At a Glance
- Tasks: Lead compliance efforts, manage risks, and develop policies in a top-tier law firm.
- Company: Prestigious US law firm with modern offices in the heart of London.
- Benefits: Generous salary, hybrid working, wellness perks, and pension package.
- Other info: Opportunity for professional growth in a collaborative and supportive atmosphere.
- Why this job: Join a dynamic team and shape compliance culture in a leading legal environment.
- Qualifications: Experience in law firm compliance and strong knowledge of regulatory standards required.
The predicted salary is between 75600 - 92400 £ per year.
Top tier US law firm with ultra-modern offices in the City is seeking an exceptional Senior Compliance Manager to support its UK and European compliance function. This broad and varied role will play a key part in regulatory compliance, risk management, policy development, training and regulatory engagement, helping to foster a strong culture of compliance across the firm.
What’s On Offer:
- Generous salary
- Hybrid working (3 days office / 2 days remote)
- Competitive benefits, wellness and pension package
- City of London / Liverpool Street
Senior Compliance Manager – What You’ll Be Doing:
- Support the firm's Compliance function (including the COO, London Managing Partner, COLP, COFA, MLRO and DPO) on all compliance, risk management and regulatory matters, driving continuous improvement of systems, controls and processes
- Develop, implement and maintain the firm's compliance policies, procedures and risk management framework in line with regulatory requirements and best practice
- Act as the primary point of contact for regulatory bodies, including investigations, information requests, data protection enquiries and Subject Access Requests
- Monitor regulatory and market developments, ensuring attorneys and staff remain informed of relevant changes and compliance obligations
- Conduct compliance audits and risk assessments, identifying key risks, recommending improvements and overseeing remediation
- Deliver and coordinate compliance training and promote a strong culture of regulatory compliance across the firm
- Maintain systems for recording, investigating and reporting breaches, near misses and client complaints, ensuring appropriate escalation to regulators where required in consultation with the relevant function holders
- Maintain expert knowledge of relevant legislation and regulatory requirements, benchmark the firm's compliance framework against market best practice and maintain the London office engagement letter
Senior Compliance Manager – What We’re Looking For:
- Law firm experience in a similar compliance role
- Good knowledge of SRA Standards and Regulations, AML rules and procedures, data protection legislation, KYC processes
- Maintains the highest professional standards to ensure the firm is not in a position of risk
- Ability to work collaboratively with partners and the management team to resolve any client conflicts and to ensure acceptable outcomes
- Good IT skills and knowledge are essential
Senior Compliance Manager in City of London employer: Larbey Evans Ltd
Larbey Evans is an exceptional employer, offering a dynamic work environment in the heart of London, where you can thrive as a Commercial Real Estate Paralegal. With a strong focus on employee growth and development, the firm provides competitive benefits and a hybrid working model that promotes work-life balance, all while engaging in high-value transactions within a prestigious legal setting.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Compliance Manager in City of London
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Larbey Evans Ltd looking for candidates who are engaged and informed.
We think you need these skills to ace Senior Compliance Manager in City of London
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Larbey Evans Ltd. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Larbey Evans Ltd
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Larbey Evans Ltd’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
