At a Glance
- Tasks: Monitor global commodities trading for compliance and engage with regulatory developments.
- Company: Join Koch Minerals & Trading, a leader in sustainable commodity trading.
- Benefits: Competitive salary, flexible work environment, and opportunities for personal growth.
- Other info: Dynamic role with excellent career progression and a supportive team culture.
- Why this job: Make a real impact on market integrity while developing your career in compliance.
- Qualifications: Degree-level education and a keen interest in commodities and regulatory frameworks.
The predicted salary is between 30000 - 40000 £ per year.
This role offers a unique opportunity to sit at the intersection of global commodities trading, regulatory oversight, and market integrity. You will play a key part in protecting both the firm and wider markets through proactive surveillance, direct engagement with front‑office teams, and involvement in emerging regulatory developments. The role stands out for its breadth—hands‑on alert investigation, cross‑functional collaboration, regulatory interaction, and an advisory position supporting trading desks.
What You Will Do
- Perform trade surveillance across multiple global commodities markets, monitoring for market abuse indicators such as spoofing/layering, wash trades, front‑running, and insider trading.
- Conduct communications monitoring to ensure compliance with relevant regulatory expectations.
- Own the full lifecycle of surveillance alerts: triage, investigation, escalation, and documentation.
Regulatory & Compliance Support
- Assist in business impact assessments, regulatory change management, and implementation projects.
- Monitor evolving legislative and regulatory developments relevant to the KAES trading business.
- Support the firm’s FCA reporting obligations.
- Oversee AML/KYC onboarding checks to ensure robust compliance controls.
- Assist with responding to enquiries from Exchanges, regulators, and other external stakeholders.
Advisory & Stakeholder Engagement
- Act as an advisory partner to front‑office trading desks.
- Engage with traders, business support teams, counterparties, regulatory authorities, trade associations, and working groups.
- Continuously improve and adapt surveillance frameworks as regulatory risks evolve.
Who You Are (Basic Qualifications)
- Demonstrated interest in commodities‑related business.
- Educated to degree level or equivalent.
- Strong organizational, project management, analytical, and critical‑thinking abilities.
- Confident engaging with front‑office stakeholders in time‑sensitive environments.
What Will Put You Ahead
- Experience performing trade and communications surveillance.
- Experience handling regulatory enquiries.
- Solid understanding of futures markets.
- Ability to communicate, interact with, and challenge staff at all levels, strong teamwork skills.
- Knowledge of regulations such as MAR, REMIT, MiFID II, and EMIR.
- Familiarity with LME and CME market structures.
- Understanding of the FCA Handbook.
- Exposure to European Commodity Exchange Rulebooks.
- Knowledge of anti‑money laundering rules.
At Koch companies, we are entrepreneurs. This means we openly challenge the status quo, find new ways to create value and get rewarded for our individual contributions.
Who We Are Koch Minerals & Trading (KM&T) specializes in the innovative commercialization and global trading of renewable energy, energy, metals, minerals and other commodities. Focused on sustainability, KM&T trades products and services that power life today and for the future. KM&T is also a global solutions provider for industrial businesses, offering market insights and expertise in buying, selling and managing risk across multiple commodity markets.
Graduate Compliance Analyst employer: Koch Minerals & Trading
Koch Minerals & Trading offers an exceptional work environment where employees are empowered to challenge the status quo and contribute meaningfully to global commodities trading and regulatory compliance. With a strong focus on sustainability and innovation, the company fosters a collaborative culture that encourages professional growth through diverse responsibilities and direct engagement with industry stakeholders. Located in a dynamic market, this role not only provides valuable experience in compliance and surveillance but also positions you at the forefront of evolving regulatory landscapes, making it a rewarding opportunity for aspiring professionals.
StudySmarter Expert Advice🤫
We think this is how you could land Graduate Compliance Analyst
✨Tip Number 1
Network like a pro! Reach out to professionals in the compliance and commodities trading sectors on LinkedIn. Join relevant groups, participate in discussions, and don’t hesitate to ask for informational interviews. We all know that sometimes it’s not just what you know, but who you know!
✨Tip Number 2
Prepare for those interviews by brushing up on your knowledge of regulations like MAR and MiFID II. We recommend creating a cheat sheet with key points about these regulations and how they impact trading. This will show your potential employer that you’re not just interested, but also knowledgeable!
✨Tip Number 3
Practice your situational responses! Think about scenarios you might face in the role, like handling a regulatory enquiry or advising a trading desk. We suggest doing mock interviews with friends or mentors to get comfortable articulating your thoughts under pressure.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen. Plus, we love seeing candidates who take the initiative to engage directly with us. So, go ahead and submit your application today!
We think you need these skills to ace Graduate Compliance Analyst
Some tips for your application 🫡
Show Your Passion for Commodities:Make sure to highlight your interest in commodities trading in your application. We want to see that you’re genuinely excited about the industry and understand its nuances, so don’t hold back on sharing your enthusiasm!
Tailor Your CV and Cover Letter:When applying, customise your CV and cover letter to reflect the skills and experiences mentioned in the job description. We love seeing how your background aligns with our needs, so make it personal and relevant!
Be Clear and Concise:In your written application, clarity is key! Use straightforward language and get straight to the point. We appreciate well-structured applications that are easy to read and understand.
Apply Through Our Website:Don’t forget to submit your application through our website! It’s the best way for us to receive your details and ensures you’re considered for the role. Plus, it’s super easy to do!
How to prepare for a job interview at Koch Minerals & Trading
✨Know Your Regulations
Familiarise yourself with key regulations like MAR, REMIT, and MiFID II. Being able to discuss these in your interview will show that you understand the compliance landscape and are ready to engage with regulatory matters.
✨Showcase Your Analytical Skills
Prepare examples of how you've used analytical thinking in past experiences. Whether it's through coursework or previous roles, demonstrating your ability to investigate and triage alerts will be crucial for this position.
✨Engage with Real-World Scenarios
Think about potential market abuse scenarios, such as spoofing or insider trading. Be ready to discuss how you would approach these situations, showcasing your critical thinking and problem-solving skills.
✨Demonstrate Teamwork and Communication
This role involves collaboration with various stakeholders. Prepare to share examples of how you've successfully worked in teams and communicated effectively, especially in time-sensitive environments.
