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- Tasks: Advise clients on legal and regulatory matters in the financial services sector.
- Company: Leading global law firm with a strong reputation in financial services regulation.
- Benefits: Competitive salary, professional development, and a dynamic work environment.
- Why this job: Join a top-tier team and shape the future of FinTech regulation.
- Qualifications: Experience in financial services regulation and strong analytical skills.
- Other info: Opportunity for career advancement in a prestigious law firm.
The predicted salary is between 36000 - 60000 ÂŁ per year.
A leading global law firm are seeking a Senior/Managing Associate to join their Financial Services Regulation team in London.
In this role you will advise clients on legal, regulatory and compliance matters including:
- Scoping, perimeter and Part 4A permissions advice.
- Advising on application for authorisations and change in control approvals.
- Product and services design, including evaluating how innovative and novel FinTech products fit into the regulatory framework.
- Advice on all aspects of the FCA Handbook and PRA Rule Book, MiFID, AIFMD, MCD, CRR (etc).
- Advice on cross border aspects of financial services regulation.
- Corporate governance of authorised firms.
- Payment services and “open banking”.
- Advising and drafting documents such as terms and conditions for regulated activities.
- Advising on remediation, self-reporting, and engagement with the regulators.
- Assisting the corporate team on FSMA aspects.
Financial Services Regulation Associate employer: KMA Legal Recruitment
Contact Detail:
KMA Legal Recruitment Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Financial Services Regulation Associate
✨Tip Number 1
Network like a pro! Reach out to professionals in the financial services regulation space on LinkedIn. Join relevant groups and participate in discussions to get your name out there and show your expertise.
✨Tip Number 2
Prepare for interviews by brushing up on the FCA Handbook and PRA Rule Book. We want you to be able to discuss how innovative FinTech products fit into the regulatory framework confidently. Show them you know your stuff!
✨Tip Number 3
Don’t just apply anywhere; focus on firms that align with your career goals. Use our website to find roles that excite you and match your skills in financial services regulation. Tailor your approach to each firm!
✨Tip Number 4
Follow up after interviews! A quick thank-you email can go a long way. Mention something specific from your conversation to remind them of your fit for the role. It shows you're genuinely interested and professional.
We think you need these skills to ace Financial Services Regulation Associate
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Financial Services Regulation role. Highlight relevant experience and skills that match the job description, like your knowledge of FCA Handbook or experience with regulatory compliance.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about financial services regulation and how your background makes you a perfect fit for our team. Keep it concise but impactful!
Showcase Your Knowledge: In your application, don’t shy away from showcasing your understanding of key regulations like MiFID or AIFMD. We want to see that you’re not just familiar with these terms, but that you can apply them in real-world scenarios.
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of your application and ensures you don’t miss out on any important updates from us!
How to prepare for a job interview at KMA Legal Recruitment
✨Know Your Regulations
Make sure you brush up on the key regulations mentioned in the job description, like the FCA Handbook and PRA Rule Book. Being able to discuss these confidently will show that you're not just familiar with the terms but understand their implications in real-world scenarios.
✨Showcase Your Advisory Skills
Prepare examples of how you've previously advised clients on regulatory matters. Think about specific cases where your advice made a significant impact. This will demonstrate your practical experience and ability to navigate complex regulatory landscapes.
✨Understand FinTech Innovations
Since the role involves advising on innovative FinTech products, make sure you’re up-to-date with the latest trends in the industry. Be ready to discuss how these innovations fit into existing regulatory frameworks and any challenges they might pose.
✨Engage with Corporate Governance
Familiarise yourself with corporate governance principles as they relate to authorised firms. Be prepared to discuss how you would approach governance issues and ensure compliance, as this is a crucial aspect of the role.