At a Glance
- Tasks: Ensure compliance practices are followed and support regulatory oversight for delegated partners.
- Company: Join Antares Global, a leader in compliance and risk management.
- Benefits: Competitive salary, professional development, and a supportive team environment.
- Other info: Dynamic role with opportunities for growth and collaboration within a dedicated team.
- Why this job: Make a real impact by promoting a strong compliance culture and driving good customer outcomes.
- Qualifications: Experience in compliance and understanding of FCA and PRA regulations.
The predicted salary is between 50000 - 60000 £ per year.
Responsibilities
- Ensure effective compliance practices are operating and adhered to throughout Antares Global.
- Support the operation and ongoing development of Antares delegated authority oversight framework for MGAs and other delegated partners.
- Support the delivery of the Annual Compliance Plan.
- Provide second-line oversight of MGA underwriting, claims and distribution activities to ensure compliance with applicable FCA and PRA regulatory requirements.
- Review Management Information received from MGAs, provide independent compliance input and challenge and identifying emerging or conduct risks.
- Support the escalation of material issues to Head of Compliance and relevant governance committees.
- Support MGA and other delegated underwriting onboarding and due diligence.
- Assess regulatory risk and readiness associated with new delegated authority arrangements and support preparation of compliance input to approval / take up decisions for internal governance committees.
- Review Appointed Representatives (AR) structures where underwriting teams operate under MGA principals and assess potential regulatory implications for the firm.
- Promote a strong compliance culture throughout Antares Global; driving forward good conduct for the business to deliver good customer outcomes.
- Assist in identifying and assessing potential conflicts of interest arising from the firm’s delegated authority.
- Support the development and maintenance of internal procedures governing delegated authority arrangements.
- Carry out compliance monitoring/review activities (e.g. exception reporting and regular and ad/hoc thematic reviews).
- Maintain compliance systems and registers/logs.
- Understand and address new and/or changes in regulatory requirements in order to mitigate compliance and regulatory risk.
- Contribute to the success of the Compliance team by engaging with and supporting other members of the team.
Compliance Officer - AICL employer: LE010 Antares Global Management Limited
Antares Global is an exceptional employer that prioritises a strong compliance culture and offers a collaborative work environment in the heart of the financial district. Employees benefit from comprehensive professional development opportunities, ensuring continuous growth and engagement within the compliance sector. With a commitment to good conduct and customer outcomes, Antares Global fosters a supportive atmosphere where compliance professionals can thrive and make a meaningful impact.
Contact Details:
LE010 Antares Global Management Limited Recruitment Team
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Officer - AICL
✨Tip Number 1
Network like a pro! Reach out to people in the compliance field, especially those at Antares Global. A friendly chat can open doors and give you insights that a job description just can't.
✨Tip Number 2
Prepare for interviews by brushing up on FCA and PRA regulations. Show us you know your stuff and can handle the compliance challenges we face. Confidence is key!
✨Tip Number 3
Don’t just apply; engage with us! Follow our social media, comment on posts, and show genuine interest in what we do. It’s all about making a connection before you even step into an interview.
✨Tip Number 4
Be proactive! If you see a compliance issue or trend in the industry, bring it up in your conversations with us. This shows initiative and that you’re already thinking like a Compliance Officer.
We think you need these skills to ace Compliance Officer - AICL
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Compliance Officer role. Highlight your experience with compliance practices, regulatory requirements, and any relevant frameworks you've worked with. We want to see how your skills align with what we're looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how you can contribute to our team at Antares Global. Be specific about your experiences and how they relate to the responsibilities listed in the job description.
Showcase Your Compliance Knowledge:In your application, don’t forget to mention any specific knowledge you have about FCA and PRA regulations. We’re keen on candidates who understand the regulatory landscape and can navigate it effectively, so let us know what you know!
Apply Through Our Website:We encourage you to apply through our website for a smoother process. It helps us keep track of applications and ensures you get all the updates directly from us. Plus, it shows you're serious about joining our team!
How to prepare for a job interview at LE010 Antares Global Management Limited
✨Know Your Compliance Stuff
Make sure you brush up on the latest FCA and PRA regulations. Familiarise yourself with compliance practices, especially those related to delegated authority frameworks. Being able to discuss these topics confidently will show that you're serious about the role.
✨Showcase Your Analytical Skills
Prepare examples of how you've previously identified compliance risks or improved processes. Think about specific situations where your input made a difference. This will demonstrate your ability to provide independent compliance input and challenge effectively.
✨Understand the Company Culture
Research Antares Global and their approach to compliance. Be ready to discuss how you can promote a strong compliance culture and drive good conduct within the business. Showing that you align with their values will set you apart.
✨Engage with the Team Spirit
Be prepared to talk about how you can contribute to the success of the Compliance team. Highlight your teamwork skills and any experiences where you've supported colleagues in achieving compliance goals. This shows that you’re not just about individual success but also about collective achievement.
