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- Tasks: Join our team to tackle financial crime and compliance challenges for diverse clients.
- Company: Kroll is a global leader in risk and financial advisory solutions with nearly a century of expertise.
- Benefits: Enjoy unparalleled career development, exposure to clients from day one, and a collaborative work culture.
- Why this job: Make an instant impact in a supportive environment while navigating complex governance and risk issues.
- Qualifications: 5+ years of compliance experience in a UK regulated environment; relevant qualifications are a plus.
- Other info: Kroll values diversity and equal opportunity; apply through careers.kroll.com.
The predicted salary is between 43200 - 72000 £ per year.
Our Regulatory consulting team helps firms deliver on a wide range of engagements including financial crime, compliance risk, regulatory readiness, compliance monitoring and regulatory reporting. At Kroll, your work will help deliver clarity to our clients’ most complex governance, risk, and transparency challenges.
Responsibilities:
- Undertake reviews following a risk-based approach, identifying control failings and operational weaknesses across a range of firms.
- Provide on the job and ad hoc advice and support to clients.
- Manage and maintain client relationships.
- Draft reports for firms and international regulators.
- Collate and manipulate data, visualising trends and patterns in performance.
The Ideal Candidate:
- 5+ years of proven compliance experience within a UK Regulated environment.
- Qualifications such as International Compliance Association (ICA) or Chartered Institute of Securities and Investment (CISI) beneficial.
- Will also speak to candidates who hold a Law Degree and have experience within Financial Services.
- Proven regulatory experience and knowledge, in particular around the FCA Handbook (COBS, SYSC, PROD and DISP in particular).
- Experience gained working within a regulated firm in a risk or compliance role, at a Conduct Regulator, or in a similar client facing role at a professional services firm.
Kroll is committed to equal opportunity and diversity, and recruits people based on merit. In order to be considered for a position, you must formally apply via careers.kroll.com.
Senior Associate, Regulatory Consulting employer: Kroll
Contact Detail:
Kroll Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Associate, Regulatory Consulting
✨Tip Number 1
Familiarise yourself with the FCA Handbook, especially the sections relevant to COBS, SYSC, PROD, and DISP. This knowledge will not only help you in interviews but also demonstrate your commitment to understanding the regulatory landscape.
✨Tip Number 2
Network with professionals in the regulatory consulting field. Attend industry events or webinars where you can meet current employees of Kroll or similar firms. Building these connections can provide valuable insights and potentially lead to referrals.
✨Tip Number 3
Prepare to discuss specific examples from your past experience that showcase your compliance skills and ability to manage client relationships. Highlighting your hands-on experience with risk-based reviews will set you apart from other candidates.
✨Tip Number 4
Stay updated on current trends and challenges in financial crime and compliance risk. Being knowledgeable about recent developments will allow you to engage in meaningful conversations during interviews and show your proactive approach to the role.
We think you need these skills to ace Senior Associate, Regulatory Consulting
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities and requirements of the Senior Associate position. Tailor your application to highlight your relevant experience in compliance and regulatory environments.
Highlight Relevant Experience: In your CV and cover letter, emphasise your 5+ years of compliance experience, particularly within a UK regulated environment. Mention any qualifications like ICA or CISI that are beneficial for the role.
Showcase Your Skills: Demonstrate your ability to manage client relationships and provide advice. Include examples of how you've identified control failings and operational weaknesses in previous roles, as this is crucial for the position.
Craft a Strong Cover Letter: Write a compelling cover letter that not only outlines your qualifications but also expresses your enthusiasm for joining Kroll. Mention your understanding of the FCA Handbook and how your skills align with their needs.
How to prepare for a job interview at Kroll
✨Understand Regulatory Frameworks
Familiarise yourself with the FCA Handbook, especially sections like COBS, SYSC, PROD, and DISP. Being able to discuss these frameworks confidently will demonstrate your regulatory knowledge and show that you are well-prepared for the role.
✨Showcase Your Compliance Experience
Prepare specific examples from your past roles that highlight your compliance experience within a UK regulated environment. Discuss how you've identified control failings and operational weaknesses, as this aligns closely with the responsibilities of the position.
✨Demonstrate Client Relationship Management Skills
Be ready to talk about your experience managing client relationships. Share examples of how you've provided on-the-job advice and support, as well as how you've maintained strong connections with clients in previous roles.
✨Data Manipulation and Reporting Skills
Since the role involves collating and manipulating data, prepare to discuss your experience with data visualisation and reporting. Bring examples of how you've used data to identify trends and patterns, which will showcase your analytical skills.
