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For Companies At a Glance
- Tasks: Manage compliance policies and ensure adherence to regulations in a dynamic insurance environment.
- Company: Join a respected insurance business known for its commitment to compliance and customer care.
- Benefits: Enjoy a supportive work culture with opportunities for professional growth and development.
- Why this job: Be part of a team that values integrity and makes a real impact on consumer protection.
- Qualifications: Experience in insurance compliance and knowledge of FCA rules are essential.
- Other info: Ideal for proactive individuals who thrive in a fast-paced, detail-oriented role.
The predicted salary is between 36000 - 60000 £ per year.
Lawes is supporting a well-regarded insurance business in the search for a proactive and knowledgeable Compliance-Manager to maintain and enhance an effective compliance framework across the organisation’s commercial insurance operations while ensuring adherence to FCA requirements and Consumer-Duty standards
RESPONSIBILITIES
- Review and update compliance policies including SMCR responsibilities
- Keep documents organised with clear version control
- Create and manage the annual compliance plan
- Carry out second-line checks on files and report any issues or improvements
- Help with FCA submissions and authorisations when needed
- Join management meetings and share updates on Consumer-Duty
- Respond to insurer audit requests and attend audits if required
- Handle checks and records for third-party suppliers and insurers
DAY-TO-DAY
- Make sure policies stay current with changing regulations
- Complete internal audits and keep the risk register up to date
- Pull together MI for Consumer-Duty reporting
- Track complaints GDPR issues and customer vulnerability cases
- Stay informed on regulatory updates through webinars and industry news
- Work closely with the team to support strong compliance practices
EXPERIENCE
- Background in insurance compliance essential
- Good knowledge of FCA rules SMCR and Consumer-Duty
- Hands-on experience managing compliance policies and plans
- Experience in commercial insurance a plus
SKILLS
- Excellent organisation and attention-to-detail
- Clear and confident communication
- Strong analytical mindset with a practical approach
- Able to work independently and speak confidently in meetings
- Good time management and able to balance tasks effectively
If you have the relevant experience or know someone that does please contact me now on 07458162842 or email us at
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Compliance Manager employer: Lawes Insurance Recruitment
Contact Detail:
Lawes Insurance Recruitment Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Manager
✨Tip Number 1
Familiarise yourself with the latest FCA regulations and Consumer-Duty standards. This will not only help you in interviews but also demonstrate your proactive approach to compliance management.
✨Tip Number 2
Network with professionals in the insurance compliance field. Attend industry webinars or local meetups to connect with others who can provide insights or even refer you to opportunities within their organisations.
✨Tip Number 3
Prepare to discuss specific examples of how you've managed compliance policies in the past. Highlight your experience with second-line checks and internal audits, as these are crucial for the role.
✨Tip Number 4
Stay updated on current trends and challenges in the insurance sector. Being knowledgeable about recent developments will show your commitment to the role and your ability to adapt to changes in the industry.
We think you need these skills to ace Compliance Manager
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in insurance compliance, particularly your knowledge of FCA rules and SMCR. Use specific examples that demonstrate your ability to manage compliance policies and plans.
Craft a Strong Cover Letter: Write a cover letter that clearly outlines your relevant experience and skills. Emphasise your proactive approach to maintaining compliance frameworks and your ability to communicate effectively in management meetings.
Showcase Your Analytical Skills: In your application, provide examples of how you've used your analytical mindset to tackle compliance issues or improve processes. This could include details about internal audits or managing compliance plans.
Highlight Relevant Experience: Ensure you mention any hands-on experience you have with compliance in commercial insurance. Discuss your familiarity with Consumer-Duty standards and how you've stayed informed on regulatory updates.
How to prepare for a job interview at Lawes Insurance Recruitment
✨Know Your Compliance Framework
Make sure you have a solid understanding of compliance frameworks, especially in relation to FCA requirements and Consumer-Duty standards. Be prepared to discuss how you've previously maintained or enhanced compliance policies in your past roles.
✨Demonstrate Organisational Skills
Since the role requires excellent organisation and attention to detail, come prepared with examples of how you've successfully managed compliance documents and version control in previous positions. Highlight any systems or tools you used to keep everything organised.
✨Showcase Your Analytical Mindset
Be ready to discuss your analytical approach to compliance issues. Prepare to share specific instances where your analytical skills helped identify problems or improve processes, particularly in relation to internal audits or risk management.
✨Communicate Confidently
Strong communication is key for this role, especially when sharing updates in management meetings. Practice articulating your thoughts clearly and confidently, and be prepared to answer questions about your experience in a way that showcases your expertise.
