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- Tasks: Lead company secretarial and compliance functions in a dynamic construction firm.
- Company: Join a well-established organisation making waves in the construction industry.
- Benefits: Enjoy hybrid working options and a supportive work environment.
- Why this job: Be part of a reputable company with a strong focus on compliance and governance.
- Qualifications: CGI qualified with experience in financial services and knowledge of FCA regulations.
- Other info: Only successful applicants will be contacted due to high application volumes.
The predicted salary is between 60000 - 84000 £ per year.
An exciting opportunity for Head of Company Secretary and Compliance within a well established construction organisation.
Key Skills required:
- CGI qualified
- Financial services background - understanding of investment management sector
- Understanding of board reporting for investors
- Experience in both company secretarial AND senior compliance position within FS or a regulated environment
- Knowledge of FCA regulations including SMCR
- Familiarity with AML and KYC in UK
Please note this role is based in London with hybrid working. Due to large volumes of applications, only those who are successful will be contacted.
Company Secretary and Compliance employer: Lawson Rowe
Contact Detail:
Lawson Rowe Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Company Secretary and Compliance
✨Tip Number 1
Network with professionals in the financial services and construction sectors. Attend industry events or webinars to connect with individuals who may have insights into the company or the role, which can give you an edge during the interview process.
✨Tip Number 2
Familiarise yourself with the latest FCA regulations, especially the SMCR. Being able to discuss recent changes or implications during your interview will demonstrate your proactive approach and deep understanding of compliance in the financial sector.
✨Tip Number 3
Prepare specific examples from your past experience that highlight your skills in both company secretarial and compliance roles. Be ready to discuss how you've successfully navigated challenges in these areas, particularly in regulated environments.
✨Tip Number 4
Research the company's culture and values, especially their approach to compliance and governance. Tailoring your responses to align with their ethos during interviews can significantly enhance your chances of making a positive impression.
We think you need these skills to ace Company Secretary and Compliance
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your CGI qualification and relevant experience in financial services. Emphasise your understanding of board reporting, FCA regulations, and your roles in company secretarial and compliance positions.
Craft a Strong Cover Letter: Write a compelling cover letter that outlines your passion for the role and how your background aligns with the company's needs. Mention specific experiences related to AML and KYC regulations to demonstrate your expertise.
Highlight Relevant Skills: In your application, clearly list your skills that match the job description, such as knowledge of SMCR and familiarity with the investment management sector. Use bullet points for clarity and impact.
Proofread Your Application: Before submitting, carefully proofread your application for any spelling or grammatical errors. A polished application reflects your attention to detail, which is crucial for a Company Secretary and Compliance role.
How to prepare for a job interview at Lawson Rowe
✨Showcase Your Financial Services Knowledge
Make sure to highlight your understanding of the investment management sector during the interview. Be prepared to discuss specific regulations and how they impact company secretarial duties, as this will demonstrate your expertise in the field.
✨Demonstrate Board Reporting Experience
Since board reporting for investors is crucial for this role, come equipped with examples of your past experiences. Discuss how you have effectively communicated complex information to boards and stakeholders, showcasing your ability to handle high-level reporting.
✨Familiarise Yourself with FCA Regulations
Brush up on your knowledge of FCA regulations, particularly the Senior Managers and Certification Regime (SMCR). Be ready to explain how these regulations influence compliance practices and company secretarial functions in a regulated environment.
✨Prepare for AML and KYC Discussions
Given the importance of Anti-Money Laundering (AML) and Know Your Customer (KYC) processes in the UK, prepare to discuss your experience in these areas. Highlight any relevant projects or initiatives you've led that align with these compliance requirements.
