At a Glance
- Tasks: Provide compliance advice and support for asset management and marketing teams.
- Company: Join Legal & General, a leading UK financial services group with a global impact.
- Benefits: Enjoy competitive salary, performance bonuses, generous holidays, and an electric car scheme.
- Why this job: Make a difference in financial compliance while working in a supportive and inclusive environment.
- Qualifications: Knowledge of UK financial regulations and strong analytical skills required.
- Other info: Flexible working options available to suit your lifestyle.
The predicted salary is between 36000 - 60000 ÂŁ per year.
Legal & General (L&G) is a leading UK financial services group and major global investor. We’ve been safeguarding people’s financial futures since 1836, striving to build a better society, improve the lives of our customers and create value for shareholders. We are one of the world’s largest asset managers, providing powerful asset origination capabilities, and are an international player in pension risk transfer, UK and US life insurance, and UK workplace pensions and retirement income.
We’re recruiting for a Compliance Manager to join our Compliance team. The role will provide high‑quality advisory compliance support to the Asset Management UK Product Provider Oversight team.
Responsibilities- Provide written and oral compliance advice to Marketing and Distribution teams on promotion and distribution of UK collective and pension funds.
- Review marketing materials and advise on marketing and disclosure requirements for UK funds within the Asset Management group.
- Participate in regulatory and business‑led projects by assessing regulatory requirements, attending working meetings, and preparing compliance reports.
- Advise on product development, management and distribution to ensure fair customer outcomes, regulatory compliance and alignment with conduct risk appetite.
- Maintain up‑to‑date knowledge of regulatory developments and assist with responses to consultation proposals and regulatory change initiatives.
- Report necessary matters to product providers and attend relevant meetings as required.
- Build strong working relationships with business areas and risk/compliance teams to coordinate responses to regulatory developments affecting UK funds.
- Support the CCO and compliance colleagues by developing tools, promoting a strong compliance culture and providing ad‑hoc team support.
- Good understanding of rules applying to UCITS and AIF Product Providers in the UK.
- Good knowledge of UK financial promotion and marketing rules, guidance and practice.
- Ability to analyse and advise on emerging regulatory risks and their impact on business.
- Regulatory knowledge and experience of FCA rules and practical application.
- Good knowledge of UK products and fund management activities.
- Experience of interpreting and applying regulatory rules to practical scenarios and helping to devise compliant, commercially acceptable solutions.
- Strong positive attitude and high energy – part of a high‑performing global team of compliance professionals.
- Experience in presenting reports to senior management and clients.
- Annual performance‑related bonus plan and share schemes.
- Generous pension contribution.
- Life assurance.
- Healthcare plan (permanent employees only).
- At least 25 days holiday, plus public holidays; 26 days after 2 years’ service.
- Option to buy and sell holiday.
- Competitive family leave.
- Electric car scheme – employees can hire a brand‑new electric car through tax‑efficient salary sacrifice (permanent employees only).
- Various discounts on our own products and at high‑street stores and online.
- Well‑being‑focused offices with collaborative spaces.
At L&G, we believe it’s possible to generate positive returns today while building a better future for all. If you join us, you’ll be part of a welcoming, inclusive culture with opportunities to collaborate with diverse backgrounds, views and experiences. We care passionately about outcomes rather than attendance and are open to flexible working options, including part‑time, term‑time and job shares. If you don’t meet every criterion, think about what you excel at and what else you can bring in terms of strengths, potential and connection to our purpose.
Compliance Manager employer: Legal & General
Contact Detail:
Legal & General Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Manager
✨Network Like a Pro
Get out there and connect with people in the industry! Attend events, join online forums, and don’t be shy about reaching out on LinkedIn. We all know that sometimes it’s not just what you know, but who you know that can help you land that Compliance Manager role.
✨Ace the Interview
Prepare for your interviews by researching common questions and practicing your answers. We recommend using the STAR method to structure your responses. Show them how your experience aligns with their needs, especially around compliance and regulatory knowledge!
✨Showcase Your Skills
Bring your A-game by showcasing your skills during interviews. Use real-life examples of how you've tackled compliance challenges or improved processes in previous roles. We want to see your problem-solving abilities in action!
✨Apply Through Our Website
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we love seeing candidates who are proactive and engaged with our company. Let’s get you that Compliance Manager position!
We think you need these skills to ace Compliance Manager
Some tips for your application 🫡
Tailor Your Application: Make sure to customise your CV and cover letter for the Compliance Manager role. Highlight your experience with UK financial regulations and compliance, as this will show us you understand what we're looking for.
Showcase Your Knowledge: Demonstrate your understanding of UCITS and AIF Product Providers in the UK. We want to see that you’re up-to-date with regulatory developments and can apply this knowledge practically.
Be Clear and Concise: When writing your application, keep it straightforward. Use clear language and structure your thoughts logically. This will help us see your communication skills right from the start.
Apply Through Our Website: Don’t forget to submit your application through our website! It’s the best way for us to receive your details and ensures you’re considered for the role. Plus, it’s super easy!
How to prepare for a job interview at Legal & General
✨Know Your Regulations
Make sure you brush up on the rules surrounding UCITS and AIF Product Providers in the UK. Being able to discuss these regulations confidently will show that you’re not just familiar with compliance but also understand how it impacts the business.
✨Showcase Your Advisory Skills
Prepare examples of how you've provided compliance advice in previous roles, especially regarding marketing materials and financial promotions. This will demonstrate your ability to guide teams effectively and ensure regulatory compliance.
✨Build Relationships
Think about how you can foster strong working relationships with various teams. Be ready to discuss your approach to collaboration and how you’ve successfully worked with risk and compliance teams in the past.
✨Stay Current
Keep yourself updated on the latest regulatory developments and be prepared to discuss how these changes could affect the business. Showing that you’re proactive about staying informed will highlight your commitment to compliance.