you've successfully advised on compliance matters.
✨Tip Number 3
Showcase your relationship-building skills! During interviews, highlight times when you’ve collaborated with business teams to ensure compliance. This will demonstrate that you’re not just a compliance guru but also a team player.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive and engaged with our platform.
We think you need these skills to ace Compliance Manager, Asset Management & UK Funds
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Manager role. Highlight your expertise in UCITS and AIF rules, and any relevant FCA guidelines experience. We want to see how your background aligns with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for our Asset Management UK Product Provider Oversight team. Share specific examples of how you've provided compliance advice in the past.
Showcase Your Relationship-Building Skills: Since maintaining strong relationships with business teams is key, make sure to mention any experiences where you've successfully collaborated with different departments. We love seeing teamwork in action!
Apply Through Our Website: Don't forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it gives you a chance to explore more about our culture and values.
How to prepare for a job interview at LegalAndGeneral
✨Know Your Regulations
Make sure you brush up on UCITS and AIF rules before the interview. Being able to discuss these regulations confidently will show that you have the expertise needed for the Compliance Manager role.
✨Understand FCA Guidelines
Familiarise yourself with the latest FCA guidelines relevant to asset management. This knowledge will not only help you answer questions but also demonstrate your commitment to compliance and regulatory standards.
✨Prepare Real-Life Examples
Think of specific instances where you've provided compliance advice or navigated complex regulatory issues. Sharing these examples will illustrate your problem-solving skills and ability to maintain strong relationships with business teams.
✨Showcase Your Soft Skills
While technical knowledge is crucial, don't forget to highlight your interpersonal skills. The role involves advising and collaborating with various teams, so be ready to discuss how you build rapport and communicate effectively.
