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- Tasks: Monitor and analyse regulatory developments, translating them into actionable insights for clients.
- Company: Join a VC-backed fintech start-up revolutionising derivatives trade processing.
- Benefits: Competitive salary, professional growth opportunities, and a collaborative work culture.
- Other info: Dynamic team environment focused on innovation and career development.
- Why this job: Make a real impact on regulatory strategy in a high-stakes environment.
- Qualifications: 7+ years in regulatory compliance with strong expertise in derivatives trade reporting.
The predicted salary is between 48000 - 72000 £ per year.
KOR is seeking a highly skilled and motivated Manager, Regulatory Intelligence to join our Compliance & Regulatory services team. This role is critical in ensuring our firm and clients stay ahead of evolving regulatory obligations across the U.S. and Canada. The successful candidate will be a subject matter expert (SME) with deep knowledge of ESMA, FCA and other European regulatory frameworks, particularly in the area of derivatives trade reporting.
This position requires a self-starter who can proactively monitor, analyze, interpret, and communicate complex regulatory developments and translate them into actionable insights for internal teams and external clients.
About us: We are a VC backed, innovative capital markets SaaS fintech dedicated to empowering businesses in derivatives post trade processing through leading-edge technology and exclusive approaches. KOR is a young company built on fresh approaches to solving old problems by leveraging new technologies, deep industry domain expertise, and world class in-house engineering. We are on a mission to innovate B2B trade servicing starting with regulatory trade reporting.
Teamwork and laser focus are central to everything we do at KOR. With the right support, we believe small independent teams with deep expertise achieve better results and encourage skilled people to take responsibility and grow their careers. We live by the mantra of work humble, work smart, and work together.
Key Responsibilities- Regulatory Intelligence & Analysis: Actively track and analyze regulatory developments, proposed rules, final rules, and guidance from key global regulators, including the ESMA, FCA and other global authorities. Perform detailed analysis of regulatory changes to determine their potential impact on clients' derivatives trading desks, operations, technology, and control functions. Conduct in-depth legal and regulatory analysis, providing clear, concise, and actionable summaries. Draft detailed regulatory analyses, highlighting key obligations, impacts, and implementation considerations for internal stakeholders and clients.
- Knowledge Management & Client Communication: Develop and maintain knowledge base articles to educate and inform clients on regulatory changes. Create requirement outlines for product and compliance teams based on regulatory developments. Act as a point of escalation for regulatory questions from clients and internal stakeholders. Participate in client meetings to provide subject matter expertise on regulatory requirements. Provide detailed, practical advice on reporting requirements for different categories of market participants (dealers, end-users, asset managers, etc.).
- Cross-Functional Collaboration: Partner with Product and Technology teams to ensure regulatory requirements are accurately translated into system functionality. Review and validate design specifications and product features related to trade reporting. Review client success implementations for regulatory completeness and accuracy. Represent KOR in industry working groups and contribute to shaping market understanding of regulatory obligations.
- 7+ years of experience in regulatory compliance, legal, product or risk management roles within financial services, preferably with a focus on derivatives trade reporting.
- Strong expertise in EMIR, MiFID, SFTR and other global reporting regimes and ability to conduct regulatory research and analysis independently.
- Proven track record as a compliance SME, with experience bridging the gap between regulatory requirements and business/technology solutions.
- Exceptional written communication skills, capable of producing detailed regulatory analysis and client-facing knowledge articles.
- Excellent oral communication and presentation skills, with confidence in addressing clients, regulators, and industry forums.
- Experience collaborating with technology and product teams on regulatory implementation projects.
- Highly motivated, self-starter with the ability to work independently and drive projects forward.
- Opportunity to influence regulatory strategy in a high-impact role.
- Collaborative and forward-thinking culture.
- Commitment to professional growth and development.
Manager, Regulatory Intelligence – UK/EU in London employer: KOR Financial Inc.
Contact Detail:
KOR Financial Inc. Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Manager, Regulatory Intelligence – UK/EU in London
✨Tip Number 1
Network like a pro! Reach out to industry professionals on LinkedIn or attend relevant events. Building connections can lead to job opportunities that aren’t even advertised.
✨Tip Number 2
Prepare for interviews by researching the company and its regulatory landscape. Show us you know your stuff about ESMA, FCA, and derivatives trade reporting – it’ll impress the hiring team!
✨Tip Number 3
Practice your pitch! Be ready to explain how your experience aligns with the role. We want to hear how you can bring value to our team at KOR and help us tackle regulatory challenges.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen. Plus, we love seeing candidates who are genuinely interested in joining our innovative team.
We think you need these skills to ace Manager, Regulatory Intelligence – UK/EU in London
Some tips for your application 🫡
Show Your Expertise: Make sure to highlight your deep knowledge of regulatory frameworks like ESMA and FCA in your application. We want to see how your experience aligns with the role, so don’t hold back on showcasing your skills!
Be Clear and Concise: When drafting your application, keep it straightforward. We appreciate clear communication, especially when it comes to complex topics. Use bullet points if it helps make your points stand out!
Tailor Your Application: Don’t just send a generic application! Tailor your CV and cover letter to reflect the specific requirements of the Manager, Regulatory Intelligence role. Show us why you’re the perfect fit for KOR.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for this exciting opportunity at KOR!
How to prepare for a job interview at KOR Financial Inc.
✨Know Your Regulations
Make sure you brush up on your knowledge of ESMA, FCA, and other relevant regulatory frameworks. Be prepared to discuss how these regulations impact derivatives trade reporting and provide examples of how you've navigated similar challenges in the past.
✨Showcase Your Analytical Skills
During the interview, highlight your ability to analyse complex regulatory changes. Prepare to discuss specific instances where your analysis led to actionable insights for clients or internal teams, demonstrating your expertise as a subject matter expert.
✨Communicate Clearly
Since this role involves drafting detailed regulatory analyses and client communication, practice articulating your thoughts clearly and concisely. You might even want to prepare a brief summary of a recent regulatory change and how it could affect clients, showcasing your written and verbal communication skills.
✨Collaborate and Connect
Emphasise your experience working with cross-functional teams, especially with product and technology. Be ready to share examples of how you've successfully collaborated on regulatory implementation projects, as teamwork is key at KOR.