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- Tasks: Lead the development of risk and controls for Fixed Income Trading & Sales.
- Company: Join a top-tier Investment Bank known for innovation and integrity.
- Benefits: Enjoy a dynamic work environment with opportunities for growth and collaboration.
- Why this job: Be part of a team that values hard work and offers exciting challenges.
- Qualifications: Experience in 1st line Risk & Controls and strong communication skills required.
- Other info: Work with award-winning professionals in a reputable agency.
The predicted salary is between 43200 - 72000 £ per year.
My client, a leading Investment Bank, are seeking a Senior 1LOD Risk and Controls specialist to help enhance and develop the risk and controls framework that supports the front office Fixed Income team (Trading & Sales). Partnering closely with the Sales & Trading teams, you would be responsible for the front to back oversight from a risk and controls perspective – ensuring that they are operating in compliance with the applicable rules and regulations.
Key Responsibilities:
- Develop and enhance the 1st Line of Defence framework from a procedure, risk and control perspective
- Partner with the Front Office team and wider support functions to ensure front to back oversight
- Work with 2nd and 3rd line functions to provide guidance in assessment and management of risks
- Provide management with control assurance through reporting and governance (RCSA’s, incidents, risk profiles)
Key skills / Experience:
- Deep knowledge of working within a 1st line Risk & Controls function
- Exposure to working with and supporting a front office environment (Sales & Trading)
- Knowledge of Fixed Income markets would be advantageous – but not essential
- Excellent communicator, with the gravitas to manage and cultivate relationships with senior stakeholders
Risk & Controls – Fixed Income – Director level employer: Kite Consulting Group
Contact Detail:
Kite Consulting Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Risk & Controls – Fixed Income – Director level
✨Tip Number 1
Network with professionals in the Fixed Income space. Attend industry events or webinars where you can meet people who work in risk and controls, especially within investment banks. Building these connections can provide valuable insights and potentially lead to referrals.
✨Tip Number 2
Familiarise yourself with the latest regulations and compliance standards relevant to Fixed Income trading. Being well-versed in these areas will not only boost your confidence but also demonstrate your commitment to staying updated in a rapidly changing environment.
✨Tip Number 3
Prepare to discuss specific examples of how you've enhanced risk and controls frameworks in previous roles. Use the STAR method (Situation, Task, Action, Result) to structure your responses, showcasing your impact and expertise in the 1st Line of Defence.
✨Tip Number 4
Research the company culture and values of the investment bank you're applying to. Tailor your conversations to reflect how your personal values align with theirs, particularly around integrity and customer value, which are crucial in this sector.
We think you need these skills to ace Risk & Controls – Fixed Income – Director level
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities and requirements of the Risk & Controls – Fixed Income – Director level position. Tailor your application to highlight your relevant experience in risk management and controls.
Highlight Relevant Experience: In your CV and cover letter, emphasise your experience within a 1st line Risk & Controls function, particularly in a front office environment. Use specific examples that demonstrate your ability to enhance frameworks and manage risks effectively.
Showcase Communication Skills: Since excellent communication is key for this role, ensure your application reflects your ability to manage relationships with senior stakeholders. Consider including examples of how you've successfully communicated complex information in previous roles.
Tailor Your Cover Letter: Craft a compelling cover letter that not only outlines your qualifications but also expresses your enthusiasm for the role and the company. Mention why you are drawn to this opportunity and how you align with their values of integrity and customer focus.
How to prepare for a job interview at Kite Consulting Group
✨Understand the 1st Line of Defence Framework
Make sure you have a solid grasp of the 1st Line of Defence framework. Be prepared to discuss how you would enhance and develop this framework, particularly in relation to risk and controls within the Fixed Income team.
✨Showcase Your Communication Skills
As an excellent communicator, you need to demonstrate your ability to manage relationships with senior stakeholders. Prepare examples of how you've successfully communicated complex information in previous roles.
✨Familiarise Yourself with Fixed Income Markets
While deep knowledge of Fixed Income markets is advantageous but not essential, it’s beneficial to brush up on key concepts and current trends. This will help you engage more effectively with the Sales & Trading teams during the interview.
✨Prepare for Scenario-Based Questions
Expect scenario-based questions that assess your ability to provide guidance in risk assessment and management. Think of specific instances where you’ve successfully navigated challenges in a front office environment.
