Asset Management Compliance Manager — Regulatory Insight & Impact

Asset Management Compliance Manager — Regulatory Insight & Impact

Full-Time 63000 - 77000 £ / year (est.) No working from home possible
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At a Glance

  • Tasks: Provide compliance advice and oversight for asset management products.
  • Company: Join Legal & General, a leader in the financial services industry.
  • Benefits: Attractive salary, flexible working options, and career development opportunities.
  • Other info: Collaborative team environment with a focus on professional growth.
  • Why this job: Make a real difference in regulatory compliance and customer protection.
  • Qualifications: Strong regulatory knowledge and decision-making influence required.

The predicted salary is between 63000 - 77000 £ per year.

Legal & General is seeking a Compliance Manager to join the Asset Management Compliance team in the UK.

The role provides high-quality compliance advice, oversight and guidance to support UK product provider oversight activities across collective funds, pension funds and investment products.

Working with stakeholders, you will help ensure regulatory requirements are met and customer outcomes are protected.

  • The ideal candidate has strong regulatory knowledge and can influence decision-making in a
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Asset Management Compliance Manager — Regulatory Insight & Impact employer: Legal & General

At L&G, we pride ourselves on being an exceptional employer, offering a dynamic work culture that fosters collaboration and innovation within our Global Financial Institutions team. With generous benefits including performance-related bonuses, a robust healthcare plan, and a commitment to sustainability, we empower our employees to thrive both personally and professionally. Join us in a supportive environment where your contributions are valued, and you can grow your career while making a positive impact in the financial sector.

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Contact Details:

Legal & General Recruitment Team

StudySmarter Expert Advice🤫

We think this is how you could land Asset Management Compliance Manager — Regulatory Insight & Impact

Join Compliance Communities

Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!

Attend Industry Conferences

Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.

Leverage Your University Career Services

If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.

Showcase Your Knowledge Online

Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Legal & General looking for candidates who are engaged and informed.

We think you need these skills to ace Asset Management Compliance Manager — Regulatory Insight & Impact

Regulatory Knowledge
Compliance Advice
Stakeholder Management
Oversight Activities
Decision-Making Influence
Customer Outcome Protection
Asset Management

Some tips for your application 🫡

Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!

Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.

Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!

Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Legal & General. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!

How to prepare for a job interview at Legal & General

Master the Regulations

Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!

Show Your Analytical Skills

Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!

Know Your Tools

Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!

Align with Company Culture

Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Legal & General’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!