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- Tasks: Lead CASS audit engagements and mentor junior team members while ensuring effective resource allocation.
- Company: Join KPMG, a diverse and innovative firm with ambitious growth plans in financial services.
- Benefits: Enjoy a supportive culture, opportunities for personal growth, and the chance to work with market leaders.
- Why this job: Be part of a growing team that impacts major financial institutions and enhances your professional skills.
- Qualifications: Experience in CASS audits and strong knowledge of FCA regulations are preferred but not essential.
- Other info: KPMG values diversity and inclusion, making it a great place to express your individuality.
The predicted salary is between 43200 - 72000 £ per year.
Location: Manchester
Capability: Audit
Experience Level: Manager
Type: Full Time
Service Line: FS Audit
Contract type: Permanent
About the Role
Joining KPMG means becoming part of a talented team of exceptional colleagues who bring innovative thinking and natural curiosity to everything they do. At KPMG, we believe that diversity of background, personality, and perspective is key to success — and there’s a place for everyone here.
We are currently seeking a CASS Audit Manager to join our Financial Services audit function. This team supports a wide range of market-leading entities, including major investment banks, retail banking groups, broker-dealers, and traditional asset managers. With a strong track record and ambitious growth plans, this is an exciting time to join our expanding practice.
Why Join KPMG?
Our Financial Services CASS audit function oversees a variety of market-leading entities, ranging from some of the largest investment banking groups, retail banking groups, and broker-dealers to some of the largest traditional asset management groups in the UK. We have won a number of tenders in recent years and expect continued growth over the next 3 to 5 years.
The CASS Audit Department supports the delivery of CASS assurance reports across the entire FS audit practice at KPMG, including our Banking and Asset Management Audit teams. With a proven track record and increasing regulatory scrutiny, supervision, and demand for external assurance, we are well-positioned for significant expansion.
Team members bring a mix of core assurance and audit skills, deep industry knowledge, and specialist expertise in the UK regulatory environment particularly in relation to Client Assets.
What will you be doing?
- Deliver Limited and Reasonable Assurance CASS audit engagements, leading small teams and contributing to larger, multi-disciplinary projects.
- Oversee all aspects of audit planning, execution, and reporting, ensuring commercial efficiency and effective resource allocation.
- Provide technical support and advice to internal KPMG teams on CASS audits.
- Mentor and coach junior team members, supporting both technical development and personal growth.
- Contribute to business development through proposal writing, client workshops, industry seminars, and marketing materials.
- Develop thought leadership and identify new business opportunities.
- Advise clients on the impact of regulatory developments and provide assurance over existing processes and controls.
What will you need to do it?
- Experience in a CASS-related function, ideally including external CASS audits.
- Strong knowledge of the FCA’s Client Assets Sourcebook and its practical application.
- Deep understanding of governance frameworks, business structures, and control environments in the asset management sector.
- Excellent stakeholder and relationship management skills.
- Strong project management capabilities and experience leading professional teams.
- Significant experience in financial services, with a focus on CASS compliance.
- Proven ability to deliver regulatory projects and evaluate complex technical issues.
- Strong communication and presentation skills, both written and verbal.
- Awareness of current regulatory developments and industry challenges.
- Demonstrated success in delivering high-quality outputs to a range of stakeholders.
KPMG are proud to be an inclusive, equal opportunity employer and we seek to attract and retain the best people from the widest possible talent pool. As a member of the Business Disability Forum, we are committed to ensuring that all candidates are treated fairly throughout the Recruitment Process. We pride ourselves on being a place where your individuality is valued; you can be yourself and still achieve your potential. We believe that your individuality helps us to deliver the best results to our clients. Diversity of background, diversity of experience, diversity of perspective - that’s the KPMG difference.
Audit Manager - CASS Assurance employer: KPMG-7
Contact Detail:
KPMG-7 Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Audit Manager - CASS Assurance
✨Tip Number 1
Familiarise yourself with the FCA’s Client Assets Sourcebook. Understanding its practical application will not only help you in interviews but also demonstrate your commitment to the role and the industry.
✨Tip Number 2
Network with professionals in the financial services sector, especially those involved in CASS audits. Attend industry seminars or workshops to build connections and gain insights that could be beneficial during your application process.
✨Tip Number 3
Prepare to discuss recent regulatory developments and their implications for client assets. Being well-versed in current challenges will show your proactive approach and understanding of the evolving landscape.
✨Tip Number 4
Highlight your project management experience and ability to lead teams effectively. Be ready to share specific examples of how you've successfully managed audit engagements or similar projects in the past.
We think you need these skills to ace Audit Manager - CASS Assurance
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of a CASS Audit Manager. Familiarise yourself with the key requirements and expectations outlined in the job description.
Tailor Your CV: Customise your CV to highlight relevant experience in CASS-related functions and financial services. Emphasise your knowledge of the FCA’s Client Assets Sourcebook and any previous audit roles you've held.
Craft a Compelling Cover Letter: Write a cover letter that showcases your passion for the role and the company. Mention specific experiences that demonstrate your ability to deliver high-quality outputs and your understanding of regulatory developments.
Highlight Soft Skills: In your application, don't forget to mention your stakeholder management skills and project management capabilities. These are crucial for the role and will set you apart from other candidates.
How to prepare for a job interview at KPMG-7
✨Understand CASS Regulations
Make sure you have a solid grasp of the FCA’s Client Assets Sourcebook and its practical implications. Be prepared to discuss how these regulations impact audit processes and client asset management.
✨Showcase Your Leadership Skills
As an Audit Manager, you'll be leading teams. Highlight your experience in managing projects and mentoring junior staff. Share specific examples of how you've successfully led teams in previous roles.
✨Prepare for Technical Questions
Expect questions that test your knowledge of governance frameworks and control environments in the asset management sector. Brush up on recent regulatory developments and be ready to discuss their implications.
✨Demonstrate Stakeholder Management
KPMG values strong relationship management skills. Prepare examples of how you've effectively communicated with stakeholders and navigated complex situations in past roles.
