Senior Compliance Consultant

Senior Compliance Consultant

Full-Time No working from home possible
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Senior Compliance Consultant

Flexible location options

The main responsibility of the Senior Consultant is to assist in delivering advisory services to our clients.

Responsibilities

  • Support and lead on solutions to enable clients to meet their regulatory and operational obligations.
  • Produce materials and activities for all aspects of client delivery such as training, reports, presentations, business gap analysis, project planning, risk management, in-depth case reviews
  • Provide regulatory and conduct risk-focused subject matter expertise as required
  • Provide leadership to the team

Qualifications/Experience

  • Solid FCA handbook knowledge, ideally around consumer duty and conduct risk
  • Wealth and Investments is highly desirable
  • Practical understanding of the UK FS sector and FCA agenda.
  • Strong analytical skills and problem solving toolkit
  • Good work ethic and desire for continuous improvement
  • Outstanding communication skills – both written and oral.
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Contact Details:

Kohort Recruitment | Leading CASS, Legal and Compliance Recruitment in FS Recruitment Team