Senior Associate - Regulatory
Senior Associate - Regulatory

Senior Associate - Regulatory

Full-Time 36000 - 60000 Β£ / year (est.) Home office (partial)
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At a Glance

  • Tasks: Support regulatory consulting with audits, compliance, and client engagements in financial services.
  • Company: Join Kroll, a global leader in risk and financial advisory solutions.
  • Benefits: Competitive salary, diverse environment, and opportunities for international travel.
  • Why this job: Make an impact in the finance industry while growing your career in a collaborative team.
  • Qualifications: 2-3 years experience in finance or a Big 4 firm, strong communication skills.
  • Other info: Dynamic role with potential for career advancement and professional development.

The predicted salary is between 36000 - 60000 Β£ per year.

We are looking for a Senior Associate to support our Regulatory Consulting team in Jersey. In this role you'll help firms deliver on a wide range of internal audit and advisory engagements in the financial services sector, covering areas such as financial crime, compliance risk, regulatory readiness, compliance monitoring and regulatory reporting.

Day-to-day responsibilities:

  • Assisting on a wide range of engagements and taking part in on-site client visits (with the potential for international travel), interviews, document review and contribution to report development and writing.
  • Client engagements may include, but are not limited to:
  • Article 32 and regulatory investigations;
  • Regulatory due diligence;
  • Risk reviews;
  • Governance reviews;
  • Regulatory remediation projects;
  • Retail/conduct reviews.
  • Assisting with the drafting of compliance documentation for clients (manuals and procedures, templates, risk assessments etc);
  • Assisting with ad hoc regulatory advice and solutions;
  • Liaising with clients and maintaining client relationships;
  • Provision of compliance monitoring services;
  • Contributing to the design and implementation of compliance frameworks;
  • Assisting with client proposals;
  • Contributing to articles, client alerts and organisation of client events.
  • Essential traits:

    • Experience of at least 2 to 3 years within the finance industry or a Big 4 firm/mid tier accounting firm.
    • Team player with the ability to use own initiative and provide prompt practical services to clients.
    • Clear, logical thought process, able to arrive at and make decisions and articulate these clearly.
    • Exceptional oral and written communication skills.
    • Experienced with Microsoft applications including Word and PowerPoint.
    • Numerical proficiency.

    Once you have applied, you will receive a survey from Career Spark to complete – this step is mandatory if you wish to be considered.

    Kroll is committed to equal opportunity and diversity, and recruits people based on merit.

    Senior Associate - Regulatory employer: Kroll

    Kroll is an exceptional employer that fosters a collaborative and empowering work culture, particularly in our Jersey office where the Senior Associate - Regulatory role offers unique opportunities for professional growth within the financial services sector. Employees benefit from engaging in diverse client engagements, international travel, and a commitment to equal opportunity and diversity, all while being part of a nearly century-long legacy of trusted expertise and innovation.
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    Contact Detail:

    Kroll Recruiting Team

    StudySmarter Expert Advice 🀫

    We think this is how you could land Senior Associate - Regulatory

    ✨Tip Number 1

    Network like a pro! Reach out to your connections in the finance industry or at Big 4 firms. A friendly chat can lead to insider info about job openings or even a referral, which can give you a leg up in the application process.

    ✨Tip Number 2

    Prepare for those interviews! Research common questions related to regulatory compliance and financial crime. Practise your responses, focusing on your experience and how it aligns with the role. We want you to shine when it’s your turn to impress!

    ✨Tip Number 3

    Showcase your skills! Bring along examples of your previous work, like compliance documentation or reports you've contributed to. This will demonstrate your expertise and give potential employers a taste of what you can bring to their team.

    ✨Tip Number 4

    Don’t forget to apply through our website! It’s the best way to ensure your application gets seen. Plus, completing the Career Spark survey is a must if you want to be considered, so keep an eye out for that after you apply!

    We think you need these skills to ace Senior Associate - Regulatory

    Regulatory Compliance
    Internal Audit
    Financial Crime Risk Assessment
    Regulatory Reporting
    Client Relationship Management
    Compliance Documentation Drafting
    Risk Reviews
    Governance Reviews
    Regulatory Remediation
    Numerical Proficiency
    Microsoft Word
    Microsoft PowerPoint
    Oral Communication Skills
    Written Communication Skills
    Team Collaboration

    Some tips for your application 🫑

    Tailor Your CV: Make sure your CV is tailored to the Senior Associate role. Highlight your experience in regulatory consulting and any relevant projects you've worked on. We want to see how your skills align with what we do!

    Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about regulatory consulting and how you can contribute to our team. Keep it concise but impactfulβ€”show us your personality!

    Showcase Your Communication Skills: Since exceptional written communication is key for this role, make sure your application is clear and well-structured. We love a good narrative, so tell us your story in a way that’s easy to follow.

    Complete the Career Spark Survey: Don’t forget about the mandatory survey from Career Spark after you apply! It’s an important step in the process, so make sure you complete it to be considered for the role. We’re excited to learn more about you!

    How to prepare for a job interview at Kroll

    ✨Know Your Regulatory Stuff

    Make sure you brush up on the latest regulations and compliance standards relevant to the financial services sector. Being able to discuss recent changes or challenges in regulatory frameworks will show that you're not just knowledgeable but also genuinely interested in the field.

    ✨Showcase Your Communication Skills

    Since this role requires exceptional oral and written communication, prepare to demonstrate these skills during the interview. Practice articulating your thoughts clearly and concisely, and be ready to provide examples of how you've effectively communicated complex information in past roles.

    ✨Prepare for Client Engagement Scenarios

    Think about your past experiences with client interactions and be ready to discuss them. Prepare specific examples where you’ve successfully managed client relationships or contributed to client proposals, as this will highlight your ability to liaise effectively with clients.

    ✨Be Ready for Problem-Solving Questions

    Expect questions that assess your problem-solving abilities, especially in compliance risk and regulatory readiness. Prepare to discuss situations where you identified a problem, developed a solution, and implemented it successfully, showcasing your logical thought process and initiative.

    Senior Associate - Regulatory
    Kroll
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    • Senior Associate - Regulatory

      Full-Time
      36000 - 60000 Β£ / year (est.)
    • K

      Kroll

      1000+
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