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- Tasks: Advise on compliance for UK funds and ensure regulatory adherence.
- Company: Leading financial services firm in Greater London with a strong reputation.
- Benefits: Competitive salary, professional development, and a supportive work environment.
- Why this job: Join a dynamic team and shape the future of compliance in asset management.
- Qualifications: Degree in Business or Law and knowledge of UK regulations required.
- Other info: Build strong relationships and promote a positive compliance culture.
The predicted salary is between 43200 - 72000 £ per year.
A prominent financial services firm in Greater London seeks a Compliance Manager to provide advisory compliance support within their Asset Management division. The role involves ensuring compliance with UK regulations for collective and pension funds, providing oversight, guidance, and support during product development.
Candidates should have a degree in Business or Law, alongside strong knowledge of relevant regulations. This position fosters strong stakeholder relationships and supports a positive compliance culture within the organization.
Senior Compliance Advisor: UK Funds & Regulatory Oversight employer: Legal & General
Contact Detail:
Legal & General Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Advisor: UK Funds & Regulatory Oversight
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector, especially those in compliance roles. A friendly chat can lead to insider info about job openings or even referrals.
✨Tip Number 2
Prepare for interviews by brushing up on UK regulations related to collective and pension funds. We want you to be the go-to expert in the room, so show off that knowledge and confidence!
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, drop a quick thank-you email to express your appreciation. It keeps you fresh in their minds and shows your enthusiasm for the role.
✨Tip Number 4
Apply through our website for a smoother process! We’ve got all the resources you need to make your application stand out, so take advantage of it and let’s get you that Senior Compliance Advisor role!
We think you need these skills to ace Senior Compliance Advisor: UK Funds & Regulatory Oversight
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the role of Senior Compliance Advisor. Highlight your experience with UK regulations and asset management, as well as any relevant qualifications in Business or Law. We want to see how your background aligns with what we're looking for!
Showcase Your Skills: In your cover letter, don’t just list your skills—show us how you've used them in real situations. Talk about your experience in providing compliance support and fostering stakeholder relationships. We love seeing concrete examples that demonstrate your expertise!
Be Clear and Concise: When writing your application, keep it clear and to the point. Use straightforward language and avoid jargon unless it's relevant to the role. We appreciate a well-structured application that makes it easy for us to see your qualifications at a glance.
Apply Through Our Website: We encourage you to apply through our website for the best chance of getting noticed. It helps us keep track of applications and ensures you’re considered for the role. Plus, it’s super easy to do—just follow the prompts!
How to prepare for a job interview at Legal & General
✨Know Your Regulations
Make sure you brush up on UK regulations related to collective and pension funds. Being able to discuss specific regulations and how they apply to the role will show that you're not just familiar with the basics, but that you’re ready to dive deep into compliance matters.
✨Showcase Your Advisory Skills
Prepare examples of how you've provided compliance support in previous roles. Think about times when you guided product development or helped stakeholders understand complex regulations. This will demonstrate your ability to foster strong relationships and support a positive compliance culture.
✨Understand the Company Culture
Research the firm’s values and culture. Understanding their approach to compliance and how they interact with stakeholders can help you tailor your responses during the interview. It shows that you’re genuinely interested in being part of their team.
✨Ask Insightful Questions
Prepare thoughtful questions about the role and the company’s compliance strategies. This not only shows your interest but also gives you a chance to assess if the company aligns with your career goals. Plus, it keeps the conversation engaging!
