At a Glance
- Tasks: Ensure compliance practices are followed and support regulatory oversight.
- Company: Join a leading global firm committed to compliance excellence.
- Benefits: Competitive salary, professional development, and a supportive team environment.
- Other info: Dynamic role with opportunities for growth and collaboration.
- Why this job: Make a real impact by promoting a strong compliance culture.
- Qualifications: Experience in compliance and understanding of regulatory requirements.
The predicted salary is between 37800 - 46200 £ per year.
Responsibilities
- Ensure effective compliance practices are operating and adhered to throughout Antares Global.
- Support the operation and ongoing development of Antares delegated authority oversight framework for MGAs and other delegated partners.
- Support the delivery of the Annual Compliance Plan.
- Provide second-line oversight of MGA underwriting, claims and distribution activities to ensure compliance with applicable FCA and PRA regulatory requirements.
- Review Management Information received from MGAs, provide independent compliance input and challenge and identifying emerging or conduct risks.
- Support the escalation of material issues to Head of Compliance and relevant governance committees.
- Support MGA and other delegated underwriting onboarding and due diligence.
- Assess regulatory risk and readiness associated with new delegated authority arrangements and support preparation of compliance input to approval / take up decisions for internal governance committees.
- Review Appointed Representatives (AR) structures where underwriting teams operate under MGA principals and assess potential regulatory implications for the firm.
- Promote a strong compliance culture throughout Antares Global; driving forward good conduct for the business to deliver good customer outcomes.
- Assist in identifying and assessing potential conflicts of interest arising from the firm’s delegated authority.
- Support the development and maintenance of internal procedures governing delegated authority arrangements.
- Carry out compliance monitoring/review activities (e. g. exception reporting and regular and ad / hoc thematic reviews).
- Maintain compliance systems and registers/logs.
- Understand and address new and/or changes in regulatory requirements in order to mitigate compliance and regulatory risk.
- Contribute to the success of the Compliance team by engaging with and supporting other members of the team.
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Compliance Officer - AICL in London employer: LE016 Antares Global Management (Zurich) AG
Antares Global is an exceptional employer that fosters a strong compliance culture, ensuring that employees are supported in their professional growth and development. Located in a dynamic environment, we offer a collaborative work culture where compliance officers can thrive, engage with diverse teams, and contribute to meaningful outcomes for our clients. With a commitment to employee well-being and continuous learning, Antares Global provides a unique opportunity for those looking to make a significant impact in the compliance field.
Contact Details:
LE016 Antares Global Management (Zurich) AG Recruitment Team
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Officer - AICL in London
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like LE016 Antares Global Management (Zurich) AG looking for candidates who are engaged and informed.
We think you need these skills to ace Compliance Officer - AICL in London
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at LE016 Antares Global Management (Zurich) AG. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at LE016 Antares Global Management (Zurich) AG
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with LE016 Antares Global Management (Zurich) AG’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
