Pre-Trade Compliance & Monitoring Specialist in London

Pre-Trade Compliance & Monitoring Specialist in London

London Full-Time 35000 - 40000 Β£ / year (est.) No working from home possible
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At a Glance

  • Tasks: Ensure compliance with client and regulatory guidelines while monitoring trades.
  • Company: Join Legal & General, a leader in financial services with a commitment to excellence.
  • Benefits: Enjoy flexible working options and a range of employee benefits.
  • Other info: Dynamic role with opportunities for professional growth and development.
  • Why this job: Make a real difference in trade compliance and work with industry experts.
  • Qualifications: Experience in trade compliance, strong Excel skills, and excellent communication.

The predicted salary is between 35000 - 40000 Β£ per year.

Legal & General is seeking a Guideline Monitoring Pre-trade Analyst to ensure accurate application of client and regulatory guidelines. This role involves monitoring compliance using Bloomberg AIM and working closely with stakeholders such as fund managers.

The ideal candidate will have experience in trade compliance or investment monitoring, strong Excel and communication skills, and the ability to interpret complex guidelines.

The position offers flexible working options and several employee benefits.

Pre-Trade Compliance & Monitoring Specialist in London employer: Legal & General

Legal & General is an excellent employer, offering a dynamic work culture that prioritises flexibility and employee well-being. With a strong focus on professional development, employees in the Pre-Trade Compliance & Monitoring Specialist role can expect ample opportunities for growth and advancement, all while contributing to a company that values compliance and integrity in the financial sector.

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Contact Details:

Legal & General Recruitment Team

We think you need these skills to ace Pre-Trade Compliance & Monitoring Specialist in London

Trade Compliance
Investment Monitoring
Bloomberg AIM
Excel
Communication Skills
Guideline Interpretation
Stakeholder Management