Agency Onboarding & Compliance Lead in Cardiff

Agency Onboarding & Compliance Lead in Cardiff

Cardiff Full-Time 60000 - 80000 £ / year (est.) No working from home possible
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At a Glance

  • Tasks: Lead the onboarding of intermediary firms and advisers while ensuring compliance and risk management.
  • Company: Join Legal & General, a leading UK financial services company with a strong reputation.
  • Benefits: Enjoy competitive pay, career development opportunities, and a supportive team environment.
  • Other info: Be part of a dynamic team focused on delivering exceptional service and results.
  • Why this job: Make a real impact by ensuring high-quality onboarding that drives business success.
  • Qualifications: Experience in compliance, risk management, and team leadership is essential.

The predicted salary is between 60000 - 80000 £ per year.

Legal & General in the UK seeks an Agency Appointments Manager to lead the onboarding of intermediary firms and advisers, embedding robust risk and compliance from day one.

You will manage a high-performing team, strengthen control frameworks, analyse financial data to guide outcomes, and build strong relationships with internal and external stakeholders to deliver compliant, high-quality onboarding that supports customer and business success.

Agency Onboarding & Compliance Lead in Cardiff employer: Legal & General

At L&G, we pride ourselves on being an exceptional employer, offering a dynamic work culture that fosters collaboration and innovation within our Global Financial Institutions team. With generous benefits including performance-related bonuses, a robust healthcare plan, and a commitment to sustainability, we empower our employees to thrive both personally and professionally. Join us in a supportive environment where your contributions are valued, and you can grow your career while making a positive impact in the financial sector.

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Contact Details:

Legal & General Recruitment Team

StudySmarter Expert Advice🤫

We think this is how you could land Agency Onboarding & Compliance Lead in Cardiff

Join Compliance Communities

Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!

Attend Industry Conferences

Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.

Leverage Your University Career Services

If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.

Showcase Your Knowledge Online

Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Legal & General looking for candidates who are engaged and informed.

We think you need these skills to ace Agency Onboarding & Compliance Lead in Cardiff

Onboarding Management
Risk and Compliance Management
Team Leadership
Control Frameworks
Financial Data Analysis
Stakeholder Relationship Management
Customer Service Orientation

Some tips for your application 🫡

Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!

Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.

Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!

Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Legal & General. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!

How to prepare for a job interview at Legal & General

Master the Regulations

Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!

Show Your Analytical Skills

Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!

Know Your Tools

Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!

Align with Company Culture

Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Legal & General’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!