At a Glance
- Tasks: Ensure compliance in trading and capital markets while supporting innovative crypto products.
- Company: Join Kraken, a mission-driven leader in the crypto space with a global team.
- Benefits: Fully remote work, competitive salary, and a culture that values diversity and inclusion.
- Why this job: Be part of a pioneering team shaping the future of finance through crypto.
- Qualifications: 8+ years in trading or compliance, with strong regulatory knowledge and analytical skills.
- Other info: Dynamic environment with opportunities for growth and collaboration across global teams.
The predicted salary is between 36000 - 60000 £ per year.
Building the Future of Crypto. Our Krakenites are a world-class team with crypto conviction, united by our desire to discover and unlock the potential of crypto and blockchain technology. What makes us different? Kraken is a mission-focused company rooted in crypto values. As a Krakenite, you’ll join us on our mission to accelerate the global adoption of crypto, so that everyone can achieve financial freedom and inclusion.
The Product Compliance team is responsible for compliance across Kraken’s core trading and capital markets businesses, supporting some of the company’s most complex and highly regulated products. The scope includes exchange trading, margin, OTC and Prime services, derivatives, custody, trading infrastructure, Kraken Desktop, and capital markets activities such as KLX and CF Benchmarks. The team also supports Breakout and other new business initiatives, ensuring compliance is embedded as Kraken expands into new trading models and markets.
Working closely with product, engineering, legal, risk, and business leaders, the Senior Product Compliance Manager ensures regulatory requirements are integrated throughout the full product lifecycle — from asset listing and launch to ongoing trading operations and market expansion.
The opportunity
- Asset classes and trading activities: cash equities; listed futures (CFTC-regulated); perpetual futures; and over-the-counter (OTC) derivatives, spanning market making, proprietary trading, and exchange operations across U.S. and non-U.S. markets.
- Market conduct and surveillance: design and oversight of trade surveillance frameworks addressing market manipulation, insider trading, and best-execution risks, with controls tailored to different products and venues.
- Regulatory compliance: design and testing of controls to meet U.S. regulatory requirements (SEC, CFTC, NFA, FINRA) and key international regimes (FCA, ESMA/MiFID II, MAS, and others).
- Embedded controls: partner closely with engineering and product teams to integrate surveillance logic, pre-trade controls, and escalation workflows directly into trading and execution systems.
- M&A and integration: lead pre-deal compliance assessments for potential acquisitions, reviewing policies, controls, and team structures; identify gaps and develop practical remediation plans aligned with transaction timelines.
- Global expansion: evaluate regulatory requirements for new jurisdictions, identify applicable compliance obligations, and coordinate with regional compliance leads to establish scalable frameworks that support local licensing and oversight.
- New products and features: conduct compliance risk assessments for emerging products and trading features, advising product and legal teams on regulatory implications and designing incremental controls to address new or heightened risks.
- Cross-functional partnership: build strong relationships with Product, Legal, Corporate Development, and Operations to ensure compliance considerations are embedded early in business planning and product design.
Skills you should HODL
- 8+ years of experience in trading, markets, or product compliance, ideally spanning traditional financial markets and digital assets.
- Deep expertise in U.S. regulatory frameworks (CFTC, SEC, NFA, FinCEN, OFAC) and working familiarity with international regimes (FCA, ESMA/MiFID II, MAS, etc.).
- Proven ability to assess risks, identify compliance gaps, and design effective controls that enable business growth while maintaining regulatory rigor.
- Strong analytical and problem-solving mindset; able to advise senior stakeholders and translate complex regulatory expectations into actionable controls.
- Experience leading multi-jurisdictional, time-sensitive projects, with a strong sense of ownership and accountability.
- Exceptional communication and relationship-building skills with legal, risk, product, and business stakeholders.
Unless a specific application deadline is stated in the job posting, applications are accepted on an ongoing basis. We consider qualified applicants with criminal histories for employment on our team, assessing candidates in a manner consistent with the requirements of the San Francisco Fair Chance Ordinance. Kraken is powered by people from around the world and we celebrate all Krakenites for their diverse talents, backgrounds, contributions and unique perspectives. We hire strictly based on merit, meaning we seek out the candidates with the right abilities, knowledge, and skills considered the most suitable for the job. We encourage you to apply for roles where you don’t fully meet the listed requirements, especially if you’re passionate or knowledgeable about crypto! As an equal opportunity employer, we don’t tolerate discrimination or harassment of any kind.
Senior Product Compliance Manager (Trading & Markets) employer: Kraken
Contact Detail:
Kraken Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Product Compliance Manager (Trading & Markets)
✨Tip Number 1
Network like a pro! Reach out to current Krakenites on LinkedIn or other platforms. Ask them about their experiences and insights into the company culture. This can give you a leg up when it comes to understanding what they value in candidates.
✨Tip Number 2
Get familiar with the Kraken app before your interview. Knowing how it works and its features will show that you're genuinely interested in the role and the company. Plus, it’ll help you answer questions more confidently!
✨Tip Number 3
Prepare for situational questions! Think of examples from your past experience where you’ve tackled compliance challenges or worked cross-functionally. This will demonstrate your problem-solving skills and ability to collaborate with different teams.
✨Tip Number 4
Don’t forget to showcase your passion for crypto! Whether it's through personal projects, investments, or simply staying updated on industry trends, let your enthusiasm shine through. It’s a big part of what makes a great Krakenite!
We think you need these skills to ace Senior Product Compliance Manager (Trading & Markets)
Some tips for your application 🫡
Know Your Stuff: Before you start writing, make sure you’re familiar with Kraken’s mission and values. This will help you tailor your application to show how you align with our culture and what we stand for in the crypto space.
Be Specific: When detailing your experience, don’t just list your previous jobs. Highlight specific projects or achievements that relate to product compliance and trading. We want to see how your skills can directly contribute to our team!
Show Your Passion: Let your enthusiasm for crypto shine through! Whether it’s a personal project or a professional achievement, share what excites you about the industry and how you envision contributing to Kraken’s growth.
Apply Through Our Website: We encourage you to submit your application through our website. It’s the best way to ensure your application gets into the right hands and shows us you’re serious about joining the Kraken family!
How to prepare for a job interview at Kraken
✨Know Your Crypto Stuff
Before the interview, make sure you’re well-versed in the latest trends and regulations in the crypto space. Familiarise yourself with Kraken’s products and services, especially those related to trading and compliance. This will show your genuine interest and help you engage in meaningful conversations.
✨Understand the Compliance Landscape
Brush up on U.S. regulatory frameworks like the SEC and CFTC, as well as international regimes. Be prepared to discuss how these regulations impact product compliance and trading activities. Showing that you can navigate these complexities will set you apart from other candidates.
✨Demonstrate Cross-Functional Collaboration
Highlight your experience working with various teams such as product, legal, and engineering. Share specific examples of how you’ve successfully integrated compliance into product lifecycles. This will illustrate your ability to build strong relationships and ensure compliance is embedded early in the process.
✨Showcase Your Problem-Solving Skills
Prepare to discuss past challenges you've faced in compliance roles and how you tackled them. Use the STAR method (Situation, Task, Action, Result) to structure your answers. This will demonstrate your analytical mindset and ability to translate complex regulatory expectations into actionable solutions.