At a Glance
- Tasks: Advise clients on legal and regulatory matters in financial services.
- Company: Join a highly regarded firm known for its talented team and quality work.
- Benefits: Competitive salary, flexible remote work, and excellent career development opportunities.
- Other info: Promote your expertise through seminars and internal training.
- Why this job: Make a real impact in the evolving world of financial services regulation.
- Qualifications: Minimum 6 years PQE in financial services regulation with in-depth legal knowledge.
The predicted salary is between 48000 - 72000 £ per year.
In this role you will advise clients on legal, regulatory and compliance matters including:
- Scoping, perimeter and Part 4A permissions advice.
- Advising on application for authorisations and change in control approvals.
- Product and services design, including evaluating how innovative and novel FinTech products fit into the regulatory framework.
- Advice on all aspects of the FCA Handbook and PRA Rule Book, MiFID, AIFMD, MCD, CRR.
- Advice on cross border aspects of financial services regulation.
- Corporate governance of authorised firms.
- Payment services and “open banking”.
- Advising and drafting documents such as terms and conditions for regulated activities.
- Advising on remediation, self-reporting, and engagement with the regulators.
- Assisting the corporate team on FSMA aspects of M&A.
- Assisting other teams across the firm on FSMA related matters.
- Monitoring changes in financial services regulations and update clients accordingly.
- Promoting the firm’s financial services regulation capabilities by speaking at seminars, writing articles, etc.
- Providing internal training.
The team are looking to hire a senior or managing associate to join them. It is essential you have a minimum of 6 years PQE in financial services regulation with a highly regarded firm. You should have in-depth knowledge of current financial services law including the Financial Services and Markets Act 2000 (FSMA), the PRA Rulebook, FCA Handbook, The Regulated Activities Order, the Financial Promotions Order, MiFID and consumer credit and mortgage regulation.
This is a fantastic opportunity to join a highly regarded firm with excellent quality work amongst talented, driven people. The firm is known for providing an environment that allows for real career development. You will have the option to work from home 2 days a week and there is a highly competitive salary and benefits package on offer.
Financial Services Regulation Associate in England employer: KMA Legal Recruitment
KMA Legal Recruitment is an exceptional employer, offering a dynamic work culture that prioritises employee well-being and professional growth. With a focus on the health and social care sectors, employees benefit from competitive salaries, flexible working arrangements, and the opportunity to mentor junior team members, making it a rewarding environment for those looking to advance their careers in employment law.
StudySmarter Expert Advice🤫
We think this is how you could land Financial Services Regulation Associate in England
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector and let them know you're on the lookout for opportunities. You never know who might have the inside scoop on a role that’s perfect for you.
✨Tip Number 2
Get your online presence sorted! Make sure your LinkedIn profile is up-to-date and showcases your expertise in financial services regulation. Engage with relevant content and connect with industry leaders to boost your visibility.
✨Tip Number 3
Prepare for interviews by brushing up on the latest regulatory changes and trends in the financial services sector. Show off your knowledge about the FCA Handbook and PRA Rule Book, and be ready to discuss how you can add value to the firm.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive and engaged with our firm’s mission.
We think you need these skills to ace Financial Services Regulation Associate in England
Some tips for your application 🫡
Tailor Your CV:Make sure your CV reflects the specific skills and experiences that match the Financial Services Regulation Associate role. Highlight your 6+ years of PQE and any relevant projects you've worked on, especially those involving FSMA, FCA Handbook, or regulatory compliance.
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about financial services regulation and how your background makes you a perfect fit for our team. Don’t forget to mention any innovative FinTech products you've worked with!
Showcase Your Knowledge:In your application, demonstrate your in-depth knowledge of current financial services law. Mention specific regulations like MiFID or AIFMD and how you've applied them in your previous roles. This will show us you’re not just familiar but truly engaged with the field.
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates. Plus, we love seeing candidates who take the initiative!
How to prepare for a job interview at KMA Legal Recruitment
✨Know Your Regulations Inside Out
Make sure you brush up on the key regulations mentioned in the job description, like FSMA, FCA Handbook, and MiFID. Being able to discuss these confidently will show that you're not just familiar with the terms but can apply them in real-world scenarios.
✨Prepare Real-World Examples
Think of specific instances where you've advised clients on regulatory matters or navigated complex compliance issues. Sharing these examples will demonstrate your practical experience and problem-solving skills, which are crucial for this role.
✨Stay Updated on Industry Changes
The financial services landscape is always evolving, so make sure you're aware of the latest changes in regulations. Mentioning recent updates during your interview will highlight your proactive approach and commitment to staying informed.
✨Showcase Your Communication Skills
Since the role involves advising clients and possibly providing internal training, it's essential to convey your ideas clearly. Practice explaining complex regulatory concepts in simple terms, as this will reflect your ability to communicate effectively with both clients and colleagues.
