Compliance Associate in Kennington

Lazard is one of the world’s preeminent financial advisory and asset management firms. Our people and culture make the difference.
A high number of candidates may make applications for this position, so make sure to send your CV and application through as soon as possible.
While global in presence and reach, ours is a close, collaborative community of just over 3,000 professionals.
Lazard is a place of continuous knowledge sharing, skill development and relationship building, where professionals grow and succeed together.
Our entrepreneurial culture, flat structure and embrace of individual differences, allow creative ideas, original concepts, and unique perspectives to drive our business forward — and for careers to take flight.Through our financial advisory business, Lazard advises clients around the world on strategic and financial matters including mergers and acquisitions, restructurings, capital structure and capital raising.
Our client relationships are built on trust and discretion.
As the world’s largest advisory-focused firm, we have exceptional depth of expertise across industry sectors and geographies.
We value the rich diversity that comes from blending local perspective with our global network.Compliance Associate
- LondonLazard is seeking a Compliance Associate to join the Legal & Compliance function supporting the Compliance Director in relation to the financial advisory business in London.
The successful candidate will help ensure the firm's adherence to applicable laws, regulations and internal policies across all areas of compliance, including regulatory advisory, conduct and ethics, financial crime prevention including client due diligence, day-to-day compliance monitoring and reporting activities across the business.
This hands-on role is suited to a compliance professional with 3–5 years of relevant experience who is looking to develop deeper expertise in supporting the delivery of the firm’s compliance programme within a global financial advisory environment.This role will require the successful candidate to be proactive, detail-oriented, and a strong communicator with a solid understanding of the regulatory landscape applicable to the financial advisory sector, including KYC/AML frameworks and compliance monitoring methodologies.
The individual should have a demonstrable interest in regulatory developments and a pragmatic, global approach to problem solving.We’ll trust you to:Provide day-to-day compliance advisory support to the Compliance Director, the General Counsel and other stakeholders on regulatory requirements, firm policies and proceduresSupport the design, execution and documentation of the compliance monitoring and testing programme, including preparation of monitoring plans, execution of thematic and risk-based reviews, and documentation of findings.Assist with the identification, escalation, and remediation of compliance issues, breaches, and control gaps including those arising from monitoring activity.Undertake client due diligence (CDD) and enhanced due diligence (EDD) for new and existing advisory clients, including identification and verification of beneficial owners.Handle screening of clients and counterparties against sanctions lists, PEP databases, and adverse media sources, escalating higher-risk cases to the Compliance Director, Ensure the integrity of the firm’s KYC records, setting standards for accuracy and completeness in line with internal policies and applicable regulations.Assist with the administration of processes relating to personal