We are looking for a proactive and organised Compliance Officer to help ensure the business operates in line with relevant regulations, policies and internal standards.
The Role
- Identify and assess potential compliance and business risks.
- Review and resolve compliance concerns, incidents and customer complaints.
- Help develop and maintain company policies, procedures and regulatory records.
- Assist with audits, reporting and ongoing regulatory requirements.
- Ensure compliance information and documentation is accurate, secure and up to date.
- Work with colleagues across the business to promote good compliance practices.
The Candidate:
- Previous experience in compliance, regulation, risk ideally within the financial services sector.
- Good knowledge of confidentiality, data protection and regulatory requirements.
- Excellent attention to detail, organisation and time management.
- Strong Microsoft Office skills, particularly Excel, Word, Outlook and PowerPoint.
- Confident communicator who can work independently and as part of a team.
- A proactive approach, with the ability to manage competing priorities and meet deadlines.
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Compliance Officer employer: Kirkland Associates
Kirkland Associates is an excellent employer for those looking to thrive in a dynamic sales environment. With a strong focus on employee development, we offer comprehensive training and a supportive culture that encourages growth and success. Located in the East Midlands, our team enjoys a balanced work-life schedule and competitive earnings potential, making it a rewarding place to build a career.
