Compliance Analyst in London

Compliance Analyst in London

London Full-Time 50000 - 70000 ÂŁ / year (est.) No home office possible
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At a Glance

  • Tasks: Monitor global commodities trading for compliance and engage with regulatory authorities.
  • Company: Join Koch Minerals & Trading, a leader in sustainable commodity trading.
  • Benefits: Competitive salary, flexible work environment, and opportunities for personal growth.
  • Why this job: Make a real impact on market integrity while developing your analytical skills.
  • Qualifications: Degree-level education and strong interest in commodities and regulations.
  • Other info: Dynamic role with excellent career advancement opportunities in a supportive culture.

The predicted salary is between 50000 - 70000 ÂŁ per year.

This role offers a unique opportunity to sit at the intersection of global commodities trading, regulatory oversight, and market integrity. You will play a key part in protecting both the firm and wider markets through proactive surveillance, direct engagement with front‐office teams, and involvement in emerging regulatory developments. The role stands out for its breadth—hands‐on alert investigation, cross‐functional collaboration, regulatory interaction, and an advisory position supporting trading desks.

What You Will Do

  • Perform trade surveillance across multiple global commodities markets, monitoring for market abuse indicators such as spoofing/layering, wash trades, front‐running, and insider trading.
  • Conduct communications monitoring to ensure compliance with relevant regulatory expectations.
  • Own the full lifecycle of surveillance alerts: triage, investigation, escalation, and documentation.

Regulatory & Compliance Support

  • Assist in business impact assessments, regulatory change management, and implementation projects.
  • Monitor evolving legislative and regulatory developments relevant to the KAES trading business.
  • Support the firm's FCA reporting obligations.
  • Oversee AML/KYC onboarding checks to ensure robust compliance controls.
  • Assist with responding to enquiries from Exchanges, regulators, and other external stakeholders.

Advisory & Stakeholder Engagement

  • Act as an advisory partner to front‐office trading desks.
  • Engage with traders, business support teams, counterparties, regulatory authorities, trade associations, and working groups.
  • Continuously improve and adapt surveillance frameworks as regulatory risks evolve.

Who You Are (Basic Qualifications)

  • Demonstrated interest in commodities‐related business.
  • Educated to degree level or equivalent.
  • Strong organizational, project management, analytical, and critical‐thinking abilities.
  • Confident engaging with front‐office stakeholders in time‐sensitive environments.

What Will Put You Ahead

  • Experience performing trade and communications surveillance.
  • Experience handling regulatory enquiries.
  • Solid understanding of futures markets.
  • Ability to communicate, interact with, and challenge staff at all levels, strong teamwork skills.
  • Knowledge of regulations such as MAR, REMIT, MiFID II, and EMIR.
  • Familiarity with LME and CME market structures.
  • Understanding of the FCA Handbook.
  • Exposure to European Commodity Exchange Rulebooks.
  • Knowledge of anti‐money laundering rules.

Compliance Analyst in London employer: Koch Minerals & Trading

Koch Minerals & Trading offers a dynamic and empowering work environment where Compliance Analysts can thrive at the forefront of global commodities trading and regulatory oversight. With a strong focus on sustainability and innovation, employees are encouraged to challenge the status quo and contribute meaningfully to market integrity while enjoying robust professional development opportunities and a culture that values individual contributions. Located in a collaborative setting, this role not only supports compliance but also fosters engagement with diverse stakeholders, making it an excellent choice for those seeking a rewarding career in a forward-thinking company.
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Contact Detail:

Koch Minerals & Trading Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Compliance Analyst in London

✨Tip Number 1

Network like a pro! Reach out to folks in the commodities trading space, especially those who work in compliance. A friendly chat can open doors and give you insights that job descriptions just can't.

✨Tip Number 2

Get your hands dirty with some real-world experience. Consider internships or volunteer roles related to compliance or trading. It’s a great way to beef up your CV and show you’re serious about the field.

✨Tip Number 3

Prepare for interviews by brushing up on your knowledge of regulations like MAR and MiFID II. Be ready to discuss how you would handle specific compliance scenarios. Show them you know your stuff!

✨Tip Number 4

Don’t forget to apply through our website! We love seeing candidates who are proactive and engaged. Plus, it gives you a chance to showcase your enthusiasm for the role right from the start.

We think you need these skills to ace Compliance Analyst in London

Trade Surveillance
Regulatory Compliance
Market Abuse Monitoring
Communications Monitoring
Investigative Skills
Project Management
Analytical Skills
Critical Thinking
Stakeholder Engagement
Knowledge of MAR, REMIT, MiFID II, and EMIR
Understanding of FCA Handbook
Anti-Money Laundering Knowledge
Teamwork Skills
Adaptability to Regulatory Changes

Some tips for your application 🫡

Show Your Passion for Compliance: When writing your application, let us see your enthusiasm for compliance and regulatory matters. Share any relevant experiences or projects that highlight your interest in commodities trading and market integrity.

Tailor Your CV and Cover Letter: Make sure to customise your CV and cover letter for the Compliance Analyst role. Use keywords from the job description to demonstrate how your skills and experiences align with what we’re looking for.

Be Clear and Concise: Keep your application straightforward and to the point. We appreciate clarity, so avoid jargon and ensure your key achievements stand out. This will help us quickly see why you’d be a great fit!

Apply Through Our Website: Don’t forget to submit your application through our website! It’s the best way for us to receive your details and ensures you’re considered for the role. Plus, it’s super easy to do!

How to prepare for a job interview at Koch Minerals & Trading

✨Know Your Regulations

Familiarise yourself with key regulations like MAR, REMIT, MiFID II, and EMIR. Being able to discuss these confidently will show that you understand the compliance landscape and can engage effectively with regulatory authorities.

✨Showcase Your Analytical Skills

Prepare examples of how you've used your analytical and critical-thinking abilities in past roles. Whether it's investigating trade alerts or conducting compliance checks, having concrete examples ready will demonstrate your capability in this area.

✨Engage with Front-Office Scenarios

Think about how you would interact with front-office teams in time-sensitive situations. Be ready to discuss how you would advise them on compliance matters and handle any regulatory enquiries, showcasing your communication skills.

✨Stay Updated on Market Trends

Research current trends in global commodities trading and any recent regulatory changes. Showing that you're proactive about staying informed will highlight your genuine interest in the field and your commitment to continuous improvement.

Compliance Analyst in London
Koch Minerals & Trading
Location: London

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