At a Glance
- Tasks: Ensure compliance practices are followed and support regulatory oversight for delegated partners.
- Company: Join Antares Global, a leader in compliance and risk management.
- Benefits: Competitive salary, flexible working options, and opportunities for professional growth.
- Other info: Dynamic team environment with a focus on career development and collaboration.
- Why this job: Make a real difference by promoting a strong compliance culture and driving good customer outcomes.
- Qualifications: Experience in compliance or regulatory roles, with strong analytical skills.
The predicted salary is between 45000 - 55000 £ per year.
Responsibilities
- Ensure effective compliance practices are operating and adhered to throughout Antares Global.
- Support the operation and ongoing development of Antares delegated authority oversight framework for MGAs and other delegated partners.
- Support the delivery of the Annual Compliance Plan.
- Provide second-line oversight of MGA underwriting, claims and distribution activities to ensure compliance with applicable FCA and PRA regulatory requirements.
- Review Management Information received from MGAs, provide independent compliance input and challenge and identifying emerging or conduct risks.
- Support the escalation of material issues to Head of Compliance and relevant governance committees.
- Support MGA and other delegated underwriting onboarding and due diligence.
- Assess regulatory risk and readiness associated with new delegated authority arrangements and support preparation of compliance input to approval / take up decisions for internal governance committees.
- Review Appointed Representatives (AR) structures where underwriting teams operate under MGA principals and assess potential regulatory implications for the firm.
- Promote a strong compliance culture throughout Antares Global; driving forward good conduct for the business to deliver good customer outcomes.
- Assist in identifying and assessing potential conflicts of interest arising from the firm’s delegated authority.
- Support the development and maintenance of internal procedures governing delegated authority arrangements.
- Carry out compliance monitoring/review activities (e. g. exception reporting and regular and ad / hoc thematic reviews).
- Maintain compliance systems and registers/logs.
- Understand and address new and/or changes in regulatory requirements in order to mitigate compliance and regulatory risk.
- Contribute to the success of the Compliance team by engaging with and supporting other members of the team.
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Compliance Officer - AICL employer: LE016 Antares Global Management (Zurich) AG
At Antares, we pride ourselves on being an exceptional employer, fostering a collaborative and inclusive work environment where every team member's voice is heard. Our commitment to employee growth is evident through tailored development plans and a culture that encourages open communication and leadership at all levels. Located in the heart of London, we offer unique opportunities to engage with industry leaders while ensuring a fulfilling and supportive experience for our actuaries.
Contact Details:
LE016 Antares Global Management (Zurich) AG Recruitment Team
We think you need these skills to ace Compliance Officer - AICL
Compliance Practices
Regulatory Requirements
FCA and PRA Knowledge
Management Information Review
Risk Assessment
Due Diligence
Conflict of Interest Identification
