At a Glance
- Tasks: Lead compliance and risk management for a prestigious law firm in London.
- Company: Renowned US law firm with stylish offices near Liverpool Street.
- Benefits: Generous salary, attractive benefits, and hybrid working options.
- Other info: Opportunity to foster a strong culture of compliance and drive best practices.
- Why this job: Make a significant impact on governance and compliance in a high-profile role.
- Qualifications: Extensive compliance experience in a law firm and knowledge of relevant regulations.
The predicted salary is between 75600 - 92400 £ per year.
This prestigious US law firm housed in stylish new offices near Liverpool Street is seeking a new Head of Risk & Compliance to support the UK and European compliance function. This high-profile role will oversee regulatory compliance, risk management, policy development, training and engagement with regulators, ensuring the firm maintains the highest standards of governance and compliance.
What’s On Offer:
- Generous salary
- Attractive benefits package
- Hybrid working (3 days office / 2 days remote)
- City of London / Liverpool Street
What You’ll Be Doing:
- Lead the day-to-day management of the firm's UK and European risk and compliance function, supporting the COLP, COFA, MLRO and DPO
- Develop, implement and continually enhance the firm's compliance policies, procedures, systems and risk management framework
- Act as the primary liaison with regulators, managing investigations, information requests, data protection matters and other regulatory enquiries
- Monitor regulatory developments, provide expert compliance advice, and ensure the firm remains aligned with legal and regulatory requirements
- Conduct compliance audits and risk assessments, identifying areas for improvement and driving best practice across the firm
- Design and deliver training to attorneys and business services staff, fostering a strong culture of compliance
- Oversee the investigation and reporting of compliance breaches and client complaints, ensuring appropriate regulatory reporting where required
- Advise on key compliance areas including AML, GDPR, SRA Standards & Regulations, conflicts, anti-bribery and client due diligence
- Benchmark the firm's compliance framework against market best practice and maintain key compliance documentation, including the London office engagement letter
What We’re Looking For:
- Extensive experience in a similar / compliance role within a law firm is essential
- Good knowledge of SRA Standards and Regulations, AML rules and procedures, data protection legislation, KYC processes
- Judgement to balance commercial and compliance risks to achieve positive outcomes
- Ability to deal with confidential matters with discretion and tact
- Good IT skills and computer literacy are essential
Head of Risk & Compliance in City of London employer: Larbey Evans Ltd
Larbey Evans is an exceptional employer, offering a dynamic work environment in the heart of London, where you can thrive as a Commercial Real Estate Paralegal. With a strong focus on employee growth and development, the firm provides competitive benefits and a hybrid working model that promotes work-life balance, all while engaging in high-value transactions within a prestigious legal setting.
StudySmarter Expert Advice🤫
We think this is how you could land Head of Risk & Compliance in City of London
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Larbey Evans Ltd looking for candidates who are engaged and informed.
We think you need these skills to ace Head of Risk & Compliance in City of London
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Larbey Evans Ltd. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Larbey Evans Ltd
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Larbey Evans Ltd’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
