Join a collaborative Compliance team where you'll play an important role in maintaining regulatory standards and supporting the wider business. You'll work across compliance monitoring, AML/CFT, governance and regulatory reporting while helping colleagues understand their obligations. The role offers plenty of scope to develop your expertise and contribute to ongoing improvements.
Duties for this role include, but are not limited to:
- Provide regulatory compliance advice and guidance across the business.
- Support compliance monitoring and oversight activities.
- Assist with AML/CFT and wider financial crime prevention requirements.
- Monitor regulatory developments and assess their potential impact on the organisation.
- Build and maintain effective relationships with regulators and key stakeholders.
- Support risk management and corporate governance activities.
- Prepare compliance reports and management information for senior management and Boards.
- Promote a positive compliance culture across the organisation.
- Support the ongoing development and improvement of compliance processes and controls.
- Work collaboratively with colleagues to ensure regulatory requirements are understood and followed.
Skills / Qualifications
The ideal candidate will have strong knowledge of regulatory compliance and risk management principles, together with previous experience in a compliance or regulatory-focused role. You'll hold or be working towards a relevant professional qualification, such as ICA, IRM or equivalent, and have excellent communication and stakeholder management skills. Strong organisation, analytical ability and attention to detail are essential, alongside the confidence to interpret regulatory information and provide practical solutions. Previous experience within insurance or financial serviceswould be advantageous, together with a proactive approach and commitment to continued professional development.
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Compliance Officer employer: Leapfrog Limited
As a Pensions Administrator with us, you'll be part of a supportive and dynamic work culture that prioritises professional growth and development. Our commitment to hands-on training ensures you gain valuable expertise in financial services while working in a collaborative environment that values attention to detail and client satisfaction. Located in a vibrant area, we offer a range of benefits that enhance your work-life balance, making us an excellent employer for those seeking a meaningful career in pensions administration.
